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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
-3.72%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$910M
AUM Growth
–
Cap. Flow
+$952M
Cap. Flow %
104.56%
Top 10 Hldgs %
18.8%
Holding
2,196
New
2,193
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$36.5M
2
AAPL icon
Apple
AAPL
+$35.9M
3
MSFT icon
Microsoft
MSFT
+$27.8M
4
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$24.8M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 14.26%
2 Financials 14.01%
3 Industrials 7.41%
4 Consumer Discretionary 6.42%
5 Utilities 6.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
B
801
Barrick Mining
B
$62.4B
$146K 0.02%
+10,036
New +$165K
HNDL icon
802
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$631M
$146K 0.02%
+7,644
New +$153K
SCHR
803
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$146K 0.02%
+6,092
New +$148K
XLB icon
804
State Street Materials Select Sector SPDR ETF
XLB
$8.64B
$146K 0.02%
+3,734
New +$153K
SPR
805
DELISTED
Spirit AeroSystems
SPR
$145K 0.02%
+9,041
New +$208K
FJUN icon
806
FT Vest US Equity Buffer ETF June
FJUN
$1.34B
$144K 0.02%
+3,564
New +$148K
BLDR icon
807
Builders FirstSource
BLDR
$7.83B
$143K 0.02%
+1,150
New +$159K
FMAY icon
808
FT Vest US Equity Buffer ETF May
FMAY
$1.4B
$143K 0.02%
+3,743
New +$146K
NDMO icon
809
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$607M
$143K 0.02%
+14,626
New +$152K
QQEW icon
810
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.72B
$142K 0.02%
+1,369
New +$147K
SDOG icon
811
ALPS Sector Dividend Dogs ETF
SDOG
$1.42B
$141K 0.02%
+3,015
New +$150K
MAIN icon
812
Main Street Capital
MAIN
$5.02B
$140K 0.02%
+3,453
New +$141K
SNA icon
813
Snap-on
SNA
$21B
$140K 0.02%
+550
New +$149K
GNL icon
814
Global Net Lease
GNL
$1.89B
$139K 0.02%
+14,541
New +$157K
XLG icon
815
Invesco S&P 500 Top 50 ETF
XLG
$10.4B
$139K 0.02%
+4,103
New +$144K
XLY icon
816
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.5B
$139K 0.02%
+1,738
New +$147K
GAL icon
817
State Street Global Allocation ETF
GAL
$302M
$138K 0.02%
+3,630
New +$145K
ITB icon
818
iShares US Home Construction ETF
ITB
$2.35B
$138K 0.02%
+1,765
New +$150K
QDEC icon
819
FT Vest Growth-100 Buffer ETF December
QDEC
$681M
$138K 0.02%
+6,134
New +$138K
XLP icon
820
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$138K 0.02%
+2,006
New +$147K
BF.B icon
821
Brown-Forman Class B
BF.B
$12.4B
$137K 0.02%
+2,387
New +$159K
COLB icon
822
Columbia Banking Systems
COLB
$8.75B
$137K 0.02%
+6,795
New +$142K
AVNT icon
823
Avient
AVNT
$3.36B
$136K 0.01%
+3,868
New +$150K
GBAB
824
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$381M
$136K 0.01%
+8,762
New +$138K
IUSB icon
825
iShares Core Universal USD Bond ETF
IUSB
$43B
$136K 0.01%
+3,118
New +$139K
31 32
33
34 35

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AAIM
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MHS
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CWM
Cahaba Wealth Management Atlanta, Georgia $1.47B AUM 13.36% 1-Year Est. Return
SRC
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SVWAG
Sound View Wealth Advisors Group Savannah, Georgia $1.47B AUM 18.47% 1-Year Est. Return
KRSITF
Kentucky Retirement Systems Insurance Trust Fund Frankfort, Kentucky $1.47B AUM 27.58% 1-Year Est. Return
AIA
Ally Invest Advisors Charlotte, North Carolina $1.49B AUM 14.08% 1-Year Est. Return

NBC Securities's Q3 2023 Portfolio in Review

Q3 2023 is the first quarter with a 13F filing on record for NBC Securities, which disclosed 2,196 positions worth $910M. Its ten largest holdings account for 19% of the portfolio.

Its largest position is Royal Bank of Canada: 392,671 shares worth $34.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, followed by Financials and Industrials.

  • NBC Securities's largest Q3 2023 buy was Royal Bank of Canada: 392,671 shares worth $34.3M.
  • NBC Securities's ten largest holdings make up 19% of its $910M portfolio in Q3 2023.
  • NBC Securities disclosed 2,196 positions in Q3 2023, its first 13F filing on record.

Based on NBC Securities's 13F filing for Q3 2023, filed 3 Nov 2023.