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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$91.7M
Cap. Flow
+$40M
Cap. Flow %
3.57%
Top 10 Hldgs %
19.74%
Holding
742
New
78
Increased
308
Reduced
285
Closed
37

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$12M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$7.77M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$7.37M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.77M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$5.02M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.79M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.69M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$6.01M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.96M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.57M

Sector Composition

Rank Sector Weight
1 Energy 7.95%
2 Consumer Staples 4.49%
3 Technology 3.62%
4 Healthcare 3.57%
5 Industrials 3.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRXL
501
DELISTED
Parexel International Corp
PRXL
$319K 0.03%
+7,050
New +$323K
PGX icon
502
Invesco Preferred ETF
PGX
$3.78B
$318K 0.03%
23,405
-21,027
-47% -$287K
BWP
503
DELISTED
Boardwalk Pipeline Partners
BWP
$316K 0.03%
11,948
+951
+9% +$26.6K
ORLY icon
504
O'Reilly Automotive
ORLY
$76.3B
$315K 0.03%
36,525
– –
AXJL
505
DELISTED
WisdomTree Asia-Pacific ex-Japan Fund
AXJL
$314K 0.03%
4,757
-1,774
-27% -$119K
ADM icon
506
Archer Daniels Midland
ADM
$36.9B
$313K 0.03%
7,229
-621
-8% -$25.1K
GM icon
507
General Motors
GM
$76.8B
$312K 0.03%
7,524
-104
-1% -$3.93K
EFV icon
508
iShares MSCI EAFE Value ETF
EFV
$30.2B
$310K 0.03%
5,409
-159
-3% -$8.9K
EAD
509
Allspring Income Opportunities Fund
EAD
$379M
$308K 0.03%
33,595
-13,225
-28% -$120K
VCIT icon
510
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$307K 0.03%
3,710
-388
-9% -$32.5K
RDS.A
511
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$307K 0.03%
4,625
+111
+2% +$6.97K
WY icon
512
Weyerhaeuser
WY
$18.4B
$306K 0.03%
9,666
-99
-1% -$2.96K
EXK
513
Endeavour Silver
EXK
$2.83B
$302K 0.03%
83,246
-66,250
-44% -$258K
HUN icon
514
Huntsman Corp
HUN
$1.77B
$302K 0.03%
12,267
-4,110
-25% -$93.6K
DTV
515
DELISTED
DIRECTV COM STK (DE)
DTV
$301K 0.03%
4,402
+269
+7% +$17.2K
ETW
516
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$300K 0.03%
24,850
+1,050
+4% +$12.4K
SABA
517
Saba Capital Income & Opportunities Fund II
SABA
$223M
$300K 0.03%
18,921
+300
+2% +$4.9K
PCP
518
DELISTED
PRECISION CASTPARTS CORP
PCP
$300K 0.03%
1,114
+96
+9% +$24.1K
AKR icon
519
Acadia Realty Trust
AKR
$2.84B
$299K 0.03%
12,030
-322
-3% -$8.32K
TEVA icon
520
Teva Pharmaceuticals
TEVA
$41.2B
$299K 0.03%
7,495
-395
-5% -$15.6K
DON icon
521
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$296K 0.03%
11,937
+300
+3% +$7.24K
EFSC icon
522
Enterprise Financial Services Corp
EFSC
$2.39B
$296K 0.03%
14,500
-14,500
-50% -$269K
TSLA icon
523
Tesla
TSLA
$1.3T
$295K 0.03%
28,875
-1,110
-4% -$11.3K
SVC
524
Service Properties Trust
SVC
$1.07B
$294K 0.03%
2,191
+138
+7% +$19.2K
KMI icon
525
Kinder Morgan
KMI
$68.7B
$293K 0.03%
8,071
-1,949
-19% -$68.3K
19 20
21
22 23

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MIM
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DI
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LM
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GHA
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National Planning Corporation's Q4 2013 Portfolio in Review

As of Q4 2013, National Planning Corporation held 742 positions worth $1.12B, up 8.9% from $1.03B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $40M of net new capital in Q4 2013, opening 78 new positions and adding to 308 existing holdings. Its largest new stake was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.

By sector, the portfolio is most concentrated in Energy at 8% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $8.79M trimmed.

  • National Planning Corporation's largest Q4 2013 buy was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q4 2013, an estimated $12M increase.
  • National Planning Corporation's biggest Q4 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $8.79M.
  • National Planning Corporation fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q4 2013, selling an estimated $2.44M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.12B portfolio in Q4 2013.
  • National Planning Corporation opened 78 new positions and closed 37 in Q4 2013.
  • National Planning Corporation's portfolio value rose 8.9% quarter-over-quarter to $1.12B.

Based on National Planning Corporation's 13F filing for Q4 2013, filed 13 Jan 2014.