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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+1.86%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$26M
Cap. Flow
-$30.4M
Cap. Flow %
-2.37%
Top 10 Hldgs %
22.19%
Holding
743
New
85
Increased
258
Reduced
302
Closed
48

Top Buys

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$17.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.4M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$14.8M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.84M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.49M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$11.9M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$11.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$9.52M

Sector Composition

Rank Sector Weight
1 Financials 4.83%
2 Healthcare 4.31%
3 Consumer Staples 4.09%
4 Energy 3.77%
5 Technology 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
51
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$5.05M 0.39%
57,809
-4,968
-8% -$428K
VDC icon
52
Vanguard Consumer Staples ETF
VDC
$7.97B
$4.83M 0.38%
35,548
+1,159
+3% +$155K
AMZN icon
53
Amazon
AMZN
$2.96T
$4.67M 0.36%
111,260
+18,660
+20% +$731K
MOAT icon
54
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$4.61M 0.36%
128,141
+22,250
+21% +$766K
SHW icon
55
Sherwin-Williams
SHW
$89.8B
$4.57M 0.36%
45,132
-111
-0.2% -$9.81K
EFA icon
56
iShares MSCI EAFE ETF
EFA
$80.2B
$4.56M 0.35%
76,141
-12,151
-14% -$701K
DIS icon
57
Walt Disney
DIS
$181B
$4.54M 0.35%
41,060
+669
+2% +$65.2K
SCHA icon
58
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$4.54M 0.35%
293,132
+28,948
+11% +$426K
VZ icon
59
Verizon
VZ
$196B
$4.52M 0.35%
93,619
+1,540
+2% +$77K
HR icon
60
Healthcare Realty
HR
$6.84B
$4.5M 0.35%
154,306
-956
-0.6% -$28.1K
MSFT icon
61
Microsoft
MSFT
$3.71T
$4.49M 0.35%
71,018
-2,862
-4% -$172K
MNK
62
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$4.48M 0.35%
90,174
-1,569
-2% -$92.4K
VIG icon
63
Vanguard Dividend Appreciation ETF
VIG
$114B
$4.42M 0.34%
51,212
+4,485
+10% +$377K
XMLV icon
64
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
$4.39M 0.34%
+106,927
New +$4.18M
META icon
65
Meta Platforms (Facebook)
META
$1.51T
$4.35M 0.34%
33,252
+6,029
+22% +$740K
GOOGL icon
66
Alphabet (Google) Class A
GOOGL
$4.33T
$4.34M 0.34%
106,080
+7,580
+8% +$303K
MINT icon
67
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$4.3M 0.33%
42,365
+35,815
+547% +$3.63M
IJT icon
68
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$4.18M 0.33%
56,112
+24,100
+75% +$1.7M
IBB icon
69
iShares Biotechnology ETF
IBB
$9.71B
$3.94M 0.31%
42,219
+9,438
+29% +$859K
XLF icon
70
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$3.86M 0.3%
166,093
+86,296
+108% +$1.85M
BP icon
71
BP
BP
$107B
$3.66M 0.28%
119,256
+7,808
+7% +$235K
XLE icon
72
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$3.64M 0.28%
99,972
-9,330
-9% -$337K
ITA icon
73
iShares US Aerospace & Defense ETF
ITA
$15B
$3.61M 0.28%
50,688
+39,576
+356% +$2.7M
DIA icon
74
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$3.52M 0.27%
17,736
-9,675
-35% -$1.82M
IJK icon
75
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$3.51M 0.27%
75,748
+45,848
+153% +$2.02M
1 2
3
4 5

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q4 2016 Portfolio in Review

As of Q4 2016, National Planning Corporation held 743 positions worth $1.29B, up 2.1% from $1.26B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation's Q4 2016 filing shows 85 new, 258 increased, 302 reduced and 48 closed positions. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $16.1M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, up from 4.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q4 2016 buy was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M.
  • National Planning Corporation added most to iShares S&P Mid-Cap 400 Value ETF in Q4 2016, an estimated $17.8M increase.
  • National Planning Corporation's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $16.1M.
  • National Planning Corporation fully exited PCM Fund in Q4 2016, selling an estimated $1.94M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.29B portfolio in Q4 2016.
  • National Planning Corporation opened 85 new positions and closed 48 in Q4 2016.
  • National Planning Corporation's portfolio value rose 2.1% quarter-over-quarter to $1.29B.

Based on National Planning Corporation's 13F filing for Q4 2016, filed 7 Feb 2017.