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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+1.86%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$26M
Cap. Flow
-$30.4M
Cap. Flow %
-2.37%
Top 10 Hldgs %
22.19%
Holding
743
New
85
Increased
258
Reduced
302
Closed
48

Top Buys

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$17.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.4M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$14.8M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.84M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.49M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$11.9M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$11.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$9.52M

Sector Composition

Rank Sector Weight
1 Financials 4.83%
2 Healthcare 4.31%
3 Consumer Staples 4.09%
4 Energy 3.77%
5 Technology 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOD
676
Allspring Global Dividend Opportunity Fund
EOD
$286M
$90K 0.01%
15,970
-1,068
-6% -$5.79K
RDNT icon
677
RadNet
RDNT
$5.69B
$89K 0.01%
15,296
– –
EXG icon
678
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$87K 0.01%
+10,173
New +$84.1K
CSR
679
Centerspace
CSR
$952M
$83K 0.01%
1,286
-322
-20% -$20.4K
TSI
680
TCW Strategic Income Fund
TSI
$213M
$79K 0.01%
14,692
– –
FAX
681
abrdn Asia-Pacific Income Fund
FAX
$600M
$62K ﹤0.01%
+2,117
New +$61.5K
GLUU
682
DELISTED
Glu Mobile Inc.
GLUU
$40K ﹤0.01%
16,039
– –
AGEN
683
Agenus
AGEN
$290M
$39K ﹤0.01%
509
– –
NYMX
684
DELISTED
Nymox Pharmaceutical Corp
NYMX
$36K ﹤0.01%
11,000
– –
XCO
685
DELISTED
Exco Resources
XCO
$36K ﹤0.01%
3,700
-1,367
-27% -$22K
AXAS
686
DELISTED
Abraxas Petroleum Corp
AXAS
$32K ﹤0.01%
650
+75
+13% +$2.96K
MR
687
DELISTED
Montage Resources Corporation Common Stock
MR
$27K ﹤0.01%
+733
New +$32.7K
ARNA
688
DELISTED
Arena Pharmaceuticals Inc
ARNA
$25K ﹤0.01%
1,545
-200
-11% -$3.1K
PZG icon
689
Paramount Gold Nevada
PZG
$124M
$19K ﹤0.01%
+10,800
New +$18.8K
NVAX icon
690
Novavax
NVAX
$1.31B
$16K ﹤0.01%
617
– –
MNKD icon
691
MannKind Corp
MNKD
$1.32B
$14K ﹤0.01%
4,747
– –
ATHX
692
DELISTED
Athersys, Inc. Common Stock
ATHX
$11K ﹤0.01%
400
– –
GSS
693
DELISTED
Golden Star Resources Ltd.
GSS
$9K ﹤0.01%
2,200
-800
-27% -$3.17K
TEUM
694
DELISTED
Pareteum Corporation
TEUM
$4K ﹤0.01%
+1,144
New +$4.21K
AAPL icon
695
CALL
Apple
AAPL
$4.57T
– –
-1,600
Closed -$5K
AIVL icon
696
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
– –
-2,678
Closed -$206K
AOK icon
697
iShares Core Conservative Allocation ETF
AOK
$793M
– –
-7,623
Closed -$250K
BLW icon
698
BlackRock Limited Duration Income Trust
BLW
$493M
– –
-10,277
Closed -$154K
CW icon
699
Curtiss-Wright
CW
$25.5B
– –
-3,238
Closed -$285K
ECL icon
700
Ecolab
ECL
$79.9B
– –
-1,799
Closed -$203K
26 27
28
29 30

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MIM
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LM
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GHA
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FPCM
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National Planning Corporation's Q4 2016 Portfolio in Review

As of Q4 2016, National Planning Corporation held 743 positions worth $1.29B, up 2.1% from $1.26B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation's Q4 2016 filing shows 85 new, 258 increased, 302 reduced and 48 closed positions. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $16.1M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, up from 4.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q4 2016 buy was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M.
  • National Planning Corporation added most to iShares S&P Mid-Cap 400 Value ETF in Q4 2016, an estimated $17.8M increase.
  • National Planning Corporation's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $16.1M.
  • National Planning Corporation fully exited PCM Fund in Q4 2016, selling an estimated $1.94M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.29B portfolio in Q4 2016.
  • National Planning Corporation opened 85 new positions and closed 48 in Q4 2016.
  • National Planning Corporation's portfolio value rose 2.1% quarter-over-quarter to $1.29B.

Based on National Planning Corporation's 13F filing for Q4 2016, filed 7 Feb 2017.