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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+1.86%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$26M
Cap. Flow
-$30.4M
Cap. Flow %
-2.37%
Top 10 Hldgs %
22.19%
Holding
743
New
85
Increased
258
Reduced
302
Closed
48

Top Buys

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$17.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.4M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$14.8M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.84M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.49M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$11.9M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$11.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$9.52M

Sector Composition

Rank Sector Weight
1 Financials 4.83%
2 Healthcare 4.31%
3 Consumer Staples 4.09%
4 Energy 3.77%
5 Technology 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UUP icon
626
Invesco DB US Dollar Index Bullish Fund
UUP
$413M
$202K 0.02%
+7,848
New +$202K
FAST icon
627
Fastenal
FAST
$59.5B
$201K 0.02%
+16,392
New +$180K
IGE icon
628
iShares North American Natural Resources ETF
IGE
$754M
$200K 0.02%
+5,597
New +$195K
DBC icon
629
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$198K 0.02%
12,426
-4,062
-25% -$61.8K
NIE
630
Virtus Equity & Convertible Income Fund
NIE
$732M
$198K 0.02%
+10,350
New +$191K
SABA
631
Saba Capital Income & Opportunities Fund II
SABA
$223M
$196K 0.02%
14,752
+28
+0.2% +$353
CHI
632
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$194K 0.02%
17,892
-22,178
-55% -$221K
CTT
633
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$194K 0.02%
18,907
-1,047
-5% -$11.5K
PBCT
634
DELISTED
People's United Financial Inc
PBCT
$190K 0.01%
10,235
+120
+1% +$2.12K
CMU
635
DELISTED
MFS High Yield Municipal Trust
CMU
$188K 0.01%
40,865
-1,000
-2% -$4.53K
PSP icon
636
Invesco Global Listed Private Equity ETF
PSP
$246M
$186K 0.01%
3,211
– –
CLDX icon
637
Celldex Therapeutics
CLDX
$3.28B
$185K 0.01%
3,662
-21
-0.6% -$1.2K
MHI
638
DELISTED
Pioneer Municipal High Income Fund
MHI
$185K 0.01%
15,600
– –
NCV
639
Virtus Convertible & Income Fund
NCV
$390M
$181K 0.01%
6,739
+2
+0% +$52
PFN
640
PIMCO Income Strategy Fund II
PFN
$703M
$178K 0.01%
18,049
-218,410
-92% -$2.02M
ETW
641
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$177K 0.01%
16,503
+9
+0.1% +$95
NKX icon
642
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$173K 0.01%
+11,800
New +$175K
MFM
643
Aberdeen Municipal Income Fund
MFM
$224M
$166K 0.01%
24,039
+39
+0.2% +$268
DHF
644
BNY Mellon High Yield Strategies Fund
DHF
$172M
$165K 0.01%
48,225
+549
+1% +$1.8K
TRVN
645
DELISTED
Trevena, Inc.
TRVN
$162K 0.01%
34
+2
+6% +$7.15K
IGA
646
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$161K 0.01%
15,974
+57
+0.4% +$556
VLY icon
647
Valley National Bancorp
VLY
$8.04B
$161K 0.01%
13,654
– –
MYI icon
648
BlackRock MuniYield Quality Fund III
MYI
$721M
$159K 0.01%
11,467
– –
DNP icon
649
DNP Select Income Fund
DNP
$4.09B
$158K 0.01%
14,893
-1,869
-11% -$19K
TAHO
650
DELISTED
Tahoe Resources Inc
TAHO
$158K 0.01%
17,524
– –
24 25
26
27 28

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National Planning Corporation's Q4 2016 Portfolio in Review

As of Q4 2016, National Planning Corporation held 743 positions worth $1.29B, up 2.1% from $1.26B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation's Q4 2016 filing shows 85 new, 258 increased, 302 reduced and 48 closed positions. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $16.1M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, up from 4.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q4 2016 buy was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M.
  • National Planning Corporation added most to iShares S&P Mid-Cap 400 Value ETF in Q4 2016, an estimated $17.8M increase.
  • National Planning Corporation's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $16.1M.
  • National Planning Corporation fully exited PCM Fund in Q4 2016, selling an estimated $1.94M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.29B portfolio in Q4 2016.
  • National Planning Corporation opened 85 new positions and closed 48 in Q4 2016.
  • National Planning Corporation's portfolio value rose 2.1% quarter-over-quarter to $1.29B.

Based on National Planning Corporation's 13F filing for Q4 2016, filed 7 Feb 2017.