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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+1.86%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.16B
AUM Growth
+$38.7M
Cap. Flow
+$17.3M
Cap. Flow %
1.49%
Top 10 Hldgs %
20.83%
Holding
767
New
62
Increased
346
Reduced
262
Closed
52

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.4M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$9.65M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$9.32M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$9.19M
5
IYR icon
iShares US Real Estate ETF
IYR
+$8.46M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$17.5M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$11.8M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$8.57M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.06M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.74M

Sector Composition

Rank Sector Weight
1 Energy 7.82%
2 Consumer Staples 4.26%
3 Healthcare 3.8%
4 Technology 3.5%
5 Industrials 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIN
701
Aberdeen Intermediate Income Fund
MIN
$278M
$76K 0.01%
14,546
-557
-4% -$2.93K
ECTE
702
DELISTED
ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE)
ECTE
$74K 0.01%
23,100
+2,075
+10% +$6.83K
EVF
703
Eaton Vance Senior Income Trust
EVF
$91.6M
$69K 0.01%
10,000
– –
FBP icon
704
First Bancorp
FBP
$4.42B
$68K 0.01%
12,249
– –
ERII icon
705
Energy Recovery
ERII
$414M
$59K 0.01%
+10,939
New +$53.9K
TWER
706
DELISTED
Towerstream Corporation Common Stock
TWER
$47K ﹤0.01%
975
– –
PCO
707
DELISTED
Pendrell Corporation - Class A
PCO
$38K ﹤0.01%
20
– –
SURG
708
DELISTED
SYNERGETICS USA, INC.
SURG
$38K ﹤0.01%
11,475
– –
GAU
709
Galiano Gold
GAU
$520M
$36K ﹤0.01%
16,250
-2,199
-12% -$4.37K
TEUM
710
DELISTED
Pareteum Corporation
TEUM
$27K ﹤0.01%
+996
New +$34.1K
MGH
711
DELISTED
Minco Gold Corp
MGH
$16K ﹤0.01%
48,040
– –
DRWI
712
DELISTED
DragonWave Inc
DRWI
$14K ﹤0.01%
400
– –
GSS
713
DELISTED
Golden Star Resources Ltd.
GSS
$9K ﹤0.01%
3,000
+400
+15% +$1.33K
HTM
714
DELISTED
U.S. Geothermal Inc.
HTM
$8K ﹤0.01%
1,817
– –
DEJ
715
DELISTED
DEJOUR ENERGY INC COM
DEJ
$2K ﹤0.01%
10,000
– –
ALL icon
716
Allstate
ALL
$68.3B
– –
-3,724
Closed -$205K
AMD icon
717
Advanced Micro Devices
AMD
$778B
– –
-11,850
Closed -$46K
AOD
718
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
– –
-7,916
Closed -$66K
BB icon
719
BlackBerry
BB
$5.28B
– –
-18,315
Closed -$135K
BKNG icon
720
Booking.com
BKNG
$159B
– –
-10,200
Closed -$474K
BNS icon
721
Scotiabank
BNS
$109B
– –
-6,656
Closed -$392K
DLX icon
722
Deluxe
DLX
$1.14B
– –
-8,017
Closed -$415K
EDIV icon
723
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.23B
– –
-10,421
Closed -$406K
ELD icon
724
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
– –
-8,628
Closed -$397K
EWZ icon
725
iShares MSCI Brazil ETF
EWZ
$8.92B
– –
-15,989
Closed -$713K
27 28
29
30 31

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MIM
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LM
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GHA
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FPCM
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National Planning Corporation's Q1 2014 Portfolio in Review

As of Q1 2014, National Planning Corporation held 767 positions worth $1.16B, up 3.5% from $1.12B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation's Q1 2014 filing shows 62 new, 346 increased, 262 reduced and 52 closed positions. Its largest new stake was iShares US Financials ETF: 65,860 shares worth $2.71M. The largest sale was iShares Russell 2000 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Energy at 7.8% of assets, down from 8% a quarter earlier, followed by Consumer Staples and Healthcare.

  • National Planning Corporation's largest Q1 2014 buy was iShares US Financials ETF: 65,860 shares worth $2.71M.
  • National Planning Corporation added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $10.4M increase.
  • National Planning Corporation's biggest Q1 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $17.5M.
  • National Planning Corporation fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.93M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.16B portfolio in Q1 2014.
  • National Planning Corporation opened 62 new positions and closed 52 in Q1 2014.
  • National Planning Corporation's portfolio value rose 3.5% quarter-over-quarter to $1.16B.

Based on National Planning Corporation's 13F filing for Q1 2014, filed 14 Apr 2014.