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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-7.07%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$24.6M
Cap. Flow
-$23.9M
Cap. Flow %
-2.2%
Top 10 Hldgs %
22.73%
Holding
688
New
43
Increased
269
Reduced
248
Closed
68

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$18M
4
IYR icon
iShares US Real Estate ETF
IYR
+$17.1M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.71M

Top Sells

Rank Stock Value
1
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$23.4M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$21.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$17M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$14.8M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$14.3M

Sector Composition

Rank Sector Weight
1 Energy 5.68%
2 Healthcare 5.43%
3 Consumer Staples 4.73%
4 Technology 3.97%
5 Financials 3.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
26
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$8.07M 0.74%
66,673
+63,551
+2,036% +$7.71M
MNK
27
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$7.55M 0.69%
106,930
+397
+0.4% +$39.3K
DVY icon
28
iShares Select Dividend ETF
DVY
$23.6B
$6.7M 0.62%
86,318
-6,363
-7% -$475K
T icon
29
AT&T
T
$163B
$6.57M 0.6%
259,701
+10,691
+4% +$273K
BIV icon
30
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$6.29M 0.58%
74,789
-403
-0.5% -$33.9K
FV icon
31
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$6.27M 0.58%
265,753
-73,659
-22% -$1.77M
TOTL icon
32
State Street DoubleLine Total Return Tactical ETF
TOTL
$4B
$6.08M 0.56%
123,517
+34,554
+39% +$1.71M
MO icon
33
Altria Group
MO
$114B
$6.06M 0.56%
104,491
+36
+0% +$1.93K
IBB icon
34
iShares Biotechnology ETF
IBB
$9.71B
$6.03M 0.55%
53,607
+7,176
+15% +$861K
VMBS icon
35
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$5.91M 0.54%
111,010
-908
-0.8% -$48.2K
SGEN
36
DELISTED
Seagen Inc. Common Stock
SGEN
$5.88M 0.54%
132,885
+585
+0.4% +$26.3K
EFA icon
37
iShares MSCI EAFE ETF
EFA
$80.2B
$5.83M 0.54%
95,096
-238,972
-72% -$14.8M
GE icon
38
GE Aerospace
GE
$384B
$5.62M 0.52%
39,676
+679
+2% +$83.2K
IBM icon
39
IBM
IBM
$224B
$5.42M 0.5%
40,020
+189
+0.5% +$27.9K
MMM icon
40
3M
MMM
$94.3B
$5.4M 0.5%
40,675
+944
+2% +$116K
JNJ icon
41
Johnson & Johnson
JNJ
$625B
$5.37M 0.49%
52,656
+737
+1% +$71.3K
BLV icon
42
Vanguard Long-Term Bond ETF
BLV
$5.74B
$5.31M 0.49%
59,875
-577
-1% -$51.3K
VWO icon
43
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$5.21M 0.48%
145,853
+1,784
+1% +$64.8K
MOAT icon
44
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$5.2M 0.48%
170,713
+9,908
+6% +$297K
IJR icon
45
iShares Core S&P Small-Cap ETF
IJR
$112B
$5.07M 0.47%
87,838
+4,324
+5% +$245K
MBB icon
46
iShares MBS ETF
MBB
$39.1B
$4.95M 0.46%
45,480
+33,109
+268% +$3.61M
VYM icon
47
Vanguard High Dividend Yield ETF
VYM
$83.5B
$4.95M 0.45%
72,000
-534
-0.7% -$35.1K
ALFA
48
DELISTED
AlphaClone Alternative Alpha ETF
ALFA
$4.9M 0.45%
128,085
+8,460
+7% +$372K
SHY icon
49
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$4.88M 0.45%
57,720
+27,326
+90% +$2.32M
BX icon
50
Blackstone
BX
$110B
$4.88M 0.45%
147,432
+11,289
+8% +$408K
1
2
3 4 5

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National Planning Corporation's Q3 2015 Portfolio in Review

As of Q3 2015, National Planning Corporation held 688 positions worth $1.09B, down 2.2% from $1.11B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2015 filing shows 43 new, 269 increased, 248 reduced and 68 closed positions. Its largest new stake was VEREIT, Inc.: 53,224 shares worth $2.27M. The largest sale was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.4M.

By sector, the portfolio is most concentrated in Energy at 5.7% of assets, up from 5.1% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2015 buy was VEREIT, Inc.: 53,224 shares worth $2.27M.
  • National Planning Corporation added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $19.1M increase.
  • National Planning Corporation's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $21.5M.
  • National Planning Corporation fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2015, selling an estimated $23.4M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.09B portfolio in Q3 2015.
  • National Planning Corporation opened 43 new positions and closed 68 in Q3 2015.
  • National Planning Corporation's portfolio value fell 2.2% quarter-over-quarter to $1.09B.

Based on National Planning Corporation's 13F filing for Q3 2015, filed 12 Nov 2015.