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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+1.86%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$26M
Cap. Flow
-$30.4M
Cap. Flow %
-2.37%
Top 10 Hldgs %
22.19%
Holding
743
New
85
Increased
258
Reduced
302
Closed
48

Top Buys

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$17.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.4M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$14.8M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.84M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.49M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$11.9M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$11.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$9.52M

Sector Composition

Rank Sector Weight
1 Financials 4.83%
2 Healthcare 4.31%
3 Consumer Staples 4.09%
4 Energy 3.77%
5 Technology 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
76
Boeing
BA
$185B
$3.47M 0.27%
21,400
-4,025
-16% -$588K
RSP icon
77
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$3.45M 0.27%
39,086
+10,398
+36% +$878K
RPG icon
78
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$3.42M 0.27%
198,230
+17,820
+10% +$297K
ILCV icon
79
iShares Morningstar Value ETF
ILCV
$1.35B
$3.4M 0.26%
72,242
+1,546
+2% +$69.9K
FDL icon
80
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
$3.35M 0.26%
120,043
+13,629
+13% +$370K
LMT icon
81
Lockheed Martin
LMT
$136B
$3.34M 0.26%
13,271
+2,742
+26% +$685K
SBUX icon
82
Starbucks
SBUX
$120B
$3.32M 0.26%
61,633
+939
+2% +$52K
FLOT icon
83
iShares Floating Rate Bond ETF
FLOT
$10.5B
$3.29M 0.26%
64,794
+55,558
+602% +$2.82M
INTC icon
84
Intel
INTC
$513B
$3.25M 0.25%
88,579
-2,567
-3% -$91.9K
JPI
85
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$3.24M 0.25%
136,749
+10,064
+8% +$236K
VIS icon
86
Vanguard Industrials ETF
VIS
$8.48B
$3.21M 0.25%
+26,681
New +$3.06M
TIP icon
87
iShares TIPS Bond ETF
TIP
$14.7B
$3.15M 0.24%
27,607
+4,938
+22% +$564K
MCD icon
88
McDonald's
MCD
$195B
$3.13M 0.24%
25,421
+4,115
+19% +$483K
PFF icon
89
iShares Preferred and Income Securities ETF
PFF
$13.2B
$3.12M 0.24%
82,082
+9,336
+13% +$355K
KMB icon
90
Kimberly-Clark
KMB
$36.5B
$3.06M 0.24%
25,162
-1,209
-5% -$140K
DUK icon
91
Duke Energy
DUK
$97.3B
$3.04M 0.24%
39,091
-838
-2% -$64.2K
IJS icon
92
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$3M 0.23%
43,634
+7,140
+20% +$468K
IEFA icon
93
iShares Core MSCI EAFE ETF
IEFA
$196B
$2.96M 0.23%
53,081
+11,653
+28% +$626K
IMCB icon
94
iShares Morningstar Mid-Cap ETF
IMCB
$1.7B
$2.9M 0.23%
72,020
+7,716
+12% +$298K
PDP icon
95
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$2.83M 0.22%
65,625
+1,148
+2% +$48K
EEM icon
96
iShares MSCI Emerging Markets ETF
EEM
$30B
$2.77M 0.22%
73,887
-446,184
-86% -$16.1M
PFE icon
97
Pfizer
PFE
$153B
$2.77M 0.22%
92,039
+1,681
+2% +$51.3K
JPM icon
98
JPMorgan Chase
JPM
$950B
$2.76M 0.21%
32,589
+541
+2% +$41.3K
VWO icon
99
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$2.74M 0.21%
71,911
-86,328
-55% -$3.16M
ABBV icon
100
AbbVie
ABBV
$435B
$2.73M 0.21%
44,868
-1,790
-4% -$109K
2 3
4
5 6

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National Planning Corporation's Q4 2016 Portfolio in Review

As of Q4 2016, National Planning Corporation held 743 positions worth $1.29B, up 2.1% from $1.26B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation's Q4 2016 filing shows 85 new, 258 increased, 302 reduced and 48 closed positions. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $16.1M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, up from 4.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q4 2016 buy was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M.
  • National Planning Corporation added most to iShares S&P Mid-Cap 400 Value ETF in Q4 2016, an estimated $17.8M increase.
  • National Planning Corporation's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $16.1M.
  • National Planning Corporation fully exited PCM Fund in Q4 2016, selling an estimated $1.94M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.29B portfolio in Q4 2016.
  • National Planning Corporation opened 85 new positions and closed 48 in Q4 2016.
  • National Planning Corporation's portfolio value rose 2.1% quarter-over-quarter to $1.29B.

Based on National Planning Corporation's 13F filing for Q4 2016, filed 7 Feb 2017.