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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+1.86%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.16B
AUM Growth
+$38.7M
Cap. Flow
+$17.3M
Cap. Flow %
1.49%
Top 10 Hldgs %
20.83%
Holding
767
New
62
Increased
346
Reduced
262
Closed
52

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.4M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$9.65M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$9.32M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$9.19M
5
IYR icon
iShares US Real Estate ETF
IYR
+$8.46M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$17.5M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$11.8M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$8.57M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.06M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.74M

Sector Composition

Rank Sector Weight
1 Energy 7.82%
2 Consumer Staples 4.26%
3 Healthcare 3.8%
4 Technology 3.5%
5 Industrials 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIW
676
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$511M
$132K 0.01%
11,371
– –
PSP icon
677
Invesco Global Listed Private Equity ETF
PSP
$244M
$130K 0.01%
2,131
– –
FSP
678
Franklin Street Properties
FSP
$45.8M
$128K 0.01%
10,312
– –
HL icon
679
Hecla Mining
HL
$11.6B
$128K 0.01%
40,094
+2
+0% +$7
GNSS icon
680
Genasys
GNSS
$76.1M
$127K 0.01%
61,388
+21,326
+53% +$43.5K
AUY
681
DELISTED
Yamana Gold, Inc.
AUY
$127K 0.01%
14,742
+4,300
+41% +$41.6K
JGG
682
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$124K 0.01%
10,700
– –
SAN icon
683
Banco Santander
SAN
$211B
$120K 0.01%
13,608
-239
-2% -$1.95K
TRVN
684
DELISTED
Trevena, Inc.
TRVN
$118K 0.01%
+25
New +$123K
DHF
685
BNY Mellon High Yield Strategies Fund
DHF
$173M
$116K 0.01%
27,425
– –
MUX icon
686
McEwen Inc
MUX
$1.17B
$113K 0.01%
4,582
+725
+19% +$19.5K
RQI icon
687
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
$111K 0.01%
+10,529
New +$106K
IGD
688
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$521M
$106K 0.01%
11,561
+903
+8% +$8.06K
QUIK icon
689
QuickLogic
QUIK
$247M
$104K 0.01%
1,336
– –
NEON icon
690
Neonode
NEON
$16.8M
$102K 0.01%
+1,700
New +$109K
BRW
691
Saba Capital Income & Opportunities Fund
BRW
$340M
$99K 0.01%
8,585
-150
-2% -$1.75K
FTR
692
DELISTED
Frontier Communications Corp.
FTR
$99K 0.01%
1,178
-69
-6% -$5.05K
CMU
693
DELISTED
MFS High Yield Municipal Trust
CMU
$98K 0.01%
22,608
– –
DNDN
694
DELISTED
DENDREON CORPORATION
DNDN
$97K 0.01%
32,538
-3,000
-8% -$8.88K
VVR icon
695
Invesco Senior Income Trust
VVR
$457M
$87K 0.01%
17,396
+4,021
+30% +$20.3K
MDW
696
DELISTED
MIDWAY GOLD CORP (CANADA)
MDW
$87K 0.01%
82,200
-7,100
-8% -$7.93K
PPP
697
DELISTED
Primero Mining Corp
PPP
$86K 0.01%
+11,787
New +$72.7K
TSI
698
TCW Strategic Income Fund
TSI
$213M
$83K 0.01%
15,192
– –
MMT
699
Aberdeen Multi-Market Income Fund
MMT
$242M
$82K 0.01%
12,485
+68
+0.5% +$440
MCP
700
DELISTED
MOLYCORP INC COM STK
MCP
$78K 0.01%
16,134
+3,500
+28% +$18K
26 27
28
29 30

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MIM
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FPCM
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National Planning Corporation's Q1 2014 Portfolio in Review

As of Q1 2014, National Planning Corporation held 767 positions worth $1.16B, up 3.5% from $1.12B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation's Q1 2014 filing shows 62 new, 346 increased, 262 reduced and 52 closed positions. Its largest new stake was iShares US Financials ETF: 65,860 shares worth $2.71M. The largest sale was iShares Russell 2000 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Energy at 7.8% of assets, down from 8% a quarter earlier, followed by Consumer Staples and Healthcare.

  • National Planning Corporation's largest Q1 2014 buy was iShares US Financials ETF: 65,860 shares worth $2.71M.
  • National Planning Corporation added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $10.4M increase.
  • National Planning Corporation's biggest Q1 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $17.5M.
  • National Planning Corporation fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.93M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.16B portfolio in Q1 2014.
  • National Planning Corporation opened 62 new positions and closed 52 in Q1 2014.
  • National Planning Corporation's portfolio value rose 3.5% quarter-over-quarter to $1.16B.

Based on National Planning Corporation's 13F filing for Q1 2014, filed 14 Apr 2014.