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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+1.86%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$26M
Cap. Flow
-$30.4M
Cap. Flow %
-2.37%
Top 10 Hldgs %
22.19%
Holding
743
New
85
Increased
258
Reduced
302
Closed
48

Top Buys

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$17.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.4M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$14.8M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.84M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.49M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$11.9M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$11.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$9.52M

Sector Composition

Rank Sector Weight
1 Financials 4.83%
2 Healthcare 4.31%
3 Consumer Staples 4.09%
4 Energy 3.77%
5 Technology 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSB icon
26
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$273M
$10.3M 0.8%
253,308
+2,794
+1% +$109K
CSA
27
DELISTED
VictoryShares US Small Cap Volatility Wtd ETF
CSA
$9.74M 0.76%
238,019
-5,108
-2% -$201K
USMV icon
28
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
$9.38M 0.73%
205,019
+45,609
+29% +$2.04M
IVE icon
29
iShares S&P 500 Value ETF
IVE
$49.8B
$9.26M 0.72%
90,985
+33,949
+60% +$3.31M
XOM icon
30
ExxonMobil
XOM
$634B
$8.98M 0.7%
107,617
+1,279
+1% +$112K
VUG icon
31
Vanguard Morningstar Growth ETF
VUG
$231B
$8.78M 0.68%
454,080
-514,770
-53% -$9.52M
VB icon
32
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$8.63M 0.67%
66,061
-20,115
-23% -$2.5M
VOOG icon
33
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
$8.46M 0.66%
450,114
+20,586
+5% +$372K
PEP icon
34
PepsiCo
PEP
$190B
$8.1M 0.63%
77,896
-3,013
-4% -$316K
DVY icon
35
iShares Select Dividend ETF
DVY
$23.6B
$7.95M 0.62%
88,790
+11,052
+14% +$952K
VCR icon
36
Vanguard Consumer Discretionary ETF
VCR
$6.33B
$7.93M 0.62%
59,580
+10,622
+22% +$1.35M
SCHH icon
37
Schwab US REIT ETF
SCHH
$11.4B
$7.82M 0.61%
385,282
-3,708
-1% -$74.4K
GLD icon
38
SPDR Gold Trust
GLD
$141B
$7.76M 0.6%
67,019
-20,466
-23% -$2.38M
NBB icon
39
Nuveen Taxable Municipal Income Fund
NBB
$453M
$7.55M 0.59%
358,248
-580
-0.2% -$12.1K
IBM icon
40
IBM
IBM
$224B
$7.32M 0.57%
43,841
+225
+0.5% +$34.3K
T icon
41
AT&T
T
$163B
$7.15M 0.56%
229,819
-18,431
-7% -$544K
MO icon
42
Altria Group
MO
$114B
$6.8M 0.53%
95,179
-9,593
-9% -$618K
SGEN
43
DELISTED
Seagen Inc. Common Stock
SGEN
$6.79M 0.53%
113,140
-3,195
-3% -$192K
JNJ icon
44
Johnson & Johnson
JNJ
$625B
$6.61M 0.51%
58,179
+1,488
+3% +$172K
VYM icon
45
Vanguard High Dividend Yield ETF
VYM
$82.8B
$6.4M 0.5%
84,675
+5,327
+7% +$391K
VNQ icon
46
Vanguard Real Estate ETF
VNQ
$39B
$6.35M 0.49%
77,143
-16,383
-18% -$1.33M
ICPT
47
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$5.67M 0.44%
52,720
+210
+0.4% +$25K
GE icon
48
GE Aerospace
GE
$384B
$5.63M 0.44%
39,555
+335
+0.9% +$48.7K
MMM icon
49
3M
MMM
$94.3B
$5.6M 0.44%
38,477
-649
-2% -$93.7K
VHT icon
50
Vanguard Health Care ETF
VHT
$18.6B
$5.56M 0.43%
42,354
+3,747
+10% +$478K
1
2
3 4 5

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National Planning Corporation's Q4 2016 Portfolio in Review

As of Q4 2016, National Planning Corporation held 743 positions worth $1.29B, up 2.1% from $1.26B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation's Q4 2016 filing shows 85 new, 258 increased, 302 reduced and 48 closed positions. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $16.1M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, up from 4.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q4 2016 buy was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M.
  • National Planning Corporation added most to iShares S&P Mid-Cap 400 Value ETF in Q4 2016, an estimated $17.8M increase.
  • National Planning Corporation's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $16.1M.
  • National Planning Corporation fully exited PCM Fund in Q4 2016, selling an estimated $1.94M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.29B portfolio in Q4 2016.
  • National Planning Corporation opened 85 new positions and closed 48 in Q4 2016.
  • National Planning Corporation's portfolio value rose 2.1% quarter-over-quarter to $1.29B.

Based on National Planning Corporation's 13F filing for Q4 2016, filed 7 Feb 2017.