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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
-3.72%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$910M
AUM Growth
–
Cap. Flow
+$952M
Cap. Flow %
104.56%
Top 10 Hldgs %
18.8%
Holding
2,196
New
2,193
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$36.5M
2
AAPL icon
Apple
AAPL
+$35.9M
3
MSFT icon
Microsoft
MSFT
+$27.8M
4
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$24.8M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 14.26%
2 Financials 14.01%
3 Industrials 7.41%
4 Consumer Discretionary 6.42%
5 Utilities 6.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAB icon
726
Gabelli Equity Trust
GAB
$1.74B
$180K 0.02%
+35,266
New +$194K
HIG icon
727
Hartford Financial Services
HIG
$38.5B
$180K 0.02%
+2,551
New +$185K
LULU icon
728
lululemon athletica
LULU
$13B
$180K 0.02%
+469
New +$179K
SPTM icon
729
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$180K 0.02%
+3,436
New +$188K
SPSM icon
730
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17B
$179K 0.02%
+4,854
New +$189K
IJJ icon
731
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$178K 0.02%
+1,767
New +$189K
OKE icon
732
Oneok
OKE
$58.7B
$177K 0.02%
+2,796
New +$183K
RRX icon
733
Regal Rexnord
RRX
$14.2B
$177K 0.02%
+1,245
New +$192K
FPEI icon
734
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.91B
$176K 0.02%
+10,440
New +$178K
KNF icon
735
Knife River
KNF
$4.43B
$175K 0.02%
+3,585
New +$170K
UNFI icon
736
United Natural Foods
UNFI
$3.01B
$175K 0.02%
+12,445
New +$243K
CW icon
737
Curtiss-Wright
CW
$27.7B
$174K 0.02%
+890
New +$176K
DLN icon
738
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$174K 0.02%
+2,831
New +$181K
ICLR icon
739
Icon
ICLR
$12.8B
$174K 0.02%
+709
New +$179K
FMC icon
740
FMC
FMC
$1.42B
$173K 0.02%
+2,591
New +$224K
HBAN icon
741
Huntington Bancshares
HBAN
$35.1B
$173K 0.02%
+16,694
New +$187K
CYBR
742
DELISTED
CyberArk
CYBR
$172K 0.02%
+1,053
New +$169K
K
743
DELISTED
Kellanova
K
$172K 0.02%
+3,083
New +$183K
PTY icon
744
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$171K 0.02%
+13,107
New +$185K
TRP icon
745
TC Energy
TRP
$73.5B
$171K 0.02%
+4,993
New +$184K
FTXO icon
746
First Trust Nasdaq Bank ETF
FTXO
$305M
$170K 0.02%
+8,256
New +$182K
SPHY icon
747
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.5B
$170K 0.02%
+7,606
New +$173K
SPHR icon
748
Sphere Entertainment
SPHR
$4.88B
$168K 0.02%
+4,530
New +$167K
UGI icon
749
UGI
UGI
$8B
$168K 0.02%
+7,316
New +$182K
ITW icon
750
Illinois Tool Works
ITW
$81.4B
$166K 0.02%
+722
New +$176K
28 29
30
31 32

Similar funds

SWA
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AAIM
American Assets Investment Management San Diego, California $1.47B AUM 43% 1-Year Est. Return
MHS
M Holdings Securities Portland, Oregon $1.48B AUM 26.15% 1-Year Est. Return
CWM
Cahaba Wealth Management Atlanta, Georgia $1.47B AUM 13.36% 1-Year Est. Return
SRC
Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return
SVWAG
Sound View Wealth Advisors Group Savannah, Georgia $1.47B AUM 18.47% 1-Year Est. Return
KRSITF
Kentucky Retirement Systems Insurance Trust Fund Frankfort, Kentucky $1.47B AUM 27.58% 1-Year Est. Return
AIA
Ally Invest Advisors Charlotte, North Carolina $1.49B AUM 14.08% 1-Year Est. Return

NBC Securities's Q3 2023 Portfolio in Review

Q3 2023 is the first quarter with a 13F filing on record for NBC Securities, which disclosed 2,196 positions worth $910M. Its ten largest holdings account for 19% of the portfolio.

Its largest position is Royal Bank of Canada: 392,671 shares worth $34.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, followed by Financials and Industrials.

  • NBC Securities's largest Q3 2023 buy was Royal Bank of Canada: 392,671 shares worth $34.3M.
  • NBC Securities's ten largest holdings make up 19% of its $910M portfolio in Q3 2023.
  • NBC Securities disclosed 2,196 positions in Q3 2023, its first 13F filing on record.

Based on NBC Securities's 13F filing for Q3 2023, filed 3 Nov 2023.