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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+1.86%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.16B
AUM Growth
+$38.7M
Cap. Flow
+$17.3M
Cap. Flow %
1.49%
Top 10 Hldgs %
20.83%
Holding
767
New
62
Increased
346
Reduced
262
Closed
52

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.4M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$9.65M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$9.32M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$9.19M
5
IYR icon
iShares US Real Estate ETF
IYR
+$8.46M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$17.5M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$11.8M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$8.57M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.06M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.74M

Sector Composition

Rank Sector Weight
1 Energy 7.82%
2 Consumer Staples 4.26%
3 Healthcare 3.8%
4 Technology 3.5%
5 Industrials 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGN
651
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$833M
$184K 0.02%
+18,343
New +$179K
PZG icon
652
Paramount Gold Nevada
PZG
$124M
$183K 0.02%
137,500
-3,500
-2% -$4.29K
AMRE
653
DELISTED
AMREIT INC NEW COM STK
AMRE
$182K 0.02%
+10,875
New +$180K
EINC icon
654
VanEck Energy Income ETF
EINC
$78M
$181K 0.02%
+673
New +$184K
PZC
655
DELISTED
PIMCO California Municipal Income Fund III
PZC
$178K 0.02%
18,025
– –
VLY icon
656
Valley National Bancorp
VLY
$8.06B
$177K 0.02%
16,793
-2,895
-15% -$29K
ACG
657
DELISTED
AllianceBernstein Income Fund Inc
ACG
$177K 0.02%
24,581
+69
+0.3% +$509
DPO
658
DELISTED
DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO
$176K 0.02%
13,100
-3,000
-19% -$39.7K
BWP
659
DELISTED
Boardwalk Pipeline Partners
BWP
$172K 0.01%
12,320
+372
+3% +$6.67K
IVR icon
660
Invesco Mortgage Capital
IVR
$792M
$170K 0.01%
1,025
-40
-4% -$6.47K
MFA
661
MFA Financial
MFA
$913M
$170K 0.01%
5,482
+84
+2% +$2.53K
MVT
662
DELISTED
BlackRock MuniVest Fund II
MVT
$170K 0.01%
11,490
-2,101
-15% -$30.9K
EMD
663
DELISTED
Western Asset Emerging Markets
EMD
$169K 0.01%
13,795
+300
+2% +$3.58K
PBCT
664
DELISTED
People's United Financial Inc
PBCT
$168K 0.01%
11,315
– –
SWBI icon
665
Smith & Wesson
SWBI
$635M
$166K 0.01%
14,479
+988
+7% +$10.2K
FULT icon
666
Fulton Financial
FULT
$4.58B
$161K 0.01%
12,624
– –
SIL icon
667
Global X Silver Miners ETF NEW
SIL
$4.81B
$158K 0.01%
4,050
– –
BKJ
668
DELISTED
Bancorp of New Jersey, Inc.
BKJ
$152K 0.01%
12,128
– –
BKCC
669
DELISTED
BlackRock Capital Investment Corporation
BKCC
$150K 0.01%
+16,125
New +$151K
SPPP
670
Sprott Physical Platinum and Palladium Trust
SPPP
$620M
$149K 0.01%
+15,234
New +$141K
DHY
671
Credit Suisse High Yield Credit Fund
DHY
$240M
$146K 0.01%
45,337
+931
+2% +$2.94K
CSR
672
Centerspace
CSR
$935M
$142K 0.01%
1,594
+163
+11% +$14K
VRNG
673
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$141K 0.01%
3,700
+550
+17% +$20.7K
NUV icon
674
Nuveen Municipal Value Fund
NUV
$1.91B
$138K 0.01%
14,710
+2,000
+16% +$18.8K
IGR
675
CBRE Global Real Estate Income Fund
IGR
$706M
$132K 0.01%
15,725
+816
+5% +$6.68K
25 26
27
28 29

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MIM
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DI
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LM
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GHA
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FPCM
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National Planning Corporation's Q1 2014 Portfolio in Review

As of Q1 2014, National Planning Corporation held 767 positions worth $1.16B, up 3.5% from $1.12B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation's Q1 2014 filing shows 62 new, 346 increased, 262 reduced and 52 closed positions. Its largest new stake was iShares US Financials ETF: 65,860 shares worth $2.71M. The largest sale was iShares Russell 2000 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Energy at 7.8% of assets, down from 8% a quarter earlier, followed by Consumer Staples and Healthcare.

  • National Planning Corporation's largest Q1 2014 buy was iShares US Financials ETF: 65,860 shares worth $2.71M.
  • National Planning Corporation added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $10.4M increase.
  • National Planning Corporation's biggest Q1 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $17.5M.
  • National Planning Corporation fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.93M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.16B portfolio in Q1 2014.
  • National Planning Corporation opened 62 new positions and closed 52 in Q1 2014.
  • National Planning Corporation's portfolio value rose 3.5% quarter-over-quarter to $1.16B.

Based on National Planning Corporation's 13F filing for Q1 2014, filed 14 Apr 2014.