We are live on ! Find out more
NS

NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
+8.5%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$74.9M
Cap. Flow
-$7.17M
Cap. Flow %
-0.55%
Top 10 Hldgs %
16.91%
Holding
2,901
New
458
Increased
700
Reduced
792
Closed
132

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$6.12M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.98M
4
WMB icon
Williams Companies
WMB
+$5.14M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.14M

Top Sells

Rank Stock Value
1
CGUS icon
Capital Group Core Equity ETF
CGUS
+$6.66M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$4.98M
3
CGXU icon
Capital Group International Focus Equity ETF
CGXU
+$3.14M
4
SNEX icon
StoneX
SNEX
+$3.1M
5
ODFL icon
Old Dominion Freight Line
ODFL
+$3.05M

Sector Composition

Rank Sector Weight
1 Technology 14.44%
2 Industrials 7.23%
3 Financials 7.14%
4 Utilities 6.21%
5 Consumer Discretionary 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAL
776
Ralliant Corp
RAL
$7.77B
$216K 0.02%
4,939
+4,454
+918% +$198K
GH icon
777
Guardant Health
GH
$19.5B
$216K 0.02%
3,454
+1,525
+79% +$83K
ZBH icon
778
Zimmer Biomet
ZBH
$17.7B
$216K 0.02%
2,190
-270
-11% -$26.8K
RWR icon
779
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
$214K 0.02%
2,138
– –
ETJ
780
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$214K 0.02%
23,792
-10,306
-30% -$92.5K
AVAV icon
781
AeroVironment
AVAV
$7.57B
$214K 0.02%
679
+227
+50% +$58.7K
UTF icon
782
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$214K 0.02%
8,619
-1,128
-12% -$29.6K
DAL icon
783
Delta Air Lines
DAL
$55.9B
$212K 0.02%
3,738
-149
-4% -$8.5K
DLN icon
784
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$211K 0.02%
2,425
– –
PRF icon
785
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$211K 0.02%
4,665
-70
-1% -$3.06K
BMY icon
786
Bristol-Myers Squibb
BMY
$127B
$210K 0.02%
4,663
-4,402
-49% -$206K
GOCT icon
787
FT Vest US Equity Moderate Buffer ETF October
GOCT
$262M
$210K 0.02%
5,489
– –
JANW icon
788
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
$339M
$210K 0.02%
5,799
– –
SPTI icon
789
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$209K 0.02%
7,247
+5,391
+290% +$155K
TPR icon
790
Tapestry
TPR
$28.8B
$209K 0.02%
1,848
-245
-12% -$25.6K
VGLT icon
791
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$209K 0.02%
3,674
-89
-2% -$4.96K
RPG icon
792
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$209K 0.02%
4,374
-215
-5% -$10.1K
VBR icon
793
Vanguard Small-Cap Value ETF
VBR
$37.1B
$208K 0.02%
998
+9
+0.9% +$1.84K
GIS icon
794
General Mills
GIS
$19.2B
$208K 0.02%
4,125
-16,898
-80% -$847K
IQDF icon
795
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
$207K 0.02%
7,268
+142
+2% +$3.98K
CYBR
796
DELISTED
CyberArk
CYBR
$207K 0.02%
428
-464
-52% -$199K
EMLP icon
797
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$207K 0.02%
5,396
-1,487
-22% -$56.1K
FDEC icon
798
FT Vest US Equity Buffer ETF December
FDEC
$1.31B
$207K 0.02%
4,195
-528
-11% -$25.3K
PYLD icon
799
PIMCO Multi Sector Bond Active ETF
PYLD
$14.8B
$205K 0.02%
7,635
-13
-0.2% -$345
DEO icon
800
Diageo
DEO
$46.2B
$205K 0.02%
2,147
+906
+73% +$95.1K
30 31
32
33 34

Similar funds

SWA
SFMG Wealth Advisors Plano, Texas $1.48B AUM 15.85% 1-Year Est. Return
AAIM
American Assets Investment Management San Diego, California $1.47B AUM 43% 1-Year Est. Return
MHS
M Holdings Securities Portland, Oregon $1.48B AUM 26.15% 1-Year Est. Return
CWM
Cahaba Wealth Management Atlanta, Georgia $1.47B AUM 13.36% 1-Year Est. Return
SRC
Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return
SVWAG
Sound View Wealth Advisors Group Savannah, Georgia $1.47B AUM 18.47% 1-Year Est. Return
KRSITF
Kentucky Retirement Systems Insurance Trust Fund Frankfort, Kentucky $1.47B AUM 27.58% 1-Year Est. Return
AIA
Ally Invest Advisors Charlotte, North Carolina $1.49B AUM 14.08% 1-Year Est. Return

NBC Securities's Q3 2025 Portfolio in Review

As of Q3 2025, NBC Securities held 2,901 positions worth $1.3B, up 6.1% from $1.23B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

NBC Securities's Q3 2025 filing shows 458 new, 700 increased, 792 reduced and 132 closed positions. Its largest new stake was MP Materials: 45,817 shares worth $3.07M. The largest sale was Capital Group Core Equity ETF, an estimated $6.66M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Industrials and Financials.

  • NBC Securities's largest Q3 2025 buy was MP Materials: 45,817 shares worth $3.07M.
  • NBC Securities added most to State Street SPDR S&P 500 ETF Trust in Q3 2025, an estimated $11.5M increase.
  • NBC Securities's biggest Q3 2025 reduction was Capital Group Core Equity ETF, cutting an estimated $6.66M.
  • NBC Securities fully exited StoneX in Q3 2025, selling an estimated $3.1M.
  • NBC Securities's ten largest holdings make up 17% of its $1.3B portfolio in Q3 2025.
  • NBC Securities opened 458 new positions and closed 132 in Q3 2025.
  • NBC Securities's portfolio value rose 6.1% quarter-over-quarter to $1.3B.

Based on NBC Securities's 13F filing for Q3 2025, filed 14 Nov 2025.