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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+1.86%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$26M
Cap. Flow
-$30.4M
Cap. Flow %
-2.37%
Top 10 Hldgs %
22.19%
Holding
743
New
85
Increased
258
Reduced
302
Closed
48

Top Buys

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$17.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.4M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$14.8M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.84M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.49M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$11.9M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$11.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$9.52M

Sector Composition

Rank Sector Weight
1 Financials 4.83%
2 Healthcare 4.31%
3 Consumer Staples 4.09%
4 Energy 3.77%
5 Technology 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAI icon
526
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.37B
$275K 0.02%
+5,400
New +$248K
PCG icon
527
PG&E
PCG
$37.9B
$273K 0.02%
4,409
-26
-0.6% -$1.56K
FANG icon
528
Diamondback Energy
FANG
$54.4B
$272K 0.02%
2,600
-200
-7% -$20K
HP icon
529
Helmerich & Payne
HP
$4.06B
$272K 0.02%
3,885
– –
RFDI icon
530
First Trust RiverFront Dynamic Developed International ETF
RFDI
$168M
$272K 0.02%
5,016
– –
QABA icon
531
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.8M
$271K 0.02%
+5,334
New +$249K
FEMB icon
532
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$366M
$269K 0.02%
+6,554
New +$270K
BRW
533
Saba Capital Income & Opportunities Fund
BRW
$342M
$268K 0.02%
23,908
+46
+0.2% +$493
IAK icon
534
iShares US Insurance ETF
IAK
$545M
$268K 0.02%
+4,523
New +$254K
UL icon
535
Unilever
UL
$134B
$268K 0.02%
5,791
-359
-6% -$16.7K
LUMN icon
536
Lumen
LUMN
$6.67B
$266K 0.02%
+10,526
New +$267K
WIP icon
537
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$473M
$265K 0.02%
+4,957
New +$267K
DLR icon
538
Digital Realty Trust
DLR
$70.8B
$264K 0.02%
2,469
-159
-6% -$14.8K
SPH icon
539
Suburban Propane Partners
SPH
$1.19B
$264K 0.02%
8,681
-2,367
-21% -$72.4K
GOF icon
540
Guggenheim Strategic Opportunities Fund
GOF
$2.25B
$262K 0.02%
13,032
-4,093
-24% -$79.1K
MDU icon
541
MDU Resources
MDU
$4.3B
$262K 0.02%
26,038
-100
-0.4% -$1.03K
BHK icon
542
BlackRock Core Bond Trust
BHK
$665M
$261K 0.02%
19,954
-432
-2% -$5.71K
BOE icon
543
BlackRock Enhanced Global Dividend Trust
BOE
$686M
$261K 0.02%
21,397
-5,750
-21% -$67K
JSMD icon
544
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.09B
$260K 0.02%
+8,265
New +$251K
ES icon
545
Eversource Energy
ES
$26.7B
$258K 0.02%
4,659
-315
-6% -$16.8K
ACRE
546
Ares Commercial Real Estate
ACRE
$261M
$256K 0.02%
19,125
-800
-4% -$10.6K
ILCG icon
547
iShares Morningstar Growth ETF
ILCG
$3.28B
$256K 0.02%
10,190
-375
-4% -$9.04K
PII icon
548
Polaris
PII
$4.02B
$256K 0.02%
3,036
-103
-3% -$8.4K
EXEL icon
549
Exelixis
EXEL
$13.3B
$255K 0.02%
+13,670
New +$197K
ASXC
550
DELISTED
Asensus Surgical, Inc.
ASXC
$255K 0.02%
13,788
-16
-0.1% -$328
20 21
22
23 24

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National Planning Corporation's Q4 2016 Portfolio in Review

As of Q4 2016, National Planning Corporation held 743 positions worth $1.29B, up 2.1% from $1.26B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation's Q4 2016 filing shows 85 new, 258 increased, 302 reduced and 48 closed positions. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $16.1M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, up from 4.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q4 2016 buy was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M.
  • National Planning Corporation added most to iShares S&P Mid-Cap 400 Value ETF in Q4 2016, an estimated $17.8M increase.
  • National Planning Corporation's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $16.1M.
  • National Planning Corporation fully exited PCM Fund in Q4 2016, selling an estimated $1.94M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.29B portfolio in Q4 2016.
  • National Planning Corporation opened 85 new positions and closed 48 in Q4 2016.
  • National Planning Corporation's portfolio value rose 2.1% quarter-over-quarter to $1.29B.

Based on National Planning Corporation's 13F filing for Q4 2016, filed 7 Feb 2017.