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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+1.86%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$26M
Cap. Flow
-$30.4M
Cap. Flow %
-2.37%
Top 10 Hldgs %
22.19%
Holding
743
New
85
Increased
258
Reduced
302
Closed
48

Top Buys

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$17.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.4M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$14.8M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.84M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.49M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$11.9M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$11.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$9.52M

Sector Composition

Rank Sector Weight
1 Financials 4.83%
2 Healthcare 4.31%
3 Consumer Staples 4.09%
4 Energy 3.77%
5 Technology 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
376
Freeport-McMoran
FCX
$99B
$486K 0.04%
28,889
+4,820
+20% +$61.7K
IYH icon
377
iShares US Healthcare ETF
IYH
$3.76B
$485K 0.04%
16,300
-3,785
-19% -$110K
IAT icon
378
iShares US Regional Banks ETF
IAT
$675M
$484K 0.04%
+10,670
New +$432K
MDT icon
379
Medtronic
MDT
$114B
$484K 0.04%
6,382
-969
-13% -$76.1K
USA icon
380
Liberty All-Star Equity Fund
USA
$1.86B
$482K 0.04%
89,167
+71,649
+409% +$364K
FTSL icon
381
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$478K 0.04%
9,860
+1,938
+24% +$93.8K
ILCB icon
382
iShares Morningstar US Equity ETF
ILCB
$1.32B
$477K 0.04%
14,064
+5,260
+60% +$171K
LUV icon
383
Southwest Airlines
LUV
$22.1B
$476K 0.04%
9,010
-7,250
-45% -$325K
RFG icon
384
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$358M
$476K 0.04%
18,175
+3,495
+24% +$87.4K
UNH icon
385
UnitedHealth
UNH
$373B
$474K 0.04%
2,951
+459
+18% +$68.6K
PMM
386
Franklin Managed Municipal Income Trust
PMM
$272M
$472K 0.04%
64,416
-437
-0.7% -$3.21K
APU
387
DELISTED
AmeriGas Partners, L.P.
APU
$471K 0.04%
9,487
+1,795
+23% +$82.2K
PWV icon
388
Invesco Large Cap Value ETF
PWV
$1.77B
$470K 0.04%
13,838
-277
-2% -$8.99K
WELL icon
389
Welltower
WELL
$170B
$469K 0.04%
7,071
+53
+0.8% +$3.51K
EXC icon
390
Exelon
EXC
$46.1B
$468K 0.04%
18,333
+2,535
+16% +$60.1K
NFLX icon
391
Netflix
NFLX
$315B
$468K 0.04%
33,650
-34,590
-51% -$410K
HPS
392
John Hancock Preferred Income Fund III
HPS
$460M
$464K 0.04%
+24,978
New +$442K
IAU icon
393
iShares Gold Trust
IAU
$64.5B
$464K 0.04%
19,846
-184
-0.9% -$4.32K
IWN icon
394
iShares Russell 2000 Value ETF
IWN
$14.5B
$463K 0.04%
3,939
-123
-3% -$13.6K
PSX icon
395
Phillips 66
PSX
$85.3B
$461K 0.04%
5,685
-17
-0.3% -$1.41K
PNC icon
396
PNC Financial Services
PNC
$100B
$457K 0.04%
3,810
+479
+14% +$49.8K
JNK icon
397
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.29B
$453K 0.04%
4,108
-338
-8% -$36.8K
AWF
398
AllianceBernstein Global High Income Fund
AWF
$872M
$452K 0.04%
35,399
-1,082
-3% -$13.2K
PSEC icon
399
Prospect Capital
PSEC
$1.14B
$449K 0.03%
52,405
-28,800
-35% -$231K
PYPL icon
400
PayPal
PYPL
$50B
$449K 0.03%
11,336
-757
-6% -$30.4K
14 15
16
17 18

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National Planning Corporation's Q4 2016 Portfolio in Review

As of Q4 2016, National Planning Corporation held 743 positions worth $1.29B, up 2.1% from $1.26B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation's Q4 2016 filing shows 85 new, 258 increased, 302 reduced and 48 closed positions. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $16.1M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, up from 4.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q4 2016 buy was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M.
  • National Planning Corporation added most to iShares S&P Mid-Cap 400 Value ETF in Q4 2016, an estimated $17.8M increase.
  • National Planning Corporation's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $16.1M.
  • National Planning Corporation fully exited PCM Fund in Q4 2016, selling an estimated $1.94M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.29B portfolio in Q4 2016.
  • National Planning Corporation opened 85 new positions and closed 48 in Q4 2016.
  • National Planning Corporation's portfolio value rose 2.1% quarter-over-quarter to $1.29B.

Based on National Planning Corporation's 13F filing for Q4 2016, filed 7 Feb 2017.