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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-7.07%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$24.6M
Cap. Flow
-$23.9M
Cap. Flow %
-2.2%
Top 10 Hldgs %
22.73%
Holding
688
New
43
Increased
269
Reduced
248
Closed
68

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$18M
4
IYR icon
iShares US Real Estate ETF
IYR
+$17.1M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.71M

Top Sells

Rank Stock Value
1
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$23.4M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$21.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$17M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$14.8M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$14.3M

Sector Composition

Rank Sector Weight
1 Energy 5.68%
2 Healthcare 5.43%
3 Consumer Staples 4.73%
4 Technology 3.97%
5 Financials 3.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MQY icon
551
BlackRock MuniYield Quality Fund
MQY
$816M
$211K 0.02%
13,415
– –
NKE icon
552
Nike
NKE
$62.4B
$211K 0.02%
3,236
-494
-13% -$27.9K
PEG icon
553
Public Service Enterprise Group
PEG
$37.1B
$211K 0.02%
5,146
-7,809
-60% -$319K
FPE icon
554
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$210K 0.02%
10,999
+629
+6% +$11.9K
BKNG icon
555
Booking.com
BKNG
$160B
$209K 0.02%
+3,550
New +$176K
PSK icon
556
State Street SPDR ICE Preferred Securities ETF
PSK
$682M
$208K 0.02%
4,625
+27
+0.6% +$1.19K
UHS icon
557
Universal Health Services
UHS
$10.5B
$208K 0.02%
1,663
– –
SPEU icon
558
State Street SPDR Portfolio Europe ETF
SPEU
$742M
$207K 0.02%
6,155
-2,800
-31% -$95.5K
CHI
559
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$206K 0.02%
19,384
-5,209
-21% -$57.5K
MVT
560
DELISTED
BlackRock MuniVest Fund II
MVT
$206K 0.02%
12,697
-4,916
-28% -$74.5K
WMB icon
561
Williams Companies
WMB
$87.7B
$203K 0.02%
5,219
-1,466
-22% -$73K
SAN icon
562
Banco Santander
SAN
$210B
$202K 0.02%
37,483
-1,054
-3% -$6.4K
BRW
563
Saba Capital Income & Opportunities Fund
BRW
$340M
$201K 0.02%
20,045
-777
-4% -$8.17K
SABA
564
Saba Capital Income & Opportunities Fund II
SABA
$223M
$201K 0.02%
15,294
– –
MBLY
565
DELISTED
Mobileye N.V.
MBLY
$201K 0.02%
4,142
+542
+15% +$29.8K
FEX icon
566
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$200K 0.02%
4,440
-496
-10% -$22.1K
SWBI icon
567
Smith & Wesson
SWBI
$635M
$196K 0.02%
14,454
– –
UDF
568
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$193K 0.02%
11,250
– –
CMU
569
DELISTED
MFS High Yield Municipal Trust
CMU
$192K 0.02%
42,750
+4,500
+12% +$19K
DBO icon
570
Invesco DB Oil Fund
DBO
$390M
$183K 0.02%
15,714
-750
-5% -$8.91K
VTLE
571
DELISTED
Vital Energy
VTLE
$183K 0.02%
720
-217
-23% -$42.9K
MFM
572
Aberdeen Municipal Income Fund
MFM
$222M
$182K 0.02%
27,500
-3,000
-10% -$19K
MWA icon
573
Mueller Water Products
MWA
$4.07B
$175K 0.02%
19,352
-200
-1% -$1.71K
FCX icon
574
Freeport-McMoran
FCX
$98.8B
$174K 0.02%
14,453
+2,855
+25% +$34.2K
TRVN
575
DELISTED
Trevena, Inc.
TRVN
$171K 0.02%
25
– –
21 22
23
24 25

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MIM
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LM
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National Planning Corporation's Q3 2015 Portfolio in Review

As of Q3 2015, National Planning Corporation held 688 positions worth $1.09B, down 2.2% from $1.11B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2015 filing shows 43 new, 269 increased, 248 reduced and 68 closed positions. Its largest new stake was VEREIT, Inc.: 53,224 shares worth $2.27M. The largest sale was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.4M.

By sector, the portfolio is most concentrated in Energy at 5.7% of assets, up from 5.1% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2015 buy was VEREIT, Inc.: 53,224 shares worth $2.27M.
  • National Planning Corporation added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $19.1M increase.
  • National Planning Corporation's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $21.5M.
  • National Planning Corporation fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2015, selling an estimated $23.4M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.09B portfolio in Q3 2015.
  • National Planning Corporation opened 43 new positions and closed 68 in Q3 2015.
  • National Planning Corporation's portfolio value fell 2.2% quarter-over-quarter to $1.09B.

Based on National Planning Corporation's 13F filing for Q3 2015, filed 12 Nov 2015.