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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
+11.04%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$992M
AUM Growth
+$81.5M
Cap. Flow
-$10.8M
Cap. Flow %
-1.09%
Top 10 Hldgs %
18.92%
Holding
2,278
New
82
Increased
487
Reduced
848
Closed
172

Top Buys

Rank Stock Value
1
CHTR icon
Charter Communications
CHTR
+$2.65M
2
IDA icon
Idacorp
IDA
+$2.46M
3
D icon
Dominion Energy
D
+$2.45M
4
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.07M
5
AWK icon
American Water Works
AWK
+$997K

Top Sells

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$2.69M
2
AEE icon
Ameren
AEE
+$2.68M
3
DTE icon
DTE Energy
DTE
+$2.44M
4
TU icon
Telus
TU
+$2.27M
5
REXR icon
Rexford Industrial Realty
REXR
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 14.9%
2 Financials 14.09%
3 Industrials 7.7%
4 Consumer Discretionary 6.39%
5 Utilities 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMLP icon
826
First Trust North American Energy Infrastructure Fund
EMLP
$4.14B
$153K 0.02%
5,557
+2,611
+89% +$70.3K
VUG icon
827
Vanguard Growth ETF
VUG
$216B
$153K 0.02%
2,958
+312
+12% +$15.1K
CII icon
828
BlackRock Enhanced Captial and Income Fund
CII
$998M
$152K 0.02%
8,004
+10
+0.1% +$182
IGIB icon
829
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$151K 0.02%
2,914
-244
-8% -$12.1K
BND icon
830
Vanguard Total Bond Market
BND
$158B
$150K 0.02%
2,052
-726
-26% -$51.3K
CRS icon
831
Carpenter Technology
CRS
$28.8B
$150K 0.02%
2,129
+763
+56% +$51.3K
FIS icon
832
Fidelity National Information Services
FIS
$22.2B
$150K 0.02%
2,512
-2,025
-45% -$111K
GAL icon
833
State Street Global Allocation ETF
GAL
$302M
$150K 0.02%
3,642
+12
+0.3% +$470
AVNT icon
834
Avient
AVNT
$3.42B
$149K 0.02%
3,605
-263
-7% -$9.18K
FEM icon
835
First Trust Emerging Markets AlphaDEX Fund
FEM
$744M
$147K 0.01%
6,657
-1,144
-15% -$23.9K
FJUN icon
836
FT Vest US Equity Buffer ETF June
FJUN
$1.34B
$147K 0.01%
3,333
-231
-6% -$9.67K
QDEC icon
837
FT Vest Growth-100 Buffer ETF December
QDEC
$682M
$145K 0.01%
6,134
– –
AMCR icon
838
Amcor
AMCR
$20.8B
$144K 0.01%
2,995
+151
+5% +$6.93K
FMAY icon
839
FT Vest US Equity Buffer ETF May
FMAY
$1.4B
$144K 0.01%
3,490
-253
-7% -$9.99K
GBAB
840
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$383M
$144K 0.01%
8,910
+148
+2% +$2.29K
HNDL icon
841
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$632M
$144K 0.01%
6,985
-659
-9% -$12.9K
OKE icon
842
Oneok
OKE
$57.1B
$144K 0.01%
2,051
-745
-27% -$49.9K
SHYD icon
843
VanEck Short High Yield Muni ETF
SHYD
$451M
$144K 0.01%
6,516
-6,494
-50% -$141K
NYT icon
844
New York Times
NYT
$11.8B
$143K 0.01%
2,920
– –
IGV icon
845
iShares Expanded Tech-Software Sector ETF
IGV
$12.2B
$141K 0.01%
1,750
+425
+32% +$31.4K
SLV icon
846
iShares Silver Trust
SLV
$28.3B
$141K 0.01%
6,478
+302
+5% +$6.43K
WBD icon
847
Warner Bros
WBD
$64.2B
$141K 0.01%
12,437
-1,106
-8% -$11.9K
GDV icon
848
Gabelli Dividend & Income Trust
GDV
$2.63B
$140K 0.01%
6,508
-3,801
-37% -$75.4K
QTEC icon
849
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.47B
$140K 0.01%
799
– –
IEFA icon
850
iShares Core MSCI EAFE ETF
IEFA
$188B
$139K 0.01%
1,978
-380
-16% -$25K
32 33
34
35 36

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AAIM
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MHS
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CWM
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SRC
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SVWAG
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KRSITF
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AIA
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NBC Securities's Q4 2023 Portfolio in Review

As of Q4 2023, NBC Securities held 2,278 positions worth $992M, up 9% from $910M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

NBC Securities's Q4 2023 filing shows 82 new, 487 increased, 848 reduced and 172 closed positions. Its largest new stake was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K. The largest sale was Royal Bank of Canada, an estimated $2.69M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Industrials.

  • NBC Securities's largest Q4 2023 buy was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K.
  • NBC Securities added most to Charter Communications in Q4 2023, an estimated $2.65M increase.
  • NBC Securities's biggest Q4 2023 reduction was Royal Bank of Canada, cutting an estimated $2.69M.
  • NBC Securities fully exited Eneti Inc. in Q4 2023, selling an estimated $212K.
  • NBC Securities's ten largest holdings make up 19% of its $992M portfolio in Q4 2023.
  • NBC Securities opened 82 new positions and closed 172 in Q4 2023.
  • NBC Securities's portfolio value rose 9% quarter-over-quarter to $992M.

Based on NBC Securities's 13F filing for Q4 2023, filed 7 Feb 2024.