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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+1.86%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$26M
Cap. Flow
-$30.4M
Cap. Flow %
-2.37%
Top 10 Hldgs %
22.19%
Holding
743
New
85
Increased
258
Reduced
302
Closed
48

Top Buys

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$17.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.4M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$14.8M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.84M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.49M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$11.9M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$11.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$9.52M

Sector Composition

Rank Sector Weight
1 Financials 4.83%
2 Healthcare 4.31%
3 Consumer Staples 4.09%
4 Energy 3.77%
5 Technology 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDIV icon
151
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
$1.84M 0.14%
53,328
+25,363
+91% +$838K
VT icon
152
Vanguard Total World Stock ETF
VT
$81.3B
$1.83M 0.14%
29,061
+3,348
+13% +$202K
CIM
153
Chimera Investment
CIM
$1B
$1.82M 0.14%
34,072
+12,933
+61% +$633K
VXUS icon
154
Vanguard Total International Stock ETF
VXUS
$163B
$1.81M 0.14%
37,748
+2,450
+7% +$113K
PM icon
155
Philip Morris
PM
$295B
$1.77M 0.14%
17,910
-72
-0.4% -$6.67K
VEU icon
156
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$1.76M 0.14%
38,060
-698
-2% -$30.9K
CVY icon
157
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$1.76M 0.14%
85,993
+9,518
+12% +$187K
XLI icon
158
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$1.75M 0.14%
27,779
+1,718
+7% +$103K
BLV icon
159
Vanguard Long-Term Bond ETF
BLV
$5.74B
$1.75M 0.14%
19,667
-32,538
-62% -$2.99M
XLP icon
160
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$1.74M 0.14%
32,971
+2,089
+7% +$108K
VER
161
DELISTED
VEREIT, Inc.
VER
$1.73M 0.13%
41,036
-180
-0.4% -$7.96K
LYB icon
162
LyondellBasell Industries
LYB
$19.2B
$1.71M 0.13%
18,259
+1,033
+6% +$86.7K
NEA icon
163
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$1.68M 0.13%
125,214
-7,200
-5% -$97.3K
IXN icon
164
iShares Global Tech ETF
IXN
$9.26B
$1.66M 0.13%
85,788
+2,022
+2% +$37K
V icon
165
Visa
V
$677B
$1.66M 0.13%
20,147
+5,300
+36% +$426K
HON icon
166
Honeywell
HON
$78B
$1.66M 0.13%
15,525
+3,131
+25% +$318K
FRI icon
167
First Trust S&P REIT Index Fund
FRI
$204M
$1.65M 0.13%
71,888
+14,460
+25% +$328K
SUB icon
168
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$1.63M 0.13%
+15,525
New +$1.64M
DVYE icon
169
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$1.63M 0.13%
43,386
+8,993
+26% +$315K
WBA
170
DELISTED
Walgreens Boots Alliance
WBA
$1.62M 0.13%
20,148
-1,154
-5% -$95.4K
EFG icon
171
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$1.62M 0.13%
24,448
+10,172
+71% +$657K
NLY icon
172
Annaly Capital Management
NLY
$17.4B
$1.62M 0.13%
39,331
-7,091
-15% -$288K
WM icon
173
Waste Management
WM
$91B
$1.6M 0.12%
23,015
+1,062
+5% +$71K
F icon
174
Ford
F
$55.7B
$1.58M 0.12%
129,070
-15,267
-11% -$185K
FFC
175
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$1.56M 0.12%
78,715
-155,944
-66% -$3.06M
5 6
7
8 9

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MIM
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National Planning Corporation's Q4 2016 Portfolio in Review

As of Q4 2016, National Planning Corporation held 743 positions worth $1.29B, up 2.1% from $1.26B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation's Q4 2016 filing shows 85 new, 258 increased, 302 reduced and 48 closed positions. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $16.1M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, up from 4.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q4 2016 buy was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M.
  • National Planning Corporation added most to iShares S&P Mid-Cap 400 Value ETF in Q4 2016, an estimated $17.8M increase.
  • National Planning Corporation's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $16.1M.
  • National Planning Corporation fully exited PCM Fund in Q4 2016, selling an estimated $1.94M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.29B portfolio in Q4 2016.
  • National Planning Corporation opened 85 new positions and closed 48 in Q4 2016.
  • National Planning Corporation's portfolio value rose 2.1% quarter-over-quarter to $1.29B.

Based on National Planning Corporation's 13F filing for Q4 2016, filed 7 Feb 2017.