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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$91.7M
Cap. Flow
+$40M
Cap. Flow %
3.57%
Top 10 Hldgs %
19.74%
Holding
742
New
78
Increased
308
Reduced
285
Closed
37

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$12M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$7.77M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$7.37M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.77M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$5.02M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.79M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.69M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$6.01M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.96M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.57M

Sector Composition

Rank Sector Weight
1 Energy 7.95%
2 Consumer Staples 4.49%
3 Technology 3.62%
4 Healthcare 3.57%
5 Industrials 3.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPG icon
151
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$1.71M 0.15%
121,815
-8,345
-6% -$112K
TYG
152
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$1.67M 0.15%
8,713
+492
+6% +$92.7K
FCG icon
153
First Trust Natural Gas ETF
FCG
$614M
$1.65M 0.15%
16,790
-1,721
-9% -$168K
SHM icon
154
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.64M 0.15%
33,754
+1,424
+4% +$69.1K
WIP icon
155
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$476M
$1.63M 0.15%
28,038
-36,286
-56% -$2.16M
UPS icon
156
United Parcel Service
UPS
$88.9B
$1.63M 0.15%
15,371
-405
-3% -$39.9K
ABBV icon
157
AbbVie
ABBV
$435B
$1.61M 0.14%
30,588
+1,923
+7% +$94.5K
ED icon
158
Consolidated Edison
ED
$39.9B
$1.61M 0.14%
29,067
+1,607
+6% +$90.4K
RTX icon
159
RTX Corp
RTX
$301B
$1.61M 0.14%
22,462
+4,727
+27% +$322K
FDL icon
160
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
$1.61M 0.14%
73,291
-5,529
-7% -$119K
V icon
161
Visa
V
$677B
$1.59M 0.14%
28,620
+13,092
+84% +$660K
LTPZ icon
162
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$745M
$1.58M 0.14%
+27,630
New +$1.63M
VHT icon
163
Vanguard Health Care ETF
VHT
$18.7B
$1.56M 0.14%
15,514
+846
+6% +$82.9K
IWB icon
164
iShares Russell 1000 ETF
IWB
$50.2B
$1.56M 0.14%
15,079
+461
+3% +$45.6K
F icon
165
Ford
F
$55.7B
$1.55M 0.14%
100,093
-54,995
-35% -$922K
PDP icon
166
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$1.54M 0.14%
42,133
+3,674
+10% +$129K
RWX icon
167
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$1.53M 0.14%
37,231
+16,256
+78% +$685K
RSP icon
168
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$1.53M 0.14%
21,449
+4,518
+27% +$309K
DD
169
DELISTED
Du Pont De Nemours E I
DD
$1.52M 0.14%
24,878
+2,737
+12% +$158K
SCHX icon
170
Schwab US Large- Cap ETF
SCHX
$74.6B
$1.52M 0.14%
206,574
+127,326
+161% +$897K
CLX icon
171
Clorox
CLX
$12.7B
$1.51M 0.13%
16,289
+2,611
+19% +$235K
PAA icon
172
Plains All American Pipeline
PAA
$16.1B
$1.49M 0.13%
29,041
-3,204
-10% -$164K
XLF icon
173
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$1.48M 0.13%
77,034
+7,252
+10% +$133K
VEU icon
174
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$1.46M 0.13%
28,811
+6,150
+27% +$306K
HIX
175
Western Asset High Income Fund II
HIX
$355M
$1.44M 0.13%
159,465
-56,211
-26% -$518K
5 6
7
8 9

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MIM
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DI
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National Planning Corporation's Q4 2013 Portfolio in Review

As of Q4 2013, National Planning Corporation held 742 positions worth $1.12B, up 8.9% from $1.03B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $40M of net new capital in Q4 2013, opening 78 new positions and adding to 308 existing holdings. Its largest new stake was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.

By sector, the portfolio is most concentrated in Energy at 8% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $8.79M trimmed.

  • National Planning Corporation's largest Q4 2013 buy was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q4 2013, an estimated $12M increase.
  • National Planning Corporation's biggest Q4 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $8.79M.
  • National Planning Corporation fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q4 2013, selling an estimated $2.44M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.12B portfolio in Q4 2013.
  • National Planning Corporation opened 78 new positions and closed 37 in Q4 2013.
  • National Planning Corporation's portfolio value rose 8.9% quarter-over-quarter to $1.12B.

Based on National Planning Corporation's 13F filing for Q4 2013, filed 13 Jan 2014.