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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+1.86%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$26M
Cap. Flow
-$30.4M
Cap. Flow %
-2.37%
Top 10 Hldgs %
22.19%
Holding
743
New
85
Increased
258
Reduced
302
Closed
48

Top Buys

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$17.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.4M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$14.8M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.84M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.49M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$11.9M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$11.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$9.52M

Sector Composition

Rank Sector Weight
1 Financials 4.83%
2 Healthcare 4.31%
3 Consumer Staples 4.09%
4 Energy 3.77%
5 Technology 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWZ icon
701
iShares MSCI Brazil ETF
EWZ
$8.95B
– –
-6,910
Closed -$258K
EXR icon
702
Extra Space Storage
EXR
$31.6B
– –
-2,857
Closed -$212K
FXD icon
703
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
– –
-8,491
Closed -$290K
GHYG icon
704
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
– –
-4,513
Closed -$221K
GPRO icon
705
GoPro
GPRO
$126M
– –
-11,660
Closed -$124K
HEWJ icon
706
iShares Currency Hedged MSCI Japan ETF
HEWJ
$747M
– –
-8,265
Closed -$210K
HPE icon
707
Hewlett Packard
HPE
$70.5B
– –
-17,596
Closed -$236K
HRL icon
708
Hormel Foods
HRL
$13.8B
– –
-15,473
Closed -$574K
HTGC icon
709
Hercules Capital
HTGC
$3.23B
– –
-13,245
Closed -$174K
IHF icon
710
iShares US Healthcare Providers ETF
IHF
$1.27B
– –
-14,210
Closed -$336K
IYK icon
711
iShares US Consumer Staples ETF
IYK
$1.43B
– –
-5,988
Closed -$223K
MGA icon
712
Magna International
MGA
$18.8B
– –
-5,318
Closed -$211K
MTUM icon
713
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
– –
-7,732
Closed -$585K
MUX icon
714
McEwen Inc
MUX
$1.18B
– –
-3,623
Closed -$128K
PAA icon
715
Plains All American Pipeline
PAA
$16.1B
– –
-7,964
Closed -$233K
PALI icon
716
Palisade Bio
PALI
$367M
– –
0
– -$4K
PANW icon
717
Palo Alto Networks
PANW
$297B
– –
-11,340
Closed -$288K
PCM
718
PCM Fund
PCM
$70.1M
– –
-195,042
Closed -$1.94M
PJP icon
719
Invesco Pharmaceuticals ETF
PJP
$498M
– –
-8,347
Closed -$467K
PNR icon
720
Pentair
PNR
$11B
– –
-5,658
Closed -$211K
RLI icon
721
RLI Corp
RLI
$5.89B
– –
-10,004
Closed -$273K
SPGI icon
722
S&P Global
SPGI
$120B
– –
-1,908
Closed -$239K
STT icon
723
State Street
STT
$50.7B
– –
-3,534
Closed -$256K
SWBI icon
724
Smith & Wesson
SWBI
$637M
– –
-14,705
Closed -$315K
TEVA icon
725
Teva Pharmaceuticals
TEVA
$41.2B
– –
-6,717
Closed -$274K
26 27 28
29
30

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q4 2016 Portfolio in Review

As of Q4 2016, National Planning Corporation held 743 positions worth $1.29B, up 2.1% from $1.26B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation's Q4 2016 filing shows 85 new, 258 increased, 302 reduced and 48 closed positions. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $16.1M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, up from 4.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q4 2016 buy was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M.
  • National Planning Corporation added most to iShares S&P Mid-Cap 400 Value ETF in Q4 2016, an estimated $17.8M increase.
  • National Planning Corporation's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $16.1M.
  • National Planning Corporation fully exited PCM Fund in Q4 2016, selling an estimated $1.94M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.29B portfolio in Q4 2016.
  • National Planning Corporation opened 85 new positions and closed 48 in Q4 2016.
  • National Planning Corporation's portfolio value rose 2.1% quarter-over-quarter to $1.29B.

Based on National Planning Corporation's 13F filing for Q4 2016, filed 7 Feb 2017.