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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+1.86%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$26M
Cap. Flow
-$30.4M
Cap. Flow %
-2.37%
Top 10 Hldgs %
22.19%
Holding
743
New
85
Increased
258
Reduced
302
Closed
48

Top Buys

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$17.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.4M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$14.8M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.84M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.49M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$11.9M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$11.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$9.52M

Sector Composition

Rank Sector Weight
1 Financials 4.83%
2 Healthcare 4.31%
3 Consumer Staples 4.09%
4 Energy 3.77%
5 Technology 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERII icon
651
Energy Recovery
ERII
$418M
$157K 0.01%
15,446
-1,000
-6% -$12K
HL icon
652
Hecla Mining
HL
$11.6B
$153K 0.01%
23,606
-5,000
-17% -$29.3K
GNSS icon
653
Genasys
GNSS
$77.4M
$150K 0.01%
95,845
-1,371
-1% -$2.38K
FCRD
654
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$150K 0.01%
14,450
– –
SRC
655
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$146K 0.01%
3,104
+4
+0.1% +$203
VTA
656
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$146K 0.01%
11,724
-150,947
-93% -$1.78M
TEI
657
Templeton Emerging Markets Income Fund
TEI
$323M
$141K 0.01%
12,429
-1,569
-11% -$16.8K
OPK icon
658
Opko Health
OPK
$1.04B
$138K 0.01%
16,240
+200
+1% +$2.07K
NRE
659
DELISTED
NorthStar Realty Europe Corp.
NRE
$131K 0.01%
10,840
+286
+3% +$3.13K
OXLC
660
Oxford Lane Capital
OXLC
$902M
$123K 0.01%
2,220
– –
SAN icon
661
Banco Santander
SAN
$210B
$121K 0.01%
22,141
-581
-3% -$2.64K
HYB
662
DELISTED
New America High Income Fund, Inc.
HYB
$120K 0.01%
12,571
-2,452
-16% -$22.1K
ETY icon
663
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$118K 0.01%
11,045
-108
-1% -$1.12K
PHT
664
DELISTED
Pioneer High Income Fund
PHT
$118K 0.01%
11,860
-185,272
-94% -$1.86M
PCK
665
DELISTED
Pimco California Municipal Income Fund II
PCK
$115K 0.01%
+11,700
New +$113K
HTY
666
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$115K 0.01%
+11,800
New +$121K
ATRS
667
DELISTED
Antares Pharma, Inc.
ATRS
$115K 0.01%
52,233
-5,000
-9% -$9.52K
CHK
668
DELISTED
Chesapeake Energy Corporation
CHK
$110K 0.01%
85
+10
+13% +$13.1K
NUV icon
669
Nuveen Municipal Value Fund
NUV
$1.9B
$108K 0.01%
11,126
-2,000
-15% -$19.6K
LIOX
670
DELISTED
Lionbridge Technologies
LIOX
$107K 0.01%
18,700
– –
ETJ
671
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$102K 0.01%
10,700
– –
HIX
672
Western Asset High Income Fund II
HIX
$355M
$101K 0.01%
13,915
-2,821
-17% -$19.7K
SPPP
673
Sprott Physical Platinum and Palladium Trust
SPPP
$619M
$97K 0.01%
12,593
– –
NE
674
DELISTED
Noble Corporation
NE
$93K 0.01%
13,408
-300
-2% -$1.77K
TPLM
675
DELISTED
Triangle Petroleum Corporation
TPLM
$91K 0.01%
329,725
+24,850
+8% +$6.78K
25 26
27
28 29

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National Planning Corporation's Q4 2016 Portfolio in Review

As of Q4 2016, National Planning Corporation held 743 positions worth $1.29B, up 2.1% from $1.26B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation's Q4 2016 filing shows 85 new, 258 increased, 302 reduced and 48 closed positions. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $16.1M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, up from 4.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q4 2016 buy was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M.
  • National Planning Corporation added most to iShares S&P Mid-Cap 400 Value ETF in Q4 2016, an estimated $17.8M increase.
  • National Planning Corporation's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $16.1M.
  • National Planning Corporation fully exited PCM Fund in Q4 2016, selling an estimated $1.94M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.29B portfolio in Q4 2016.
  • National Planning Corporation opened 85 new positions and closed 48 in Q4 2016.
  • National Planning Corporation's portfolio value rose 2.1% quarter-over-quarter to $1.29B.

Based on National Planning Corporation's 13F filing for Q4 2016, filed 7 Feb 2017.