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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+1.86%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$26M
Cap. Flow
-$30.4M
Cap. Flow %
-2.37%
Top 10 Hldgs %
22.19%
Holding
743
New
85
Increased
258
Reduced
302
Closed
48

Top Buys

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$17.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.4M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$14.8M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.84M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.49M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$11.9M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$11.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$9.52M

Sector Composition

Rank Sector Weight
1 Financials 4.83%
2 Healthcare 4.31%
3 Consumer Staples 4.09%
4 Energy 3.77%
5 Technology 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STWD icon
401
Starwood Property Trust
STWD
$6.16B
$448K 0.03%
19,973
+498
+3% +$11K
GSK icon
402
GSK
GSK
$104B
$446K 0.03%
9,069
+465
+5% +$23K
NSC icon
403
Norfolk Southern
NSC
$75B
$446K 0.03%
3,731
-540
-13% -$54.5K
ISCB icon
404
iShares Morningstar Small-Cap ETF
ISCB
$290M
$440K 0.03%
11,252
+536
+5% +$20K
AZN icon
405
AstraZeneca
AZN
$251B
$439K 0.03%
7,961
-493
-6% -$28K
ORI icon
406
Old Republic International
ORI
$10.3B
$436K 0.03%
20,777
-27
-0.1% -$486
PHD
407
DELISTED
Pioneer Floating Rate Fund
PHD
$430K 0.03%
35,180
-3,370
-9% -$39.6K
PCY icon
408
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$428K 0.03%
14,905
-68,486
-82% -$1.98M
GTO icon
409
Invesco Total Return Bond ETF
GTO
$2.47B
$425K 0.03%
8,345
+2,450
+42% +$126K
CSX icon
410
CSX Corp
CSX
$92.8B
$423K 0.03%
27,378
-8,397
-23% -$94.1K
EIX icon
411
Edison International
EIX
$26.1B
$423K 0.03%
5,820
-1,650
-22% -$116K
MORE
412
DELISTED
Monogram Residential Trust, Inc.
MORE
$423K 0.03%
41,671
-2,000
-5% -$21K
DE icon
413
Deere & Co
DE
$164B
$421K 0.03%
3,923
-742
-16% -$69.8K
PPG icon
414
PPG Industries
PPG
$25.7B
$421K 0.03%
4,188
-680
-14% -$64.9K
IGIB icon
415
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$417K 0.03%
7,696
-11,516
-60% -$630K
VNQI icon
416
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$415K 0.03%
8,079
+1,423
+21% +$73.9K
SRPT icon
417
Sarepta Therapeutics
SRPT
$1.81B
$413K 0.03%
14,273
-1,500
-10% -$60.2K
NOC icon
418
Northrop Grumman
NOC
$82.1B
$412K 0.03%
1,791
-1,916
-52% -$445K
THG icon
419
Hanover Insurance
THG
$7.86B
$412K 0.03%
4,911
-403
-8% -$33.6K
TJX icon
420
TJX Companies
TJX
$175B
$412K 0.03%
10,994
-414
-4% -$15.6K
SMDV icon
421
ProShares Russell 2000 Dividend Growers ETF
SMDV
$702M
$410K 0.03%
7,851
+2,804
+56% +$140K
SIR
422
DELISTED
SELECT INCOME REIT
SIR
$408K 0.03%
37,146
+1,695
+5% +$18.5K
KKR icon
423
KKR & Co
KKR
$93.2B
$402K 0.03%
22,882
-4,620
-17% -$69.7K
FXG icon
424
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
$400K 0.03%
8,824
-3,176
-26% -$144K
VRTX icon
425
Vertex Pharmaceuticals
VRTX
$133B
$400K 0.03%
4,613
– –
15 16
17
18 19

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National Planning Corporation's Q4 2016 Portfolio in Review

As of Q4 2016, National Planning Corporation held 743 positions worth $1.29B, up 2.1% from $1.26B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation's Q4 2016 filing shows 85 new, 258 increased, 302 reduced and 48 closed positions. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $16.1M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, up from 4.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q4 2016 buy was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M.
  • National Planning Corporation added most to iShares S&P Mid-Cap 400 Value ETF in Q4 2016, an estimated $17.8M increase.
  • National Planning Corporation's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $16.1M.
  • National Planning Corporation fully exited PCM Fund in Q4 2016, selling an estimated $1.94M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.29B portfolio in Q4 2016.
  • National Planning Corporation opened 85 new positions and closed 48 in Q4 2016.
  • National Planning Corporation's portfolio value rose 2.1% quarter-over-quarter to $1.29B.

Based on National Planning Corporation's 13F filing for Q4 2016, filed 7 Feb 2017.