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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+1.86%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.16B
AUM Growth
+$38.7M
Cap. Flow
+$17.3M
Cap. Flow %
1.49%
Top 10 Hldgs %
20.83%
Holding
767
New
62
Increased
346
Reduced
262
Closed
52

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.4M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$9.65M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$9.32M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$9.19M
5
IYR icon
iShares US Real Estate ETF
IYR
+$8.46M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$17.5M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$11.8M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$8.57M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.06M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.74M

Sector Composition

Rank Sector Weight
1 Energy 7.82%
2 Consumer Staples 4.26%
3 Healthcare 3.8%
4 Technology 3.5%
5 Industrials 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKR icon
476
Acadia Realty Trust
AKR
$2.78B
$372K 0.03%
13,910
+1,880
+16% +$48.5K
NML
477
Neuberger Energy Infrastructure and Income Fund Inc
NML
$589M
$372K 0.03%
20,508
-3,798
-16% -$70.2K
ITB icon
478
iShares US Home Construction ETF
ITB
$2.35B
$368K 0.03%
14,910
-3,523
-19% -$87.1K
PHD
479
DELISTED
Pioneer Floating Rate Fund
PHD
$366K 0.03%
+29,420
New +$378K
FGD icon
480
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$365K 0.03%
13,090
+1,026
+9% +$27.6K
GAB icon
481
Gabelli Equity Trust
GAB
$1.79B
$363K 0.03%
49,580
-25,476
-34% -$186K
GLQ
482
Clough Global Equity Fund
GLQ
$157M
$363K 0.03%
23,400
+2,300
+11% +$35.5K
HAIN icon
483
Hain Celestial
HAIN
$53.4M
$363K 0.03%
7,688
-600
-7% -$27.3K
FE icon
484
FirstEnergy
FE
$27.1B
$362K 0.03%
10,839
-746
-6% -$23.6K
GLAD icon
485
Gladstone Capital
GLAD
$440M
$362K 0.03%
18,118
+11,111
+159% +$219K
PBI icon
486
Pitney Bowes
PBI
$2.33B
$362K 0.03%
13,518
-1,200
-8% -$29.6K
ASB icon
487
Associated Banc-Corp
ASB
$5.92B
$360K 0.03%
19,744
-3,200
-14% -$54.5K
TRN icon
488
Trinity Industries
TRN
$2.3B
$360K 0.03%
13,654
+97
+0.7% +$2.24K
RPM icon
489
RPM International
RPM
$14.8B
$359K 0.03%
8,523
+550
+7% +$22.7K
GM icon
490
General Motors
GM
$77.2B
$358K 0.03%
10,263
+2,739
+36% +$101K
JPC icon
491
Nuveen Preferred & Income Opportunities Fund
JPC
$2.93B
$358K 0.03%
38,491
-7,386
-16% -$67.3K
WM icon
492
Waste Management
WM
$90.6B
$358K 0.03%
8,594
-48
-0.6% -$2.01K
DTV
493
DELISTED
DIRECTV COM STK (DE)
DTV
$358K 0.03%
4,594
+192
+4% +$14.1K
HYMB icon
494
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$357K 0.03%
13,144
-10,436
-44% -$279K
XPP icon
495
ProShares Ultra FTSE China 50 of PROSHARES TRUST
XPP
$9.09M
$356K 0.03%
7,162
+3,479
+94% +$166K
BCF
496
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
$356K 0.03%
39,750
– –
IQDF icon
497
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
$354K 0.03%
12,760
-4,356
-25% -$116K
AOR icon
498
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.73B
$352K 0.03%
8,967
-1,121
-11% -$43.1K
IWP icon
499
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$351K 0.03%
8,046
+3,074
+62% +$131K
YUM icon
500
Yum! Brands
YUM
$39.7B
$350K 0.03%
6,318
-174
-3% -$9.16K
18 19
20
21 22

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MIM
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National Planning Corporation's Q1 2014 Portfolio in Review

As of Q1 2014, National Planning Corporation held 767 positions worth $1.16B, up 3.5% from $1.12B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation's Q1 2014 filing shows 62 new, 346 increased, 262 reduced and 52 closed positions. Its largest new stake was iShares US Financials ETF: 65,860 shares worth $2.71M. The largest sale was iShares Russell 2000 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Energy at 7.8% of assets, down from 8% a quarter earlier, followed by Consumer Staples and Healthcare.

  • National Planning Corporation's largest Q1 2014 buy was iShares US Financials ETF: 65,860 shares worth $2.71M.
  • National Planning Corporation added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $10.4M increase.
  • National Planning Corporation's biggest Q1 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $17.5M.
  • National Planning Corporation fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.93M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.16B portfolio in Q1 2014.
  • National Planning Corporation opened 62 new positions and closed 52 in Q1 2014.
  • National Planning Corporation's portfolio value rose 3.5% quarter-over-quarter to $1.16B.

Based on National Planning Corporation's 13F filing for Q1 2014, filed 14 Apr 2014.