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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+1.86%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$26M
Cap. Flow
-$30.4M
Cap. Flow %
-2.37%
Top 10 Hldgs %
22.19%
Holding
743
New
85
Increased
258
Reduced
302
Closed
48

Top Buys

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$17.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.4M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$14.8M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.84M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.49M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$11.9M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$11.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$9.52M

Sector Composition

Rank Sector Weight
1 Financials 4.83%
2 Healthcare 4.31%
3 Consumer Staples 4.09%
4 Energy 3.77%
5 Technology 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAL icon
201
Halliburton
HAL
$26.6B
$1.26M 0.1%
22,356
+153
+0.7% +$7.63K
IPAC icon
202
iShares Core MSCI Pacific ETF
IPAC
$2.77B
$1.24M 0.1%
24,192
-18,456
-43% -$924K
LMBS icon
203
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$1.22M 0.1%
+23,415
New +$1.23M
PPL
204
PPL Corp
PPL
$26.7B
$1.22M 0.09%
34,577
+3,499
+11% +$117K
SYY icon
205
Sysco
SYY
$40.3B
$1.22M 0.09%
23,277
+573
+3% +$29.8K
SDOG icon
206
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$1.2M 0.09%
28,360
+2,075
+8% +$86.1K
IWX icon
207
iShares Russell Top 200 Value ETF
IWX
$4.03B
$1.2M 0.09%
25,496
-1,785
-7% -$81K
RWL icon
208
Invesco S&P 500 Revenue ETF
RWL
$9.9B
$1.2M 0.09%
27,188
+4,987
+22% +$211K
VBK icon
209
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$1.19M 0.09%
8,699
+818
+10% +$107K
RWO icon
210
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$1.18M 0.09%
25,206
+1,942
+8% +$90.2K
IWO icon
211
iShares Russell 2000 Growth ETF
IWO
$15B
$1.18M 0.09%
7,559
-468
-6% -$69.9K
ORCL icon
212
Oracle
ORCL
$423B
$1.17M 0.09%
29,259
-1,819
-6% -$71.1K
VGK icon
213
Vanguard FTSE Europe ETF
VGK
$31.1B
$1.17M 0.09%
23,569
-22,716
-49% -$1.07M
FVC icon
214
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$109M
$1.14M 0.09%
51,594
-1,046
-2% -$22.2K
EXK
215
Endeavour Silver
EXK
$2.83B
$1.13M 0.09%
261,206
+600
+0.2% +$2.42K
IWD icon
216
iShares Russell 1000 Value ETF
IWD
$83.9B
$1.12M 0.09%
9,924
-15,285
-61% -$1.65M
USB icon
217
US Bancorp
USB
$99.6B
$1.11M 0.09%
20,977
+1,582
+8% +$75.2K
BOND icon
218
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.49B
$1.11M 0.09%
10,590
-477
-4% -$50.2K
IEF icon
219
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$1.1M 0.09%
10,493
-2,968
-22% -$319K
AFL icon
220
Aflac
AFL
$62.6B
$1.09M 0.09%
32,234
+1,186
+4% +$41.8K
KMI icon
221
Kinder Morgan
KMI
$68.7B
$1.08M 0.08%
47,668
-1,160
-2% -$24.5K
AMGN icon
222
Amgen
AMGN
$222B
$1.08M 0.08%
6,753
-996
-13% -$150K
ACAD icon
223
Acadia Pharmaceuticals
ACAD
$5.03B
$1.07M 0.08%
30,280
-400
-1% -$10.6K
VGR
224
DELISTED
Vector Group Ltd.
VGR
$1.07M 0.08%
78,643
+334
+0.4% +$4.34K
IYF icon
225
iShares US Financials ETF
IYF
$4.39B
$1.06M 0.08%
20,778
-694
-3% -$33.1K
7 8
9
10 11

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MIM
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DI
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LM
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GHA
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FPCM
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National Planning Corporation's Q4 2016 Portfolio in Review

As of Q4 2016, National Planning Corporation held 743 positions worth $1.29B, up 2.1% from $1.26B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation's Q4 2016 filing shows 85 new, 258 increased, 302 reduced and 48 closed positions. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $16.1M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, up from 4.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q4 2016 buy was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M.
  • National Planning Corporation added most to iShares S&P Mid-Cap 400 Value ETF in Q4 2016, an estimated $17.8M increase.
  • National Planning Corporation's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $16.1M.
  • National Planning Corporation fully exited PCM Fund in Q4 2016, selling an estimated $1.94M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.29B portfolio in Q4 2016.
  • National Planning Corporation opened 85 new positions and closed 48 in Q4 2016.
  • National Planning Corporation's portfolio value rose 2.1% quarter-over-quarter to $1.29B.

Based on National Planning Corporation's 13F filing for Q4 2016, filed 7 Feb 2017.