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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+4.63%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.32B
AUM Growth
+$37.7M
Cap. Flow
-$3.38M
Cap. Flow %
-0.26%
Top 10 Hldgs %
21.79%
Holding
736
New
42
Increased
293
Reduced
284
Closed
30

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$2.53M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.28M
3
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$2.07M
4
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$2.06M
5
MUB icon
iShares National Muni Bond ETF
MUB
+$1.94M

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$12.2M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.92M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$2.44M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$2.42M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.09M

Sector Composition

Rank Sector Weight
1 Financials 4.71%
2 Healthcare 4.27%
3 Consumer Staples 4.21%
4 Technology 3.9%
5 Energy 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGN
626
DELISTED
Allergan plc
AGN
$211K 0.02%
883
-374
-30% -$87.1K
FONE
627
DELISTED
First Trust NASDAQ Smartphone Index Fund
FONE
$211K 0.02%
+4,551
New +$200K
UHS icon
628
Universal Health Services
UHS
$10.5B
$210K 0.02%
+1,707
New +$202K
PACW
629
DELISTED
PacWest Bancorp
PACW
$210K 0.02%
3,970
– –
EWZ icon
630
iShares MSCI Brazil ETF
EWZ
$8.95B
$208K 0.02%
+5,440
New +$203K
IYY icon
631
iShares Dow Jones US ETF
IYY
$3.06B
$208K 0.02%
3,528
-18,548
-84% -$1.08M
SPAB icon
632
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
$208K 0.02%
7,282
-310
-4% -$8.83K
PANW icon
633
Palo Alto Networks
PANW
$297B
$206K 0.02%
+11,280
New +$252K
LGF.B
634
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$205K 0.02%
8,449
– –
UUP icon
635
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$204K 0.02%
7,848
– –
ASXC
636
DELISTED
Asensus Surgical, Inc.
ASXC
$203K 0.02%
13,788
– –
TIER
637
DELISTED
TIER REIT, Inc.
TIER
$203K 0.02%
11,716
– –
DGS icon
638
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$202K 0.02%
+4,483
New +$192K
VFC icon
639
VF Corp
VFC
$5.89B
$202K 0.02%
+3,975
New +$196K
WY icon
640
Weyerhaeuser
WY
$18.4B
$202K 0.02%
+5,962
New +$194K
TNH
641
DELISTED
Terra Nitrogen
TNH
$202K 0.02%
2,080
– –
SGDM icon
642
Sprott Gold Miners ETF
SGDM
$662M
$201K 0.02%
9,696
– –
TCRT icon
643
Alaunos Therapeutics
TCRT
$4.86M
$201K 0.02%
212
-2
-0.9% -$1.86K
DSI icon
644
iShares MSCI KLD 400 Social ETF
DSI
$5.55B
$200K 0.02%
+4,622
New +$198K
MHD icon
645
BlackRock MuniHoldings Fund
MHD
$606M
$200K 0.02%
+12,056
New +$199K
NCV
646
Virtus Convertible & Income Fund
NCV
$390M
$200K 0.02%
7,350
+611
+9% +$16.3K
GHII
647
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
$200K 0.02%
+7,253
New +$196K
CMU
648
DELISTED
MFS High Yield Municipal Trust
CMU
$189K 0.01%
40,865
– –
PSP icon
649
Invesco Global Listed Private Equity ETF
PSP
$246M
$188K 0.01%
3,211
– –
CHY
650
Calamos Convertible and High Income Fund
CHY
$1.06B
$186K 0.01%
16,339
-4,970
-23% -$55.4K
24 25
26
27 28

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q1 2017 Portfolio in Review

As of Q1 2017, National Planning Corporation held 736 positions worth $1.32B, up 2.9% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation's Q1 2017 filing shows 42 new, 293 increased, 284 reduced and 30 closed positions. Its largest new stake was iShares Russell 3000 ETF: 13,896 shares worth $1.94M. The largest sale was iShares Core S&P Small-Cap ETF, an estimated $12.2M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 4.8% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q1 2017 buy was iShares Russell 3000 ETF: 13,896 shares worth $1.94M.
  • National Planning Corporation added most to iShares US Healthcare ETF in Q1 2017, an estimated $2.53M increase.
  • National Planning Corporation's biggest Q1 2017 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $12.2M.
  • National Planning Corporation fully exited Invesco DWA Tactical Sector Rotation ETF in Q1 2017, selling an estimated $1.9M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.32B portfolio in Q1 2017.
  • National Planning Corporation opened 42 new positions and closed 30 in Q1 2017.
  • National Planning Corporation's portfolio value rose 2.9% quarter-over-quarter to $1.32B.

Based on National Planning Corporation's 13F filing for Q1 2017, filed 15 May 2017.