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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$91.7M
Cap. Flow
+$40M
Cap. Flow %
3.57%
Top 10 Hldgs %
19.74%
Holding
742
New
78
Increased
308
Reduced
285
Closed
37

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$12M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$7.77M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$7.37M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.77M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$5.02M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.79M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.69M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$6.01M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.96M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.57M

Sector Composition

Rank Sector Weight
1 Energy 7.95%
2 Consumer Staples 4.49%
3 Technology 3.62%
4 Healthcare 3.57%
5 Industrials 3.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEP icon
401
American Electric Power
AEP
$68.4B
$433K 0.04%
9,319
+81
+0.9% +$3.74K
MXI icon
402
iShares Global Materials ETF
MXI
$362M
$429K 0.04%
6,875
+1,438
+26% +$87.4K
AA icon
403
Alcoa
AA
$13.2B
$428K 0.04%
16,828
+8,843
+111% +$196K
BIIB icon
404
Biogen
BIIB
$30.7B
$427K 0.04%
1,531
-100
-6% -$25.9K
GMF icon
405
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$438M
$427K 0.04%
5,520
-1,868
-25% -$144K
EMN icon
406
Eastman Chemical
EMN
$8.42B
$422K 0.04%
5,233
+540
+12% +$41.9K
XMPT icon
407
VanEck CEF Muni Income ETF
XMPT
$220M
$417K 0.04%
17,837
-38,197
-68% -$893K
DBE icon
408
Invesco DB Energy Fund
DBE
$85.3M
$416K 0.04%
14,279
-673
-5% -$19.2K
DLX icon
409
Deluxe
DLX
$1.15B
$415K 0.04%
8,017
-6,000
-43% -$287K
SPEU icon
410
State Street SPDR Portfolio Europe ETF
SPEU
$745M
$415K 0.04%
10,456
+56
+0.5% +$2.12K
BDX icon
411
Becton Dickinson
BDX
$48.2B
$414K 0.04%
3,856
-477
-11% -$49.5K
ILCG icon
412
iShares Morningstar Growth ETF
ILCG
$3.28B
$412K 0.04%
20,665
-650
-3% -$12.3K
MHFI
413
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$412K 0.04%
+5,280
New +$379K
KOG
414
DELISTED
KODIAK OIL & GAS CORP
KOG
$412K 0.04%
36,875
+6,075
+20% +$72.7K
IRR
415
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$412K 0.04%
41,575
+2,600
+7% +$25.8K
HSY icon
416
Hershey
HSY
$36.6B
$411K 0.04%
4,231
-1,051
-20% -$101K
PCY icon
417
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$411K 0.04%
+15,231
New +$416K
FXG icon
418
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$409K 0.04%
11,507
-867
-7% -$30K
JPC icon
419
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$408K 0.04%
45,877
-55,341
-55% -$483K
DBBR
420
DELISTED
Xtrackers MSCI Brazil Hedged Equity ETF
DBBR
$408K 0.04%
+26,100
New +$454K
EDIV icon
421
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.23B
$406K 0.04%
+10,421
New +$423K
PCEF icon
422
Invesco CEF Income Composite ETF
PCEF
$813M
$406K 0.04%
16,618
+5,600
+51% +$135K
FHY
423
DELISTED
First Trust Strategic High
FHY
$406K 0.04%
25,353
-3,296
-12% -$51.8K
STJ
424
DELISTED
St Jude Medical
STJ
$404K 0.04%
6,555
+1,350
+26% +$78.2K
LUMN icon
425
Lumen
LUMN
$6.44B
$403K 0.04%
12,703
-1,876
-13% -$59.9K
15 16
17
18 19

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q4 2013 Portfolio in Review

As of Q4 2013, National Planning Corporation held 742 positions worth $1.12B, up 8.9% from $1.03B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $40M of net new capital in Q4 2013, opening 78 new positions and adding to 308 existing holdings. Its largest new stake was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.

By sector, the portfolio is most concentrated in Energy at 8% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $8.79M trimmed.

  • National Planning Corporation's largest Q4 2013 buy was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q4 2013, an estimated $12M increase.
  • National Planning Corporation's biggest Q4 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $8.79M.
  • National Planning Corporation fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q4 2013, selling an estimated $2.44M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.12B portfolio in Q4 2013.
  • National Planning Corporation opened 78 new positions and closed 37 in Q4 2013.
  • National Planning Corporation's portfolio value rose 8.9% quarter-over-quarter to $1.12B.

Based on National Planning Corporation's 13F filing for Q4 2013, filed 13 Jan 2014.