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NPC
National Planning Corporation Portfolio holdings
AUM
$726K
1-Year Est. Return
14.28%
This Fund
S&P 500
This Quarter
Est. Return
+6.26%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$91.7M
(+8.9%)
Cap. Flow
+$40M
Cap. Flow
% of AUM
3.57%
Top 10 Holdings %
Top 10 Hldgs %
19.74%
Holding
742
New
78
Increased
308
Reduced
285
Closed
37
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$12M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$7.77M |
| 3 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$7.37M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$5.77M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$5.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.79M |
| 2 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.69M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$6.01M |
| 4 |
iShares S&P 500 Value ETF
IVE
|
+$5.96M |
| 5 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$5.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 7.95% |
| 2 | Consumer Staples | 4.49% |
| 3 | Technology | 3.62% |
| 4 | Healthcare | 3.57% |
| 5 | Industrials | 3.53% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Vanguard FTSE Pacific ETF
VPL
$8.44B
| $2.02M | 0.18% |
32,929
+2,049
| +7% | +$125K |
|
127
iShares Global Consumer Discretionary ETF
RXI
$278M
| $2M | 0.18% |
23,791
+8,028
| +51% | +$648K |
|
128
Philip Morris
PM
$295B
| $1.99M | 0.18% |
22,852
-73
| -0.3% | -$6.38K |
|
|
PHT
129
DELISTED
Pioneer High Income Fund
PHT
| $1.99M | 0.18% |
116,994
+10,305
| +10% | +$176K |
|
|
OAK
130
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
| $1.99M | 0.18% |
33,920
+12,239
| +56% | +$680K |
|
131
Caterpillar
CAT
$387B
| $1.97M | 0.18% |
21,739
+2,671
| +14% | +$228K |
|
132
iShares Silver Trust
SLV
$30.9B
| $1.96M | 0.17% |
104,756
-41,118
| -28% | -$825K |
|
|
YHOO
133
DELISTED
Yahoo Inc
YHOO
| $1.93M | 0.17% |
48,145
+26,447
| +122% | +$949K |
|
|
IDE
134
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
| $1.93M | 0.17% |
112,600
+51,500
| +84% | +$871K |
|
135
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
| $1.92M | 0.17% |
30,359
+3,323
| +12% | +$201K |
|
136
iShares MSCI Japan ETF
EWJ
$22.8B
| $1.88M | 0.17% |
38,731
+19,321
| +100% | +$921K |
|
|
CXP
137
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
| $1.86M | 0.17% |
+74,506
| New | +$1.73M |
|
|
NTI
138
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
| $1.86M | 0.17% |
75,863
+73
| +0.1% | +$1.72K |
|
139
Vanguard Total Bond Market
BND
$161B
| $1.83M | 0.16% |
22,956
-23,851
| -51% | -$1.93M |
|
140
Reaves Utility Income Fund
UTG
$3.61B
| $1.82M | 0.16% |
73,657
+31,418
| +74% | +$772K |
|
141
iShares TIPS Bond ETF
TIP
$14.7B
| $1.81M | 0.16% |
16,532
-3,559
| -18% | -$397K |
|
142
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $1.81M | 0.16% |
49,107
-98
| -0.2% | -$3.7K |
|
143
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
| $1.8M | 0.16% |
72,683
+13,568
| +23% | +$333K |
|
144
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
| $1.77M | 0.16% |
33,084
-29,256
| -47% | -$1.57M |
|
145
Annaly Capital Management
NLY
$17.4B
| $1.75M | 0.16% |
44,019
-4,214
| -9% | -$183K |
|
146
Occidental Petroleum
OXY
$55.9B
| $1.74M | 0.16% |
18,893
-195
| -1% | -$17.8K |
|
147
Wells Fargo
WFC
$264B
| $1.73M | 0.15% |
38,142
-3,437
| -8% | -$148K |
|
|
EEP
148
DELISTED
Enbridge Energy Partners
EEP
| $1.73M | 0.15% |
57,823
+1,730
| +3% | +$51.6K |
|
149
ConocoPhillips
COP
$141B
| $1.71M | 0.15% |
24,253
+802
| +3% | +$57.6K |
|
150
Freeport-McMoran
FCX
$97.5B
| $1.71M | 0.15% |
44,994
+5,177
| +13% | +$184K |
|
Similar funds
ICOA
MIM
CR
DI
LM
RO
GHA
FPCM
National Planning Corporation's Q4 2013 Portfolio in Review
As of Q4 2013, National Planning Corporation held 742 positions worth $1.12B, up 8.9% from $1.03B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
National Planning Corporation deployed $40M of net new capital in Q4 2013, opening 78 new positions and adding to 308 existing holdings. Its largest new stake was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.
By sector, the portfolio is most concentrated in Energy at 8% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.
On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $8.79M trimmed.
- National Planning Corporation's largest Q4 2013 buy was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.
- National Planning Corporation added most to iShares Russell 2000 ETF in Q4 2013, an estimated $12M increase.
- National Planning Corporation's biggest Q4 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $8.79M.
- National Planning Corporation fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q4 2013, selling an estimated $2.44M.
- National Planning Corporation's ten largest holdings make up 20% of its $1.12B portfolio in Q4 2013.
- National Planning Corporation opened 78 new positions and closed 37 in Q4 2013.
- National Planning Corporation's portfolio value rose 8.9% quarter-over-quarter to $1.12B.
Based on National Planning Corporation's 13F filing for Q4 2013, filed 13 Jan 2014.