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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$91.7M
Cap. Flow
+$40M
Cap. Flow %
3.57%
Top 10 Hldgs %
19.74%
Holding
742
New
78
Increased
308
Reduced
285
Closed
37

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$12M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$7.77M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$7.37M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.77M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$5.02M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.79M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.69M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$6.01M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.96M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.57M

Sector Composition

Rank Sector Weight
1 Energy 7.95%
2 Consumer Staples 4.49%
3 Technology 3.62%
4 Healthcare 3.57%
5 Industrials 3.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPB icon
451
Campbell Soup
CPB
$6.87B
$384K 0.03%
9,048
-305
-3% -$12.6K
DXJ icon
452
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$383K 0.03%
7,560
-20,482
-73% -$995K
DISH
453
DELISTED
DISH Network Corp.
DISH
$383K 0.03%
6,600
+200
+3% +$10.2K
AFL icon
454
Aflac
AFL
$62.6B
$382K 0.03%
11,426
-150
-1% -$4.92K
FE icon
455
FirstEnergy
FE
$27.5B
$382K 0.03%
11,585
-1,837
-14% -$64.7K
AOM icon
456
iShares Core Moderate Allocation ETF
AOM
$1.78B
$378K 0.03%
11,000
-727
-6% -$24.6K
WEA
457
Western Asset Premier Bond Fund
WEA
$124M
$378K 0.03%
25,943
+8,235
+47% +$122K
KSU
458
DELISTED
Kansas City Southern
KSU
$378K 0.03%
3,065
+121
+4% +$14.5K
PFM icon
459
Invesco Dividend Achievers ETF
PFM
$808M
$375K 0.03%
18,859
-841
-4% -$16.3K
HAIN icon
460
Hain Celestial
HAIN
$53.7M
$374K 0.03%
8,288
+2,000
+32% +$82.7K
QQEW icon
461
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$373K 0.03%
+10,250
New +$355K
APU
462
DELISTED
AmeriGas Partners, L.P.
APU
$369K 0.03%
8,488
-1,607
-16% -$69.9K
UTF icon
463
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$368K 0.03%
17,860
– –
EWG icon
464
iShares MSCI Germany ETF
EWG
$1.68B
$367K 0.03%
11,558
+3,417
+42% +$101K
MFIC icon
465
MidCap Financial Investment
MFIC
$804M
$367K 0.03%
14,829
+373
+3% +$9.59K
ALXN
466
DELISTED
Alexion Pharmaceuticals
ALXN
$367K 0.03%
2,772
-57
-2% -$6.84K
UHT
467
Universal Health Realty Income Trust
UHT
$594M
$365K 0.03%
9,071
-668
-7% -$28.2K
AWK icon
468
American Water Works
AWK
$26.9B
$362K 0.03%
8,653
+321
+4% +$13.4K
YUM icon
469
Yum! Brands
YUM
$41.1B
$358K 0.03%
6,492
+941
+17% +$48.4K
LMT icon
470
Lockheed Martin
LMT
$136B
$355K 0.03%
2,358
-215
-8% -$29.2K
TWO
471
Two Harbors Investment
TWO
$1.27B
$355K 0.03%
4,763
-255
-5% -$19.1K
CHK
472
DELISTED
Chesapeake Energy Corporation
CHK
$353K 0.03%
69
+8
+13% +$40.6K
XLG icon
473
Invesco S&P 500 Top 50 ETF
XLG
$11B
$348K 0.03%
26,780
– –
PDM
474
Piedmont Realty Trust
PDM
$1.19B
$346K 0.03%
21,085
-11,702
-36% -$202K
VT icon
475
Vanguard Total World Stock ETF
VT
$81.3B
$346K 0.03%
5,817
+520
+10% +$29.9K
17 18
19
20 21

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q4 2013 Portfolio in Review

As of Q4 2013, National Planning Corporation held 742 positions worth $1.12B, up 8.9% from $1.03B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $40M of net new capital in Q4 2013, opening 78 new positions and adding to 308 existing holdings. Its largest new stake was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.

By sector, the portfolio is most concentrated in Energy at 8% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $8.79M trimmed.

  • National Planning Corporation's largest Q4 2013 buy was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q4 2013, an estimated $12M increase.
  • National Planning Corporation's biggest Q4 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $8.79M.
  • National Planning Corporation fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q4 2013, selling an estimated $2.44M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.12B portfolio in Q4 2013.
  • National Planning Corporation opened 78 new positions and closed 37 in Q4 2013.
  • National Planning Corporation's portfolio value rose 8.9% quarter-over-quarter to $1.12B.

Based on National Planning Corporation's 13F filing for Q4 2013, filed 13 Jan 2014.