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NPC
National Planning Corporation Portfolio holdings
AUM
$726K
1-Year Est. Return
14.28%
This Fund
S&P 500
This Quarter
Est. Return
+6.26%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$91.7M
(+8.9%)
Cap. Flow
+$40M
Cap. Flow
% of AUM
3.57%
Top 10 Holdings %
Top 10 Hldgs %
19.74%
Holding
742
New
78
Increased
308
Reduced
285
Closed
37
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$12M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$7.77M |
| 3 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$7.37M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$5.77M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$5.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.79M |
| 2 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.69M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$6.01M |
| 4 |
iShares S&P 500 Value ETF
IVE
|
+$5.96M |
| 5 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$5.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 7.95% |
| 2 | Consumer Staples | 4.49% |
| 3 | Technology | 3.62% |
| 4 | Healthcare | 3.57% |
| 5 | Industrials | 3.53% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
| $1.44M | 0.13% |
13,332
+837
| +7% | +$91.4K |
|
177
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
| $1.43M | 0.13% |
17,923
-27,595
| -61% | -$2.21M |
|
178
Vanguard Morningstar Mid-Cap ETF
VO
$109B
| $1.43M | 0.13% |
51,988
+4,132
| +9% | +$110K |
|
179
iShares Morningstar Mid-Cap ETF
IMCB
$1.7B
| $1.42M | 0.13% |
43,924
+1,008
| +2% | +$31.3K |
|
180
Cisco
CSCO
$479B
| $1.42M | 0.13% |
63,945
+541
| +0.9% | +$12K |
|
181
Eaton
ETN
$174B
| $1.41M | 0.13% |
18,489
+4,118
| +29% | +$293K |
|
|
PCN
182
PIMCO Corporate & Income Strategy Fund
PCN
$885M
| $1.41M | 0.13% |
88,645
-934
| -1% | -$15.4K |
|
183
iShares Russell 3000 ETF
IWV
$20.4B
| $1.38M | 0.12% |
12,482
-850
| -6% | -$90.2K |
|
184
iShares Russell Top 200 Value ETF
IWX
$4.03B
| $1.38M | 0.12% |
34,274
+153
| +0.4% | +$5.91K |
|
185
Home Depot
HD
$355B
| $1.38M | 0.12% |
16,816
+466
| +3% | +$36.3K |
|
186
Qualcomm
QCOM
$176B
| $1.35M | 0.12% |
18,347
+634
| +4% | +$44.7K |
|
187
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
| $1.34M | 0.12% |
40,520
-79,901
| -66% | -$2.59M |
|
188
GSK
GSK
$106B
| $1.34M | 0.12% |
20,211
+5,992
| +42% | +$389K |
|
189
Novartis
NVS
$297B
| $1.34M | 0.12% |
18,648
+2,927
| +19% | +$203K |
|
|
RDS.B
190
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $1.33M | 0.12% |
17,578
-393
| -2% | -$27.7K |
|
|
VPU
191
Vanguard Utilities ETF
VPU
$8.44B
| $1.31M | 0.12% |
15,706
-2,238
| -12% | -$187K |
|
|
CRF
192
Cornerstone Total Return Fund
CRF
$1.17B
| $1.3M | 0.12% |
55,076
+17,031
| +45% | +$422K |
|
193
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
| $1.27M | 0.11% |
11,509
-1,182
| -9% | -$130K |
|
194
Vodafone
VOD
$37.4B
| $1.26M | 0.11% |
31,468
-2,278
| -7% | -$85.7K |
|
|
RCS
195
PIMCO Strategic Income Fund
RCS
$250M
| $1.26M | 0.11% |
128,679
-33,365
| -21% | -$339K |
|
196
W.P. Carey
WPC
$16.4B
| $1.25M | 0.11% |
20,904
-3,516
| -14% | -$221K |
|
197
Southern Company
SO
$107B
| $1.25M | 0.11% |
30,478
-2,968
| -9% | -$122K |
|
|
PVR
198
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
| $1.25M | 0.11% |
46,523
+2,157
| +5% | +$54.4K |
|
199
Costco
COST
$420B
| $1.22M | 0.11% |
10,227
+87
| +0.9% | +$10.4K |
|
|
PXD
200
DELISTED
Pioneer Natural Resource Co.
PXD
| $1.22M | 0.11% |
+6,609
| New | +$1.27M |
|
Similar funds
ICOA
MIM
CR
DI
LM
RO
GHA
FPCM
National Planning Corporation's Q4 2013 Portfolio in Review
As of Q4 2013, National Planning Corporation held 742 positions worth $1.12B, up 8.9% from $1.03B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
National Planning Corporation deployed $40M of net new capital in Q4 2013, opening 78 new positions and adding to 308 existing holdings. Its largest new stake was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.
By sector, the portfolio is most concentrated in Energy at 8% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.
On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $8.79M trimmed.
- National Planning Corporation's largest Q4 2013 buy was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.
- National Planning Corporation added most to iShares Russell 2000 ETF in Q4 2013, an estimated $12M increase.
- National Planning Corporation's biggest Q4 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $8.79M.
- National Planning Corporation fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q4 2013, selling an estimated $2.44M.
- National Planning Corporation's ten largest holdings make up 20% of its $1.12B portfolio in Q4 2013.
- National Planning Corporation opened 78 new positions and closed 37 in Q4 2013.
- National Planning Corporation's portfolio value rose 8.9% quarter-over-quarter to $1.12B.
Based on National Planning Corporation's 13F filing for Q4 2013, filed 13 Jan 2014.