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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$91.7M
Cap. Flow
+$40M
Cap. Flow %
3.57%
Top 10 Hldgs %
19.74%
Holding
742
New
78
Increased
308
Reduced
285
Closed
37

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$12M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$7.77M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$7.37M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.77M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$5.02M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.79M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.69M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$6.01M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.96M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.57M

Sector Composition

Rank Sector Weight
1 Energy 7.95%
2 Consumer Staples 4.49%
3 Technology 3.62%
4 Healthcare 3.57%
5 Industrials 3.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHY
651
Credit Suisse High Yield Credit Fund
DHY
$240M
$136K 0.01%
44,406
-6,419
-13% -$20K
PZG icon
652
Paramount Gold Nevada
PZG
$124M
$136K 0.01%
141,000
+34,200
+32% +$39.5K
BB icon
653
BlackBerry
BB
$5.26B
$135K 0.01%
18,315
+7,100
+63% +$50.1K
GLAD icon
654
Gladstone Capital
GLAD
$446M
$134K 0.01%
+7,007
New +$129K
HYT icon
655
BlackRock Corporate High Yield Fund
HYT
$1.37B
$134K 0.01%
+11,060
New +$132K
NOK icon
656
Nokia
NOK
$52.3B
$131K 0.01%
16,241
-8,592
-35% -$64.6K
WIW
657
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$130K 0.01%
11,371
-803
-7% -$9.22K
PSP icon
658
Invesco Global Listed Private Equity ETF
PSP
$246M
$129K 0.01%
2,131
+120
+6% +$7.22K
MTOR
659
DELISTED
MERITOR, Inc.
MTOR
$128K 0.01%
12,300
-1,200
-9% -$9.38K
NPM
660
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$127K 0.01%
10,130
– –
PWE
661
DELISTED
Penn West Energy Petroleum Ltd
PWE
$125K 0.01%
14,803
-20,130
-58% -$193K
HL icon
662
Hecla Mining
HL
$11.3B
$124K 0.01%
40,092
-500
-1% -$1.51K
CSR
663
Centerspace
CSR
$952M
$123K 0.01%
1,431
+214
+18% +$18.4K
FSP
664
Franklin Street Properties
FSP
$46.8M
$123K 0.01%
10,312
– –
JGG
665
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$121K 0.01%
10,700
– –
IGR
666
CBRE Global Real Estate Income Fund
IGR
$713M
$118K 0.01%
14,909
-3,300
-18% -$26.6K
JCP
667
DELISTED
J.C. Penney Company, Inc.
JCP
$116K 0.01%
+12,535
New +$105K
NUV icon
668
Nuveen Municipal Value Fund
NUV
$1.91B
$115K 0.01%
12,710
-5,000
-28% -$44.7K
SAN icon
669
Banco Santander
SAN
$210B
$114K 0.01%
13,847
-211
-2% -$1.68K
WIN
670
DELISTED
Windstream Holdings Inc
WIN
$113K 0.01%
1,823
-1,414
-44% -$91.5K
DHF
671
BNY Mellon High Yield Strategies Fund
DHF
$172M
$112K 0.01%
27,425
– –
BRW
672
Saba Capital Income & Opportunities Fund
BRW
$339M
$102K 0.01%
8,735
+1,590
+22% +$18.9K
DNDN
673
DELISTED
DENDREON CORPORATION
DNDN
$101K 0.01%
35,538
+905
+3% +$2.54K
IGD
674
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$99K 0.01%
10,658
-1,822
-15% -$16.4K
VRNG
675
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$94K 0.01%
3,150
– –
25 26
27
28 29

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q4 2013 Portfolio in Review

As of Q4 2013, National Planning Corporation held 742 positions worth $1.12B, up 8.9% from $1.03B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $40M of net new capital in Q4 2013, opening 78 new positions and adding to 308 existing holdings. Its largest new stake was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.

By sector, the portfolio is most concentrated in Energy at 8% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $8.79M trimmed.

  • National Planning Corporation's largest Q4 2013 buy was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q4 2013, an estimated $12M increase.
  • National Planning Corporation's biggest Q4 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $8.79M.
  • National Planning Corporation fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q4 2013, selling an estimated $2.44M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.12B portfolio in Q4 2013.
  • National Planning Corporation opened 78 new positions and closed 37 in Q4 2013.
  • National Planning Corporation's portfolio value rose 8.9% quarter-over-quarter to $1.12B.

Based on National Planning Corporation's 13F filing for Q4 2013, filed 13 Jan 2014.