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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-7.07%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$24.6M
Cap. Flow
-$23.9M
Cap. Flow %
-2.2%
Top 10 Hldgs %
22.73%
Holding
688
New
43
Increased
269
Reduced
248
Closed
68

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$18M
4
IYR icon
iShares US Real Estate ETF
IYR
+$17.1M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.71M

Top Sells

Rank Stock Value
1
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$23.4M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$21.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$17M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$14.8M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$14.3M

Sector Composition

Rank Sector Weight
1 Energy 5.68%
2 Healthcare 5.43%
3 Consumer Staples 4.73%
4 Technology 3.97%
5 Financials 3.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMD
576
Western Asset Emerging Markets Debt Fund
EMD
$611M
$169K 0.02%
11,447
– –
EXG icon
577
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$167K 0.02%
17,986
-8,300
-32% -$78.1K
GNSS icon
578
Genasys
GNSS
$76.1M
$167K 0.02%
103,716
– –
PSP icon
579
Invesco Global Listed Private Equity ETF
PSP
$245M
$167K 0.02%
3,006
– –
FCRD
580
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$162K 0.01%
+14,250
New +$167K
EOS
581
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$159K 0.01%
+11,705
New +$160K
TCRT icon
582
Alaunos Therapeutics
TCRT
$4.81M
$152K 0.01%
+76
New +$125K
VLY icon
583
Valley National Bancorp
VLY
$8.07B
$149K 0.01%
14,001
+688
+5% +$6.77K
HIX
584
Western Asset High Income Fund II
HIX
$355M
$145K 0.01%
20,589
-7,108
-26% -$49.7K
NML
585
Neuberger Energy Infrastructure and Income Fund Inc
NML
$590M
$136K 0.01%
10,570
-309
-3% -$4.54K
TEI
586
Templeton Emerging Markets Income Fund
TEI
$322M
$133K 0.01%
12,885
+93
+0.7% +$952
OXLC
587
Oxford Lane Capital
OXLC
$902M
$131K 0.01%
2,220
– –
RQI icon
588
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
$130K 0.01%
+10,981
New +$123K
CSR
589
Centerspace
CSR
$932M
$127K 0.01%
1,537
– –
EOD
590
Allspring Global Dividend Opportunity Fund
EOD
$286M
$125K 0.01%
19,738
-9,000
-31% -$58.6K
ERF
591
DELISTED
Enerplus Corporation
ERF
$125K 0.01%
23,795
-1,950
-8% -$12.4K
ERII icon
592
Energy Recovery
ERII
$410M
$123K 0.01%
16,446
-400
-2% -$1.04K
DHF
593
BNY Mellon High Yield Strategies Fund
DHF
$173M
$122K 0.01%
37,326
– –
NCV
594
Virtus Convertible & Income Fund
NCV
$388M
$118K 0.01%
+4,571
New +$131K
RDNT icon
595
RadNet
RDNT
$6.08B
$116K 0.01%
16,066
+2,200
+16% +$14.2K
ATRS
596
DELISTED
Antares Pharma, Inc.
ATRS
$114K 0.01%
80,700
-18,000
-18% -$35.3K
ELRC
597
DELISTED
ELECTRO RENT CORP
ELRC
$114K 0.01%
10,876
– –
JPC icon
598
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$96K 0.01%
10,275
-650
-6% -$5.96K
SPPP
599
Sprott Physical Platinum and Palladium Trust
SPPP
$620M
$96K 0.01%
14,083
-2,412
-15% -$16.4K
XCO
600
DELISTED
Exco Resources
XCO
$95K 0.01%
5,600
+867
+18% +$9.57K
22 23
24
25 26

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National Planning Corporation's Q3 2015 Portfolio in Review

As of Q3 2015, National Planning Corporation held 688 positions worth $1.09B, down 2.2% from $1.11B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2015 filing shows 43 new, 269 increased, 248 reduced and 68 closed positions. Its largest new stake was VEREIT, Inc.: 53,224 shares worth $2.27M. The largest sale was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.4M.

By sector, the portfolio is most concentrated in Energy at 5.7% of assets, up from 5.1% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2015 buy was VEREIT, Inc.: 53,224 shares worth $2.27M.
  • National Planning Corporation added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $19.1M increase.
  • National Planning Corporation's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $21.5M.
  • National Planning Corporation fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2015, selling an estimated $23.4M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.09B portfolio in Q3 2015.
  • National Planning Corporation opened 43 new positions and closed 68 in Q3 2015.
  • National Planning Corporation's portfolio value fell 2.2% quarter-over-quarter to $1.09B.

Based on National Planning Corporation's 13F filing for Q3 2015, filed 12 Nov 2015.