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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-7.07%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$24.6M
Cap. Flow
-$23.9M
Cap. Flow %
-2.2%
Top 10 Hldgs %
22.73%
Holding
688
New
43
Increased
269
Reduced
248
Closed
68

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$18M
4
IYR icon
iShares US Real Estate ETF
IYR
+$17.1M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.71M

Top Sells

Rank Stock Value
1
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$23.4M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$21.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$17M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$14.8M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$14.3M

Sector Composition

Rank Sector Weight
1 Energy 5.68%
2 Healthcare 5.43%
3 Consumer Staples 4.73%
4 Technology 3.97%
5 Financials 3.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYB
601
DELISTED
New America High Income Fund, Inc.
HYB
$93K 0.01%
+11,300
New +$93.9K
IRC
602
DELISTED
INLAND REAL ESTATE CORP
IRC
$89K 0.01%
10,065
-1,684
-14% -$15.3K
MMT
603
Aberdeen Multi-Market Income Fund
MMT
$242M
$88K 0.01%
14,946
+50
+0.3% +$299
ARNA
604
DELISTED
Arena Pharmaceuticals Inc
ARNA
$87K 0.01%
3,960
-2,050
-34% -$69.6K
URA icon
605
Global X Uranium ETF
URA
$6.19B
$86K 0.01%
5,836
-8
-0.1% -$128
TSI
606
TCW Strategic Income Fund
TSI
$213M
$78K 0.01%
14,692
– –
GLUU
607
DELISTED
Glu Mobile Inc.
GLUU
$72K 0.01%
19,469
-8,800
-31% -$45.1K
HL icon
608
Hecla Mining
HL
$11.8B
$70K 0.01%
32,006
+3,400
+12% +$7.24K
LINE
609
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$70K 0.01%
24,687
-4,680
-16% -$20.8K
OCAT
610
DELISTED
OCATA THERAPEUTICS, INC. COMMON STOCK
OCAT
$47K ﹤0.01%
+10,000
New +$43.7K
LSG
611
DELISTED
LAKE SHORE GOLD CORP
LSG
$41K ﹤0.01%
49,334
-501
-1% -$430
NYMX
612
DELISTED
Nymox Pharmaceutical Corp
NYMX
$40K ﹤0.01%
+11,000
New +$25.6K
MUX icon
613
McEwen Inc
MUX
$1.18B
$26K ﹤0.01%
3,023
– –
DHY
614
Credit Suisse High Yield Credit Fund
DHY
$243M
$25K ﹤0.01%
10,344
+159
+2% +$385
AXAS
615
DELISTED
Abraxas Petroleum Corp
AXAS
$20K ﹤0.01%
659
– –
WRES
616
DELISTED
WARREN RESOURCES INC
WRES
$19K ﹤0.01%
38,875
– –
HTM
617
DELISTED
U.S. Geothermal Inc.
HTM
$12K ﹤0.01%
3,483
+333
+11% +$1.17K
TEUM
618
DELISTED
Pareteum Corporation
TEUM
$12K ﹤0.01%
1,264
– –
MHR
619
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$9K ﹤0.01%
32,885
– –
GSS
620
DELISTED
Golden Star Resources Ltd.
GSS
$3K ﹤0.01%
3,000
– –
AEE icon
621
Ameren
AEE
$29.6B
– –
-7,352
Closed -$310K
AKR icon
622
Acadia Realty Trust
AKR
$2.78B
– –
-11,363
Closed -$365K
ARI
623
Apollo Commercial Real Estate
ARI
$871M
– –
-20,827
Closed -$357K
BEP icon
624
Brookfield Renewable
BEP
$9.8B
– –
-24,725
Closed -$379K
BHC icon
625
Bausch Health
BHC
$2.37B
– –
-981
Closed -$241K
23 24
25
26 27

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National Planning Corporation's Q3 2015 Portfolio in Review

As of Q3 2015, National Planning Corporation held 688 positions worth $1.09B, down 2.2% from $1.11B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2015 filing shows 43 new, 269 increased, 248 reduced and 68 closed positions. Its largest new stake was VEREIT, Inc.: 53,224 shares worth $2.27M. The largest sale was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.4M.

By sector, the portfolio is most concentrated in Energy at 5.7% of assets, up from 5.1% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2015 buy was VEREIT, Inc.: 53,224 shares worth $2.27M.
  • National Planning Corporation added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $19.1M increase.
  • National Planning Corporation's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $21.5M.
  • National Planning Corporation fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2015, selling an estimated $23.4M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.09B portfolio in Q3 2015.
  • National Planning Corporation opened 43 new positions and closed 68 in Q3 2015.
  • National Planning Corporation's portfolio value fell 2.2% quarter-over-quarter to $1.09B.

Based on National Planning Corporation's 13F filing for Q3 2015, filed 12 Nov 2015.