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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+1.86%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$26M
Cap. Flow
-$30.4M
Cap. Flow %
-2.37%
Top 10 Hldgs %
22.19%
Holding
743
New
85
Increased
258
Reduced
302
Closed
48

Top Buys

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$17.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.4M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$14.8M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.84M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.49M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$11.9M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$11.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$9.52M

Sector Composition

Rank Sector Weight
1 Financials 4.83%
2 Healthcare 4.31%
3 Consumer Staples 4.09%
4 Energy 3.77%
5 Technology 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWJ icon
551
iShares MSCI Japan ETF
EWJ
$22.7B
$253K 0.02%
+4,982
New +$249K
PRU icon
552
Prudential Financial
PRU
$42.1B
$250K 0.02%
+2,399
New +$227K
CQP icon
553
Cheniere Energy
CQP
$31.7B
$248K 0.02%
8,174
– –
LNT icon
554
Alliant Energy
LNT
$17.8B
$248K 0.02%
6,606
-886
-12% -$32.7K
CMO
555
DELISTED
Capstead Mortgage Corp.
CMO
$247K 0.02%
23,275
-2,900
-11% -$28.5K
SYK icon
556
Stryker
SYK
$131B
$245K 0.02%
1,982
– –
FLG
557
Flagstar Bank National Association
FLG
$5.84B
$245K 0.02%
5,476
+584
+12% +$26.7K
CSF
558
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
$245K 0.02%
6,154
-1,115
-15% -$42.2K
TCF
559
DELISTED
TCF Financial Corporation Common Stock
TCF
$245K 0.02%
+5,069
New +$247K
ASB icon
560
Associated Banc-Corp
ASB
$5.91B
$242K 0.02%
9,804
-400
-4% -$8.8K
BIIB icon
561
Biogen
BIIB
$30.7B
$242K 0.02%
914
+94
+11% +$27.9K
LGF.A
562
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$241K 0.02%
+8,521
New +$231K
DES icon
563
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$240K 0.02%
8,919
+15
+0.2% +$388
HWM icon
564
Howmet Aerospace
HWM
$113B
$239K 0.02%
+12,379
New +$186K
CHY
565
Calamos Convertible and High Income Fund
CHY
$1.07B
$238K 0.02%
21,309
-2,173
-9% -$22.9K
AB icon
566
AllianceBernstein
AB
$3.47B
$235K 0.02%
9,945
-2,466
-20% -$55.7K
TNH
567
DELISTED
Terra Nitrogen
TNH
$235K 0.02%
2,080
-455
-18% -$48K
EFAD icon
568
ProShares MSCI EAFE Dividend Growers ETF
EFAD
$64.4M
$234K 0.02%
+7,188
New +$234K
BPL
569
DELISTED
Buckeye Partners, L.P.
BPL
$234K 0.02%
3,323
+201
+6% +$13.3K
CB icon
570
Chubb
CB
$135B
$233K 0.02%
1,781
-1,229
-41% -$157K
FXU icon
571
First Trust Utilities AlphaDEX Fund
FXU
$814M
$232K 0.02%
8,612
-898
-9% -$23.3K
WMB icon
572
Williams Companies
WMB
$86.5B
$232K 0.02%
8,084
+392
+5% +$11.8K
AUB icon
573
Atlantic Union Bankshares
AUB
$5.94B
$231K 0.02%
+6,390
New +$201K
IYM icon
574
iShares US Basic Materials ETF
IYM
$1.02B
$231K 0.02%
+2,649
New +$214K
MZA
575
DELISTED
BlackRock MuniYield Arizona Fund, Inc
MZA
$231K 0.02%
15,400
-1,200
-7% -$17.9K
21 22
23
24 25

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National Planning Corporation's Q4 2016 Portfolio in Review

As of Q4 2016, National Planning Corporation held 743 positions worth $1.29B, up 2.1% from $1.26B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation's Q4 2016 filing shows 85 new, 258 increased, 302 reduced and 48 closed positions. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $16.1M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, up from 4.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q4 2016 buy was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M.
  • National Planning Corporation added most to iShares S&P Mid-Cap 400 Value ETF in Q4 2016, an estimated $17.8M increase.
  • National Planning Corporation's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $16.1M.
  • National Planning Corporation fully exited PCM Fund in Q4 2016, selling an estimated $1.94M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.29B portfolio in Q4 2016.
  • National Planning Corporation opened 85 new positions and closed 48 in Q4 2016.
  • National Planning Corporation's portfolio value rose 2.1% quarter-over-quarter to $1.29B.

Based on National Planning Corporation's 13F filing for Q4 2016, filed 7 Feb 2017.