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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$91.7M
Cap. Flow
+$40M
Cap. Flow %
3.57%
Top 10 Hldgs %
19.74%
Holding
742
New
78
Increased
308
Reduced
285
Closed
37

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$12M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$7.77M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$7.37M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.77M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$5.02M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.79M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.69M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$6.01M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.96M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.57M

Sector Composition

Rank Sector Weight
1 Energy 7.95%
2 Consumer Staples 4.49%
3 Technology 3.62%
4 Healthcare 3.57%
5 Industrials 3.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMO icon
551
Bank of Montreal
BMO
$127B
$265K 0.02%
3,975
+424
+12% +$28.9K
DNP icon
552
DNP Select Income Fund
DNP
$4.09B
$265K 0.02%
28,003
+16,514
+144% +$159K
ETJ
553
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$265K 0.02%
23,400
-6,500
-22% -$72.5K
TRN icon
554
Trinity Industries
TRN
$2.38B
$265K 0.02%
+13,557
New +$246K
NS
555
DELISTED
NuStar Energy L.P.
NS
$265K 0.02%
5,176
-46
-0.9% -$2.13K
BX icon
556
Blackstone
BX
$110B
$264K 0.02%
8,508
-1,675
-16% -$45.7K
SKT icon
557
Tanger
SKT
$4.52B
$264K 0.02%
8,370
-341
-4% -$11.4K
STT icon
558
State Street
STT
$50.7B
$264K 0.02%
3,580
-30
-0.8% -$2.1K
HTY
559
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$263K 0.02%
21,150
– –
DGS icon
560
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$259K 0.02%
5,615
-454
-7% -$21.5K
EPP icon
561
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$259K 0.02%
5,536
-165
-3% -$7.95K
EMC
562
DELISTED
EMC CORPORATION
EMC
$259K 0.02%
10,115
-697
-6% -$16.9K
CTSH icon
563
Cognizant
CTSH
$26B
$258K 0.02%
5,140
-200
-4% -$9.11K
NMZ icon
564
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$257K 0.02%
+21,400
New +$250K
ROST icon
565
Ross Stores
ROST
$81.9B
$257K 0.02%
6,942
+702
+11% +$26.4K
XMLV icon
566
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
$257K 0.02%
9,040
-80,715
-90% -$2.26M
FGP
567
DELISTED
Ferrellgas Partners, L.P.
FGP
$257K 0.02%
11,254
+525
+5% +$12.1K
PKW icon
568
Invesco BuyBack Achievers ETF
PKW
$1.76B
$254K 0.02%
+5,940
New +$244K
RTN
569
DELISTED
Raytheon Company
RTN
$254K 0.02%
2,777
-263
-9% -$22K
PHYS icon
570
Sprott Physical Gold
PHYS
$15.7B
$253K 0.02%
25,723
-34,165
-57% -$360K
REG icon
571
Regency Centers
REG
$14.1B
$253K 0.02%
5,357
+27
+0.5% +$1.32K
IHD
572
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$251K 0.02%
20,950
+2,000
+11% +$24.5K
IUSG icon
573
iShares Core S&P US Growth ETF
IUSG
$33.9B
$250K 0.02%
7,090
-94
-1% -$3.17K
TPR icon
574
Tapestry
TPR
$32.8B
$250K 0.02%
4,470
– –
XHB icon
575
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
$250K 0.02%
7,526
-350
-4% -$10.8K
21 22
23
24 25

Similar funds

ICOA
Investment Centers of America Bismarck, North Dakota $712K AUM 19.17% 1-Year Est. Return
MIM
Merion Investment Management Bay Harbor Islands, Florida $1.26M AUM 28.57% 1-Year Est. Return
CR
Cooperatieve Rabobank Utrecht, Netherlands $3.02M AUM
DI
DGH Investments Geneva, Switzerland $4.85M AUM 76.19% 1-Year Est. Return
LM
LLR Management Philadelphia, Pennsylvania $5.12M AUM
RO
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GHA
Garcia Hamilton & Associates Houston, Texas $18.4M AUM 25.73% 1-Year Est. Return
FPCM
Fox Point Capital Management New York $19.2M AUM 45.99% 1-Year Est. Return

National Planning Corporation's Q4 2013 Portfolio in Review

As of Q4 2013, National Planning Corporation held 742 positions worth $1.12B, up 8.9% from $1.03B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $40M of net new capital in Q4 2013, opening 78 new positions and adding to 308 existing holdings. Its largest new stake was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.

By sector, the portfolio is most concentrated in Energy at 8% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $8.79M trimmed.

  • National Planning Corporation's largest Q4 2013 buy was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q4 2013, an estimated $12M increase.
  • National Planning Corporation's biggest Q4 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $8.79M.
  • National Planning Corporation fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q4 2013, selling an estimated $2.44M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.12B portfolio in Q4 2013.
  • National Planning Corporation opened 78 new positions and closed 37 in Q4 2013.
  • National Planning Corporation's portfolio value rose 8.9% quarter-over-quarter to $1.12B.

Based on National Planning Corporation's 13F filing for Q4 2013, filed 13 Jan 2014.