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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+1.86%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$26M
Cap. Flow
-$30.4M
Cap. Flow %
-2.37%
Top 10 Hldgs %
22.19%
Holding
743
New
85
Increased
258
Reduced
302
Closed
48

Top Buys

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$17.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.4M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$14.8M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.84M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.49M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$11.9M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$11.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$9.52M

Sector Composition

Rank Sector Weight
1 Financials 4.83%
2 Healthcare 4.31%
3 Consumer Staples 4.09%
4 Energy 3.77%
5 Technology 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRDT
601
DELISTED
WisdomTree Trust WisdomTree Strategic Corporate Bond Fund
CRDT
$218K 0.02%
2,965
– –
SPAB icon
602
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.92B
$216K 0.02%
7,592
– –
BTO
603
John Hancock Financial Opportunities Fund
BTO
$799M
$215K 0.02%
+5,987
New +$189K
QQQX icon
604
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$215K 0.02%
10,854
+20
+0.2% +$372
PACW
605
DELISTED
PacWest Bancorp
PACW
$215K 0.02%
+3,970
New +$192K
TIER
606
DELISTED
TIER REIT, Inc.
TIER
$215K 0.02%
11,716
-10,739
-48% -$167K
SGDM icon
607
Sprott Gold Miners ETF
SGDM
$652M
$214K 0.02%
9,696
– –
UTG icon
608
Reaves Utility Income Fund
UTG
$3.61B
$214K 0.02%
+6,510
New +$194K
NEU icon
609
NewMarket
NEU
$8.22B
$213K 0.02%
+500
New +$206K
HBAN icon
610
Huntington Bancshares
HBAN
$35.5B
$212K 0.02%
16,045
+4,990
+45% +$58.2K
ERF
611
DELISTED
Enerplus Corporation
ERF
$212K 0.02%
22,665
-300
-1% -$2.38K
MCA
612
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$212K 0.02%
+14,369
New +$214K
COL
613
DELISTED
Rockwell Collins
COL
$212K 0.02%
+2,337
New +$206K
AOM icon
614
iShares Core Moderate Allocation ETF
AOM
$1.77B
$210K 0.02%
5,914
-6,887
-54% -$244K
GME icon
615
GameStop
GME
$8.66B
$209K 0.02%
+34,320
New +$212K
AEE icon
616
Ameren
AEE
$29.7B
$208K 0.02%
3,957
-40
-1% -$1.98K
RXI icon
617
iShares Global Consumer Discretionary ETF
RXI
$277M
$208K 0.02%
2,245
-190
-8% -$17K
SWKS icon
618
Skyworks Solutions
SWKS
$10.4B
$208K 0.02%
+2,285
New +$176K
CAG icon
619
Conagra Brands
CAG
$7.14B
$206K 0.02%
5,248
-1,403
-21% -$52.4K
FXN icon
620
First Trust Energy AlphaDEX Fund
FXN
$378M
$206K 0.02%
12,806
-679
-5% -$10.7K
DXJ icon
621
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$204K 0.02%
+4,064
New +$191K
TCRT icon
622
Alaunos Therapeutics
TCRT
$4.79M
$204K 0.02%
214
+17
+9% +$15.3K
MIC
623
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$204K 0.02%
+2,700
New +$221K
HOG icon
624
Harley-Davidson
HOG
$2.69B
$202K 0.02%
3,587
-268
-7% -$15.3K
REZ icon
625
iShares Residential and Multisector Real Estate ETF
REZ
$862M
$202K 0.02%
+3,296
New +$201K
23 24
25
26 27

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National Planning Corporation's Q4 2016 Portfolio in Review

As of Q4 2016, National Planning Corporation held 743 positions worth $1.29B, up 2.1% from $1.26B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation's Q4 2016 filing shows 85 new, 258 increased, 302 reduced and 48 closed positions. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $16.1M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, up from 4.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q4 2016 buy was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M.
  • National Planning Corporation added most to iShares S&P Mid-Cap 400 Value ETF in Q4 2016, an estimated $17.8M increase.
  • National Planning Corporation's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $16.1M.
  • National Planning Corporation fully exited PCM Fund in Q4 2016, selling an estimated $1.94M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.29B portfolio in Q4 2016.
  • National Planning Corporation opened 85 new positions and closed 48 in Q4 2016.
  • National Planning Corporation's portfolio value rose 2.1% quarter-over-quarter to $1.29B.

Based on National Planning Corporation's 13F filing for Q4 2016, filed 7 Feb 2017.