We are live on ! Find out more
NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$91.7M
Cap. Flow
+$40M
Cap. Flow %
3.57%
Top 10 Hldgs %
19.74%
Holding
742
New
78
Increased
308
Reduced
285
Closed
37

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$12M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$7.77M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$7.37M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.77M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$5.02M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.79M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.69M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$6.01M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.96M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.57M

Sector Composition

Rank Sector Weight
1 Energy 7.95%
2 Consumer Staples 4.49%
3 Technology 3.62%
4 Healthcare 3.57%
5 Industrials 3.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJM icon
376
J.M. Smucker
SJM
$12.8B
$476K 0.04%
4,616
+598
+15% +$63.4K
SLY
377
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$476K 0.04%
9,224
+4,286
+87% +$215K
BKNG icon
378
Booking.com
BKNG
$161B
$474K 0.04%
10,200
+250
+3% +$11.1K
IYG icon
379
iShares US Financial Services ETF
IYG
$2.2B
$474K 0.04%
16,950
– –
RAI
380
DELISTED
Reynolds American Inc
RAI
$473K 0.04%
19,480
+1,630
+9% +$41.1K
APA icon
381
APA Corp
APA
$13.2B
$468K 0.04%
5,409
+236
+5% +$21K
IQDF icon
382
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
$465K 0.04%
17,116
+1,741
+11% +$46.7K
PCM
383
PCM Fund
PCM
$70.1M
$464K 0.04%
39,632
-22,639
-36% -$259K
NML
384
Neuberger Energy Infrastructure and Income Fund Inc
NML
$576M
$463K 0.04%
24,306
+4,826
+25% +$88.3K
IAU icon
385
iShares Gold Trust
IAU
$64.4B
$461K 0.04%
19,707
+1,629
+9% +$40.2K
WELL icon
386
Welltower
WELL
$171B
$458K 0.04%
8,574
-606
-7% -$36K
ITB icon
387
iShares US Home Construction ETF
ITB
$2.41B
$457K 0.04%
18,433
-5,228
-22% -$118K
UUP icon
388
Invesco DB US Dollar Index Bullish Fund
UUP
$413M
$456K 0.04%
21,261
-500
-2% -$10.8K
MDSO
389
DELISTED
Medidata Solutions, Inc.
MDSO
$454K 0.04%
7,500
+500
+7% +$27.7K
PBR icon
390
Petrobras
PBR
$116B
$453K 0.04%
32,328
-1,100
-3% -$17.1K
FLG
391
Flagstar Bank National Association
FLG
$5.82B
$453K 0.04%
8,995
+976
+12% +$47.3K
APD icon
392
Air Products & Chemicals
APD
$67.6B
$448K 0.04%
4,274
+917
+27% +$92.4K
BYM
393
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$445K 0.04%
35,200
– –
PIE icon
394
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$244M
$444K 0.04%
24,409
+1,119
+5% +$20.6K
DD icon
395
DuPont de Nemours
DD
$19.2B
$441K 0.04%
3,944
-2,983
-43% -$306K
IWS icon
396
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$440K 0.04%
6,681
-530
-7% -$33.7K
GIS icon
397
General Mills
GIS
$19.7B
$438K 0.04%
8,779
+272
+3% +$13.5K
GPC icon
398
Genuine Parts
GPC
$18.7B
$438K 0.04%
5,268
+423
+9% +$34.2K
LINE
399
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$436K 0.04%
14,210
-160
-1% -$4.64K
TNH
400
DELISTED
Terra Nitrogen
TNH
$436K 0.04%
3,093
-99
-3% -$17.6K
14 15
16
17 18

Similar funds

ICOA
Investment Centers of America Bismarck, North Dakota $712K AUM 19.17% 1-Year Est. Return
MIM
Merion Investment Management Bay Harbor Islands, Florida $1.26M AUM 28.57% 1-Year Est. Return
CR
Cooperatieve Rabobank Utrecht, Netherlands $3.02M AUM
DI
DGH Investments Geneva, Switzerland $4.85M AUM 76.19% 1-Year Est. Return
LM
LLR Management Philadelphia, Pennsylvania $5.12M AUM
RO
Reservoir Operations New York $13.2M AUM 10.1% 1-Year Est. Return
GHA
Garcia Hamilton & Associates Houston, Texas $18.4M AUM 25.73% 1-Year Est. Return
FPCM
Fox Point Capital Management New York $19.2M AUM 45.99% 1-Year Est. Return

National Planning Corporation's Q4 2013 Portfolio in Review

As of Q4 2013, National Planning Corporation held 742 positions worth $1.12B, up 8.9% from $1.03B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $40M of net new capital in Q4 2013, opening 78 new positions and adding to 308 existing holdings. Its largest new stake was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.

By sector, the portfolio is most concentrated in Energy at 8% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $8.79M trimmed.

  • National Planning Corporation's largest Q4 2013 buy was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q4 2013, an estimated $12M increase.
  • National Planning Corporation's biggest Q4 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $8.79M.
  • National Planning Corporation fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q4 2013, selling an estimated $2.44M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.12B portfolio in Q4 2013.
  • National Planning Corporation opened 78 new positions and closed 37 in Q4 2013.
  • National Planning Corporation's portfolio value rose 8.9% quarter-over-quarter to $1.12B.

Based on National Planning Corporation's 13F filing for Q4 2013, filed 13 Jan 2014.