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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-7.07%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$24.6M
Cap. Flow
-$23.9M
Cap. Flow %
-2.2%
Top 10 Hldgs %
22.73%
Holding
688
New
43
Increased
269
Reduced
248
Closed
68

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$18M
4
IYR icon
iShares US Real Estate ETF
IYR
+$17.1M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.71M

Top Sells

Rank Stock Value
1
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$23.4M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$21.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$17M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$14.8M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$14.3M

Sector Composition

Rank Sector Weight
1 Energy 5.68%
2 Healthcare 5.43%
3 Consumer Staples 4.73%
4 Technology 3.97%
5 Financials 3.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SE
526
DELISTED
Spectra Energy Corp Wi
SE
$225K 0.02%
7,832
-4,834
-38% -$141K
ARIA
527
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$225K 0.02%
31,500
– –
REZ icon
528
iShares Residential and Multisector Real Estate ETF
REZ
$860M
$224K 0.02%
+3,711
New +$218K
AMT icon
529
American Tower
AMT
$78.8B
$222K 0.02%
+2,167
New +$204K
MYD
530
DELISTED
BlackRock MuniYield Fund
MYD
$222K 0.02%
15,136
+9
+0.1% +$127
PBCT
531
DELISTED
People's United Financial Inc
PBCT
$222K 0.02%
13,709
+3,190
+30% +$50.7K
MHI
532
DELISTED
Pioneer Municipal High Income Fund
MHI
$221K 0.02%
16,600
– –
SU icon
533
Suncor Energy
SU
$73.4B
$221K 0.02%
7,300
– –
NS
534
DELISTED
NuStar Energy L.P.
NS
$221K 0.02%
4,674
+236
+5% +$12.5K
APC
535
DELISTED
Anadarko Petroleum
APC
$221K 0.02%
+3,152
New +$224K
FPX icon
536
First Trust US Equity Opportunities ETF
FPX
$1.48B
$220K 0.02%
+4,144
New +$221K
ALL icon
537
Allstate
ALL
$68.2B
$219K 0.02%
3,476
-23
-0.7% -$1.44K
SAVE
538
DELISTED
Spirit Airlines, Inc.
SAVE
$219K 0.02%
+6,318
New +$354K
PSEC icon
539
Prospect Capital
PSEC
$1.15B
$218K 0.02%
29,555
-1,060
-3% -$7.89K
MNKD icon
540
MannKind Corp
MNKD
$1.26B
$217K 0.02%
14,527
– –
ACRE
541
Ares Commercial Real Estate
ACRE
$256M
$216K 0.02%
+17,220
New +$212K
NUE icon
542
Nucor
NUE
$62.5B
$216K 0.02%
5,046
– –
RY icon
543
Royal Bank of Canada
RY
$293B
$215K 0.02%
3,730
-11
-0.3% -$626
YHOO
544
DELISTED
Yahoo Inc
YHOO
$214K 0.02%
6,095
– –
DEM icon
545
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$213K 0.02%
5,883
-210
-3% -$7.96K
ETJ
546
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$212K 0.02%
20,644
+7,900
+62% +$82.6K
MPT
547
Medical Properties Trust
MPT
$2.48B
$212K 0.02%
18,378
-7,160
-28% -$88.8K
PFN
548
PIMCO Income Strategy Fund II
PFN
$707M
$212K 0.02%
22,655
+3,180
+16% +$29.4K
COR icon
549
Cencora
COR
$62B
$211K 0.02%
2,169
-80
-4% -$8.39K
DD icon
550
DuPont de Nemours
DD
$19.1B
$211K 0.02%
1,623
-2,652
-62% -$307K
20 21
22
23 24

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MIM
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LM
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GHA
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FPCM
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National Planning Corporation's Q3 2015 Portfolio in Review

As of Q3 2015, National Planning Corporation held 688 positions worth $1.09B, down 2.2% from $1.11B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2015 filing shows 43 new, 269 increased, 248 reduced and 68 closed positions. Its largest new stake was VEREIT, Inc.: 53,224 shares worth $2.27M. The largest sale was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.4M.

By sector, the portfolio is most concentrated in Energy at 5.7% of assets, up from 5.1% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2015 buy was VEREIT, Inc.: 53,224 shares worth $2.27M.
  • National Planning Corporation added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $19.1M increase.
  • National Planning Corporation's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $21.5M.
  • National Planning Corporation fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2015, selling an estimated $23.4M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.09B portfolio in Q3 2015.
  • National Planning Corporation opened 43 new positions and closed 68 in Q3 2015.
  • National Planning Corporation's portfolio value fell 2.2% quarter-over-quarter to $1.09B.

Based on National Planning Corporation's 13F filing for Q3 2015, filed 12 Nov 2015.