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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+1.86%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.16B
AUM Growth
+$38.7M
Cap. Flow
+$17.3M
Cap. Flow %
1.49%
Top 10 Hldgs %
20.83%
Holding
767
New
62
Increased
346
Reduced
262
Closed
52

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.4M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$9.65M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$9.32M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$9.19M
5
IYR icon
iShares US Real Estate ETF
IYR
+$8.46M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$17.5M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$11.8M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$8.57M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.06M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.74M

Sector Composition

Rank Sector Weight
1 Energy 7.82%
2 Consumer Staples 4.26%
3 Healthcare 3.8%
4 Technology 3.5%
5 Industrials 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKS
201
DELISTED
Oneok Partners LP
OKS
$1.2M 0.1%
21,745
+566
+3% +$30.1K
BP icon
202
BP
BP
$107B
$1.18M 0.1%
29,889
+955
+3% +$37.7K
XLE icon
203
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$1.18M 0.1%
26,342
-37,932
-59% -$1.64M
AZN icon
204
AstraZeneca
AZN
$250B
$1.18M 0.1%
18,004
+1,659
+10% +$107K
RWX icon
205
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$1.18M 0.1%
28,412
-8,819
-24% -$358K
EIX icon
206
Edison International
EIX
$26.4B
$1.18M 0.1%
21,105
+926
+5% +$46.1K
IBB icon
207
iShares Biotechnology ETF
IBB
$9.71B
$1.16M 0.1%
14,424
+480
+3% +$40K
COST icon
208
Costco
COST
$420B
$1.16M 0.1%
10,384
+157
+2% +$18K
DWAS icon
209
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$450M
$1.16M 0.1%
28,975
-540
-2% -$21.3K
AXP icon
210
American Express
AXP
$230B
$1.14M 0.1%
12,630
-156
-1% -$13.9K
NVO
211
Novo Nordisk
NVO
$209B
$1.13M 0.1%
49,650
+19,120
+63% +$407K
MA icon
212
Mastercard
MA
$493B
$1.12M 0.1%
15,006
+1,226
+9% +$95.8K
ORCL icon
213
Oracle
ORCL
$423B
$1.12M 0.1%
27,265
+2,250
+9% +$85.6K
SYY icon
214
Sysco
SYY
$40.3B
$1.11M 0.1%
31,203
-1,241
-4% -$44.6K
UNP icon
215
Union Pacific
UNP
$174B
$1.1M 0.1%
11,662
+1,546
+15% +$137K
VTA
216
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1.1M 0.1%
85,883
+12,230
+17% +$158K
PPG icon
217
PPG Industries
PPG
$26.6B
$1.1M 0.09%
11,112
+64
+0.6% +$6.08K
FLC
218
Flaherty & Crumrine Total Return Fund
FLC
$175M
$1.09M 0.09%
54,385
+4,250
+8% +$81.3K
SE
219
DELISTED
Spectra Energy Corp Wi
SE
$1.08M 0.09%
28,571
+783
+3% +$28.4K
PXD
220
DELISTED
Pioneer Natural Resource Co.
PXD
$1.07M 0.09%
5,563
-1,046
-16% -$191K
DEO icon
221
Diageo
DEO
$53.6B
$1.07M 0.09%
8,764
+3,456
+65% +$431K
FEZ icon
222
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$1.07M 0.09%
24,957
+9,565
+62% +$396K
WIN
223
DELISTED
Windstream Holdings Inc
WIN
$1.07M 0.09%
15,700
+13,877
+761% +$860K
USB icon
224
US Bancorp
USB
$99.6B
$1.04M 0.09%
24,084
+147
+0.6% +$6.04K
DEM icon
225
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$1.03M 0.09%
20,827
-52
-0.2% -$2.47K
7 8
9
10 11

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MIM
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DI
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LM
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National Planning Corporation's Q1 2014 Portfolio in Review

As of Q1 2014, National Planning Corporation held 767 positions worth $1.16B, up 3.5% from $1.12B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation's Q1 2014 filing shows 62 new, 346 increased, 262 reduced and 52 closed positions. Its largest new stake was iShares US Financials ETF: 65,860 shares worth $2.71M. The largest sale was iShares Russell 2000 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Energy at 7.8% of assets, down from 8% a quarter earlier, followed by Consumer Staples and Healthcare.

  • National Planning Corporation's largest Q1 2014 buy was iShares US Financials ETF: 65,860 shares worth $2.71M.
  • National Planning Corporation added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $10.4M increase.
  • National Planning Corporation's biggest Q1 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $17.5M.
  • National Planning Corporation fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.93M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.16B portfolio in Q1 2014.
  • National Planning Corporation opened 62 new positions and closed 52 in Q1 2014.
  • National Planning Corporation's portfolio value rose 3.5% quarter-over-quarter to $1.16B.

Based on National Planning Corporation's 13F filing for Q1 2014, filed 14 Apr 2014.