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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+4.63%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.32B
AUM Growth
+$37.7M
Cap. Flow
-$3.38M
Cap. Flow %
-0.26%
Top 10 Hldgs %
21.79%
Holding
736
New
42
Increased
293
Reduced
284
Closed
30

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$2.53M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.28M
3
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$2.07M
4
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$2.06M
5
MUB icon
iShares National Muni Bond ETF
MUB
+$1.94M

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$12.2M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.92M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$2.44M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$2.42M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.09M

Sector Composition

Rank Sector Weight
1 Financials 4.71%
2 Healthcare 4.27%
3 Consumer Staples 4.21%
4 Technology 3.9%
5 Energy 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHI
651
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$183K 0.01%
16,492
-1,400
-8% -$15.1K
MHI
652
DELISTED
Pioneer Municipal High Income Fund
MHI
$182K 0.01%
15,600
– –
ERF
653
DELISTED
Enerplus Corporation
ERF
$182K 0.01%
22,665
– –
ETW
654
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$177K 0.01%
16,272
-231
-1% -$2.47K
AMD icon
655
Advanced Micro Devices
AMD
$789B
$174K 0.01%
+12,290
New +$156K
IGA
656
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$173K 0.01%
16,826
+852
+5% +$8.69K
NKX icon
657
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$172K 0.01%
11,800
– –
EFR
658
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$170K 0.01%
11,236
-9,013
-45% -$136K
MFM
659
Aberdeen Municipal Income Fund
MFM
$224M
$169K 0.01%
24,039
– –
DNP icon
660
DNP Select Income Fund
DNP
$4.09B
$166K 0.01%
15,386
+493
+3% +$5.24K
VLY icon
661
Valley National Bancorp
VLY
$8.04B
$160K 0.01%
13,654
– –
MYI icon
662
BlackRock MuniYield Quality Fund III
MYI
$721M
$159K 0.01%
11,467
– –
PFN
663
PIMCO Income Strategy Fund II
PFN
$703M
$159K 0.01%
15,629
-2,420
-13% -$23.8K
ATRS
664
DELISTED
Antares Pharma, Inc.
ATRS
$153K 0.01%
52,233
– –
VTA
665
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$153K 0.01%
12,516
+792
+7% +$9.81K
OCLR
666
DELISTED
Oclaro Inc.
OCLR
$146K 0.01%
+15,944
New +$150K
TAHO
667
DELISTED
Tahoe Resources Inc
TAHO
$144K 0.01%
17,524
– –
SABA
668
Saba Capital Income & Opportunities Fund II
SABA
$223M
$143K 0.01%
10,807
-3,945
-27% -$52K
GNSS icon
669
Genasys
GNSS
$79.2M
$135K 0.01%
95,845
– –
FCRD
670
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$132K 0.01%
13,450
-1,000
-7% -$10.2K
SAN icon
671
Banco Santander
SAN
$210B
$131K 0.01%
22,799
+658
+3% +$3.54K
ERII icon
672
Energy Recovery
ERII
$443M
$128K 0.01%
15,446
– –
OPK icon
673
Opko Health
OPK
$1.02B
$126K 0.01%
16,250
+10
+0.1% +$84
TEI
674
Templeton Emerging Markets Income Fund
TEI
$321M
$125K 0.01%
11,178
-1,251
-10% -$14.2K
OXLC
675
Oxford Lane Capital
OXLC
$898M
$123K 0.01%
2,220
– –
25 26
27
28 29

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MIM
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National Planning Corporation's Q1 2017 Portfolio in Review

As of Q1 2017, National Planning Corporation held 736 positions worth $1.32B, up 2.9% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation's Q1 2017 filing shows 42 new, 293 increased, 284 reduced and 30 closed positions. Its largest new stake was iShares Russell 3000 ETF: 13,896 shares worth $1.94M. The largest sale was iShares Core S&P Small-Cap ETF, an estimated $12.2M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 4.8% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q1 2017 buy was iShares Russell 3000 ETF: 13,896 shares worth $1.94M.
  • National Planning Corporation added most to iShares US Healthcare ETF in Q1 2017, an estimated $2.53M increase.
  • National Planning Corporation's biggest Q1 2017 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $12.2M.
  • National Planning Corporation fully exited Invesco DWA Tactical Sector Rotation ETF in Q1 2017, selling an estimated $1.9M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.32B portfolio in Q1 2017.
  • National Planning Corporation opened 42 new positions and closed 30 in Q1 2017.
  • National Planning Corporation's portfolio value rose 2.9% quarter-over-quarter to $1.32B.

Based on National Planning Corporation's 13F filing for Q1 2017, filed 15 May 2017.