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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-7.07%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$24.6M
Cap. Flow
-$23.9M
Cap. Flow %
-2.2%
Top 10 Hldgs %
22.73%
Holding
688
New
43
Increased
269
Reduced
248
Closed
68

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$18M
4
IYR icon
iShares US Real Estate ETF
IYR
+$17.1M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.71M

Top Sells

Rank Stock Value
1
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$23.4M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$21.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$17M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$14.8M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$14.3M

Sector Composition

Rank Sector Weight
1 Energy 5.68%
2 Healthcare 5.43%
3 Consumer Staples 4.73%
4 Technology 3.97%
5 Financials 3.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLO icon
426
Valero Energy
VLO
$90.7B
$350K 0.03%
4,921
-4,526
-48% -$287K
FVD icon
427
First Trust Value Line Dividend Fund
FVD
$8.35B
$348K 0.03%
14,239
-364
-2% -$8.52K
NSC icon
428
Norfolk Southern
NSC
$75B
$347K 0.03%
4,324
+1
+0% +$81
SPH icon
429
Suburban Propane Partners
SPH
$1.17B
$347K 0.03%
10,140
+488
+5% +$18K
C icon
430
Citigroup
C
$227B
$344K 0.03%
6,384
-646
-9% -$35.3K
DBEF icon
431
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$344K 0.03%
12,235
+2,758
+29% +$77.5K
VRN
432
DELISTED
Veren
VRN
$342K 0.03%
23,655
-612
-3% -$8.59K
CHY
433
Calamos Convertible and High Income Fund
CHY
$1.07B
$341K 0.03%
29,141
-4,346
-13% -$51.8K
BCE icon
434
BCE
BCE
$21B
$336K 0.03%
7,852
+621
+9% +$25.5K
TJX icon
435
TJX Companies
TJX
$175B
$335K 0.03%
9,086
+262
+3% +$9.19K
AAL icon
436
American Airlines Group
AAL
$9.93B
$334K 0.03%
7,318
+304
+4% +$12.5K
VMM
437
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$334K 0.03%
25,059
+800
+3% +$10.5K
BNY
438
Bank of New York Mellon
BNY
$108B
$333K 0.03%
+7,816
New +$325K
FLG
439
Flagstar Bank National Association
FLG
$5.84B
$332K 0.03%
6,923
-1,114
-14% -$60.5K
PWV icon
440
Invesco Large Cap Value ETF
PWV
$1.78B
$331K 0.03%
10,947
+124
+1% +$3.7K
SIRI icon
441
SiriusXM
SIRI
$9.7B
$329K 0.03%
7,930
-159
-2% -$6.09K
HYMB icon
442
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$327K 0.03%
11,564
+36
+0.3% +$1K
CVBF icon
443
CVB Financial
CVBF
$3.97B
$325K 0.03%
18,264
– –
PBA icon
444
Pembina Pipeline
PBA
$27.8B
$324K 0.03%
+12,961
New +$363K
ITW icon
445
Illinois Tool Works
ITW
$83.9B
$323K 0.03%
3,475
-72
-2% -$6.3K
VPU
446
Vanguard Utilities ETF
VPU
$8.35B
$321K 0.03%
3,355
-193
-5% -$17.9K
SJM icon
447
J.M. Smucker
SJM
$12.6B
$318K 0.03%
2,703
+80
+3% +$8.92K
VT icon
448
Vanguard Total World Stock ETF
VT
$81.2B
$318K 0.03%
5,294
+1,388
+36% +$82.4K
EMLP icon
449
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$313K 0.03%
13,524
-46,788
-78% -$1.12M
XLI icon
450
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$311K 0.03%
5,673
-1,848
-25% -$97.3K
16 17
18
19 20

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MIM
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DI
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LM
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GHA
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National Planning Corporation's Q3 2015 Portfolio in Review

As of Q3 2015, National Planning Corporation held 688 positions worth $1.09B, down 2.2% from $1.11B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2015 filing shows 43 new, 269 increased, 248 reduced and 68 closed positions. Its largest new stake was VEREIT, Inc.: 53,224 shares worth $2.27M. The largest sale was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.4M.

By sector, the portfolio is most concentrated in Energy at 5.7% of assets, up from 5.1% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2015 buy was VEREIT, Inc.: 53,224 shares worth $2.27M.
  • National Planning Corporation added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $19.1M increase.
  • National Planning Corporation's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $21.5M.
  • National Planning Corporation fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2015, selling an estimated $23.4M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.09B portfolio in Q3 2015.
  • National Planning Corporation opened 43 new positions and closed 68 in Q3 2015.
  • National Planning Corporation's portfolio value fell 2.2% quarter-over-quarter to $1.09B.

Based on National Planning Corporation's 13F filing for Q3 2015, filed 12 Nov 2015.