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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
-3.72%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$910M
AUM Growth
–
Cap. Flow
+$952M
Cap. Flow %
104.56%
Top 10 Hldgs %
18.8%
Holding
2,196
New
2,193
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$36.5M
2
AAPL icon
Apple
AAPL
+$35.9M
3
MSFT icon
Microsoft
MSFT
+$27.8M
4
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$24.8M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 14.26%
2 Financials 14.01%
3 Industrials 7.41%
4 Consumer Discretionary 6.42%
5 Utilities 6.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPXI icon
351
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$279M
$547K 0.06%
+14,257
New +$573K
WYNN icon
352
Wynn Resorts
WYNN
$10.1B
$547K 0.06%
+5,925
New +$594K
XSOE icon
353
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.03B
$545K 0.06%
+20,448
New +$575K
IQV icon
354
IQVIA
IQV
$34.7B
$541K 0.06%
+2,753
New +$598K
SYK icon
355
Stryker
SYK
$127B
$541K 0.06%
+1,981
New +$568K
GSY icon
356
Invesco Ultra Short Duration ETF
GSY
$3.82B
$539K 0.06%
+10,861
New +$540K
CGCP icon
357
Capital Group Core Plus Income ETF
CGCP
$8.33B
$537K 0.06%
+24,992
New +$551K
QQQH
358
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$375M
$536K 0.06%
+13,315
New +$565K
ORI icon
359
Old Republic International
ORI
$10.3B
$535K 0.06%
+19,885
New +$536K
BMBL icon
360
Bumble
BMBL
$367M
$533K 0.06%
+35,784
New +$605K
ENB icon
361
Enbridge
ENB
$124B
$531K 0.06%
+16,026
New +$569K
ACIW icon
362
ACI Worldwide
ACIW
$5.72B
$530K 0.06%
+23,500
New +$549K
LPLA icon
363
LPL Financial
LPLA
$26.3B
$523K 0.06%
+2,203
New +$512K
NGVT icon
364
Ingevity
NGVT
$2.55B
$523K 0.06%
+10,991
New +$600K
VLO icon
365
Valero Energy
VLO
$89.8B
$523K 0.06%
+3,692
New +$484K
ON icon
366
ON Semiconductor
ON
$33.8B
$522K 0.06%
+5,616
New +$546K
EEFT icon
367
Euronet Worldwide
EEFT
$3.02B
$521K 0.06%
+6,571
New +$610K
GLD icon
368
SPDR Gold Trust
GLD
$131B
$521K 0.06%
+3,041
New +$544K
CLF icon
369
Cleveland-Cliffs
CLF
$6.81B
$520K 0.06%
+33,281
New +$520K
FAUG icon
370
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$520K 0.06%
+13,920
New +$537K
FAB icon
371
First Trust Multi Cap Value AlphaDEX Fund
FAB
$152M
$519K 0.06%
+7,462
New +$542K
KNG icon
372
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.4B
$519K 0.06%
+10,528
New +$552K
SJNK icon
373
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$519K 0.06%
+21,253
New +$523K
PBR.A icon
374
Petrobras Class A
PBR.A
$107B
$517K 0.06%
+37,726
New +$487K
PII icon
375
Polaris
PII
$4.15B
$517K 0.06%
+4,972
New +$591K
13 14
15
16 17

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AAIM
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MHS
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CWM
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SRC
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SVWAG
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KRSITF
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AIA
Ally Invest Advisors Charlotte, North Carolina $1.49B AUM 14.08% 1-Year Est. Return

NBC Securities's Q3 2023 Portfolio in Review

Q3 2023 is the first quarter with a 13F filing on record for NBC Securities, which disclosed 2,196 positions worth $910M. Its ten largest holdings account for 19% of the portfolio.

Its largest position is Royal Bank of Canada: 392,671 shares worth $34.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, followed by Financials and Industrials.

  • NBC Securities's largest Q3 2023 buy was Royal Bank of Canada: 392,671 shares worth $34.3M.
  • NBC Securities's ten largest holdings make up 19% of its $910M portfolio in Q3 2023.
  • NBC Securities disclosed 2,196 positions in Q3 2023, its first 13F filing on record.

Based on NBC Securities's 13F filing for Q3 2023, filed 3 Nov 2023.