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NPC
National Planning Corporation Portfolio holdings
AUM
$726K
1-Year Est. Return
14.28%
This Fund
S&P 500
This Quarter
Est. Return
-7.07%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$24.6M
(-2.2%)
Cap. Flow
-$23.9M
Cap. Flow
% of AUM
-2.2%
Top 10 Holdings %
Top 10 Hldgs %
22.73%
Holding
688
New
43
Increased
269
Reduced
248
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$19.1M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$18M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$18M |
| 4 |
iShares US Real Estate ETF
IYR
|
+$17.1M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$7.71M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
|
+$23.4M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$21.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$17M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$14.8M |
| 5 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$14.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 5.68% |
| 2 | Healthcare | 5.43% |
| 3 | Consumer Staples | 4.73% |
| 4 | Technology | 3.97% |
| 5 | Financials | 3.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
| $1.62M | 0.15% |
26,728
-10,758
| -29% | -$714K |
|
152
Novartis
NVS
$297B
| $1.62M | 0.15% |
20,124
-4,924
| -20% | -$438K |
|
|
DSL
153
DoubleLine Income Solutions Fund
DSL
$1.24B
| $1.61M | 0.15% |
91,066
-632
| -0.7% | -$11.9K |
|
154
AXIS Capital
AXS
$7.55B
| $1.59M | 0.15% |
+28,940
| New | +$1.61M |
|
155
Southern Company
SO
$107B
| $1.59M | 0.15% |
34,634
+10,366
| +43% | +$455K |
|
156
VanEck Biotech ETF
BBH
$422M
| $1.57M | 0.14% |
12,322
-357
| -3% | -$47.3K |
|
157
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
| $1.56M | 0.14% |
29,450
+5,236
| +22% | +$277K |
|
|
PKO
158
DELISTED
Pimco Income Opportunity Fund
PKO
| $1.55M | 0.14% |
66,336
-1,972
| -3% | -$46K |
|
159
Alibaba
BABA
$308B
| $1.54M | 0.14% |
18,089
-5,537
| -23% | -$403K |
|
160
Clorox
CLX
$12.7B
| $1.5M | 0.14% |
12,099
+1,832
| +18% | +$206K |
|
161
iShares China Large-Cap ETF
FXI
$4.31B
| $1.5M | 0.14% |
38,402
+2,359
| +7% | +$91.7K |
|
162
Caterpillar
CAT
$387B
| $1.48M | 0.14% |
19,910
+630
| +3% | +$48.2K |
|
163
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
| $1.48M | 0.14% |
74,388
-20,024
| -21% | -$405K |
|
164
Cisco
CSCO
$479B
| $1.48M | 0.14% |
51,818
-1,707
| -3% | -$46.1K |
|
165
Lockheed Martin
LMT
$136B
| $1.46M | 0.13% |
6,662
-323
| -5% | -$65.7K |
|
166
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
| $1.46M | 0.13% |
16,304
+570
| +4% | +$50.6K |
|
167
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
| $1.43M | 0.13% |
13,647
+364
| +3% | +$37.8K |
|
168
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
| $1.41M | 0.13% |
58,688
-755
| -1% | -$17.1K |
|
169
Alerian MLP ETF
AMLP
$13.1B
| $1.4M | 0.13% |
20,218
+2,937
| +17% | +$214K |
|
170
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
| $1.4M | 0.13% |
29,344
-359
| -1% | -$16.6K |
|
171
Home Depot
HD
$355B
| $1.39M | 0.13% |
11,078
-3
| -0% | -$347 |
|
172
iShares Russell 2000 Growth ETF
IWO
$15B
| $1.37M | 0.13% |
9,409
-4,394
| -32% | -$651K |
|
173
Amgen
AMGN
$222B
| $1.36M | 0.13% |
8,414
+2,227
| +36% | +$351K |
|
174
iShares Silver Trust
SLV
$30.9B
| $1.35M | 0.12% |
93,969
+2,224
| +2% | +$31.7K |
|
175
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$450M
| $1.34M | 0.12% |
34,114
-12,153
| -26% | -$495K |
|
Similar funds
ICOA
MIM
CR
DI
LM
RO
GHA
FPCM
National Planning Corporation's Q3 2015 Portfolio in Review
As of Q3 2015, National Planning Corporation held 688 positions worth $1.09B, down 2.2% from $1.11B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
National Planning Corporation's Q3 2015 filing shows 43 new, 269 increased, 248 reduced and 68 closed positions. Its largest new stake was VEREIT, Inc.: 53,224 shares worth $2.27M. The largest sale was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.4M.
By sector, the portfolio is most concentrated in Energy at 5.7% of assets, up from 5.1% a quarter earlier, followed by Healthcare and Consumer Staples.
- National Planning Corporation's largest Q3 2015 buy was VEREIT, Inc.: 53,224 shares worth $2.27M.
- National Planning Corporation added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $19.1M increase.
- National Planning Corporation's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $21.5M.
- National Planning Corporation fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2015, selling an estimated $23.4M.
- National Planning Corporation's ten largest holdings make up 23% of its $1.09B portfolio in Q3 2015.
- National Planning Corporation opened 43 new positions and closed 68 in Q3 2015.
- National Planning Corporation's portfolio value fell 2.2% quarter-over-quarter to $1.09B.
Based on National Planning Corporation's 13F filing for Q3 2015, filed 12 Nov 2015.