We are live on
!
Find out more
NPC
National Planning Corporation Portfolio holdings
AUM
$726K
1-Year Est. Return
14.28%
This Fund
S&P 500
This Quarter
Est. Return
+6.26%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$91.7M
(+8.9%)
Cap. Flow
+$40M
Cap. Flow
% of AUM
3.57%
Top 10 Holdings %
Top 10 Hldgs %
19.74%
Holding
742
New
78
Increased
308
Reduced
285
Closed
37
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$12M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$7.77M |
| 3 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$7.37M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$5.77M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$5.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.79M |
| 2 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.69M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$6.01M |
| 4 |
iShares S&P 500 Value ETF
IVE
|
+$5.96M |
| 5 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$5.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 7.95% |
| 2 | Consumer Staples | 4.49% |
| 3 | Technology | 3.62% |
| 4 | Healthcare | 3.57% |
| 5 | Industrials | 3.53% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
JPMorgan Chase
JPM
$950B
| $2.55M | 0.23% |
43,510
-388
| -0.9% | -$21.3K |
|
102
Coca-Cola
KO
$375B
| $2.49M | 0.22% |
60,406
+15,454
| +34% | +$610K |
|
103
Gilead Sciences
GILD
$165B
| $2.49M | 0.22% |
32,855
+7,269
| +28% | +$506K |
|
|
ONIT
104
Onity Group
ONIT
$332M
| $2.44M | 0.22% |
2,949
-130
| -4% | -$107K |
|
105
Duke Energy
DUK
$97.3B
| $2.44M | 0.22% |
35,430
+166
| +0.5% | +$11.6K |
|
|
DNKN
106
DELISTED
Dunkin' Brands Group, Inc.
DNKN
| $2.4M | 0.21% |
49,893
+1,273
| +3% | +$60.3K |
|
107
Schwab U.S Small- Cap ETF
SCHA
$23.1B
| $2.37M | 0.21% |
180,740
+9,216
| +5% | +$116K |
|
108
Walmart Inc
WMT
$890B
| $2.33M | 0.21% |
88,656
-768
| -0.9% | -$19.8K |
|
109
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $2.31M | 0.21% |
22,775
+20,451
| +880% | +$2.07M |
|
110
McDonald's
MCD
$195B
| $2.3M | 0.21% |
23,645
-45
| -0.2% | -$4.32K |
|
111
VanEck IG Floating Rate ETF
FLTR
$2.97B
| $2.28M | 0.2% |
+91,507
| New | +$2.28M |
|
112
Abbott
ABT
$187B
| $2.26M | 0.2% |
58,640
+1,820
| +3% | +$67.1K |
|
113
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
| $2.25M | 0.2% |
67,628
+2,072
| +3% | +$66.6K |
|
114
Colgate-Palmolive
CL
$74.4B
| $2.22M | 0.2% |
33,910
-738
| -2% | -$47.2K |
|
115
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
| $2.17M | 0.19% |
114,232
-6,226
| -5% | -$119K |
|
116
Invesco International Dividend Achievers ETF
PID
$919M
| $2.14M | 0.19% |
116,090
+1,261
| +1% | +$22.4K |
|
|
IFLN
117
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
| $2.11M | 0.19% |
109,884
+3,069
| +3% | +$58.7K |
|
118
iShares Russell Mid-Cap ETF
IWR
$57.4B
| $2.07M | 0.18% |
55,344
+13,744
| +33% | +$497K |
|
119
Alerian MLP ETF
AMLP
$12.8B
| $2.07M | 0.18% |
23,249
+5,379
| +30% | +$472K |
|
120
Vanguard Consumer Discretionary ETF
VCR
$6.33B
| $2.07M | 0.18% |
19,152
+1,391
| +8% | +$144K |
|
|
CELG
121
DELISTED
Celgene Corp
CELG
| $2.06M | 0.18% |
24,406
+1,416
| +6% | +$112K |
|
|
ETP
122
DELISTED
Energy Transfer Partners L.p.
ETP
| $2.05M | 0.18% |
35,829
-1,767
| -5% | -$93.8K |
|
123
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.02B
| $2.05M | 0.18% |
92,754
+4,440
| +5% | +$94.2K |
|
124
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
| $2.05M | 0.18% |
95,759
+7,825
| +9% | +$171K |
|
125
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
| $2.03M | 0.18% |
39,032
-7,111
| -15% | -$349K |
|
Similar funds
ICOA
MIM
CR
DI
LM
RO
GHA
FPCM
National Planning Corporation's Q4 2013 Portfolio in Review
As of Q4 2013, National Planning Corporation held 742 positions worth $1.12B, up 8.9% from $1.03B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
National Planning Corporation deployed $40M of net new capital in Q4 2013, opening 78 new positions and adding to 308 existing holdings. Its largest new stake was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.
By sector, the portfolio is most concentrated in Energy at 8% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.
On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $8.79M trimmed.
- National Planning Corporation's largest Q4 2013 buy was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.
- National Planning Corporation added most to iShares Russell 2000 ETF in Q4 2013, an estimated $12M increase.
- National Planning Corporation's biggest Q4 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $8.79M.
- National Planning Corporation fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q4 2013, selling an estimated $2.44M.
- National Planning Corporation's ten largest holdings make up 20% of its $1.12B portfolio in Q4 2013.
- National Planning Corporation opened 78 new positions and closed 37 in Q4 2013.
- National Planning Corporation's portfolio value rose 8.9% quarter-over-quarter to $1.12B.
Based on National Planning Corporation's 13F filing for Q4 2013, filed 13 Jan 2014.