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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$91.7M
Cap. Flow
+$40M
Cap. Flow %
3.57%
Top 10 Hldgs %
19.74%
Holding
742
New
78
Increased
308
Reduced
285
Closed
37

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$12M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$7.77M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$7.37M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.77M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$5.02M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.79M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.69M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$6.01M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.96M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.57M

Sector Composition

Rank Sector Weight
1 Energy 7.95%
2 Consumer Staples 4.49%
3 Technology 3.62%
4 Healthcare 3.57%
5 Industrials 3.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
51
iShares Core S&P Small-Cap ETF
IJR
$112B
$5.05M 0.45%
92,632
+18,392
+25% +$961K
PHK
52
PIMCO High Income Fund
PHK
$880M
$5.04M 0.45%
432,668
-4,792
-1% -$56.8K
DIA icon
53
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$5.03M 0.45%
30,410
-42,543
-58% -$6.69M
MMM icon
54
3M
MMM
$94.3B
$4.95M 0.44%
42,212
+3,396
+9% +$362K
COLE
55
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
$4.93M 0.44%
351,076
-198,731
-36% -$2.71M
HYG icon
56
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$4.86M 0.43%
52,261
+3,611
+7% +$335K
IWF icon
57
iShares Russell 1000 Growth ETF
IWF
$128B
$4.83M 0.43%
224,880
+57,684
+35% +$1.18M
IEF icon
58
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$4.46M 0.4%
45,028
-86,644
-66% -$8.79M
KMP
59
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$4.22M 0.38%
52,514
-288
-0.5% -$23.2K
DBL
60
DoubleLine Opportunistic Credit Fund
DBL
$280M
$4.21M 0.38%
188,778
-76,503
-29% -$1.75M
MO icon
61
Altria Group
MO
$114B
$4.09M 0.36%
106,231
-3,472
-3% -$128K
XLV icon
62
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$4.09M 0.36%
73,795
-16,415
-18% -$878K
VGK icon
63
Vanguard FTSE Europe ETF
VGK
$31.4B
$3.98M 0.36%
67,710
+5,369
+9% +$303K
IYC icon
64
iShares US Consumer Discretionary ETF
IYC
$1.23B
$3.95M 0.35%
129,956
+100,296
+338% +$2.91M
IYJ icon
65
iShares US Industrials ETF
IYJ
$2.02B
$3.88M 0.35%
76,580
+27,308
+55% +$1.3M
IEMG icon
66
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$3.83M 0.34%
76,776
+29,840
+64% +$1.49M
TLT icon
67
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$3.54M 0.32%
34,751
+30,047
+639% +$3.15M
IJT icon
68
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$3.46M 0.31%
58,042
-105,544
-65% -$6.01M
LQD icon
69
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$3.38M 0.3%
29,621
-4,101
-12% -$468K
IJS icon
70
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$3.37M 0.3%
60,546
-104,314
-63% -$5.57M
IWD icon
71
iShares Russell 1000 Value ETF
IWD
$83.7B
$3.31M 0.3%
35,251
+8,140
+30% +$738K
EEM icon
72
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$3.24M 0.29%
77,681
-7,274
-9% -$305K
JNK icon
73
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$3.23M 0.29%
26,629
-264
-1% -$32K
SBUX icon
74
Starbucks
SBUX
$120B
$3.15M 0.28%
80,128
+2,696
+3% +$107K
HR icon
75
Healthcare Realty
HR
$6.84B
$3.13M 0.28%
159,158
+94,289
+145% +$2M
1 2
3
4 5

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National Planning Corporation's Q4 2013 Portfolio in Review

As of Q4 2013, National Planning Corporation held 742 positions worth $1.12B, up 8.9% from $1.03B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $40M of net new capital in Q4 2013, opening 78 new positions and adding to 308 existing holdings. Its largest new stake was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.

By sector, the portfolio is most concentrated in Energy at 8% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $8.79M trimmed.

  • National Planning Corporation's largest Q4 2013 buy was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q4 2013, an estimated $12M increase.
  • National Planning Corporation's biggest Q4 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $8.79M.
  • National Planning Corporation fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q4 2013, selling an estimated $2.44M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.12B portfolio in Q4 2013.
  • National Planning Corporation opened 78 new positions and closed 37 in Q4 2013.
  • National Planning Corporation's portfolio value rose 8.9% quarter-over-quarter to $1.12B.

Based on National Planning Corporation's 13F filing for Q4 2013, filed 13 Jan 2014.