We are live on ! Find out more
NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+2.46%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
-$69.5M
Cap. Flow
-$160M
Cap. Flow %
-13.87%
Top 10 Hldgs %
23.48%
Holding
775
New
46
Increased
116
Reduced
447
Closed
132

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.3M
2
GLD icon
SPDR Gold Trust
GLD
+$4.09M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.72M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$2.92M
5
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$2.87M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.59M
2
PGX icon
Invesco Preferred ETF
PGX
+$4.88M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$4.8M
4
AAPL icon
Apple
AAPL
+$4.62M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.34M

Sector Composition

Rank Sector Weight
1 Healthcare 4.98%
2 Financials 4.97%
3 Consumer Staples 4.81%
4 Energy 4.57%
5 Technology 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PWV icon
351
Invesco Large Cap Value ETF
PWV
$1.78B
$505K 0.04%
16,979
+5,330
+46% +$151K
FVD icon
352
First Trust Value Line Dividend Fund
FVD
$8.35B
$503K 0.04%
19,465
+1,353
+7% +$32.6K
SYV
353
DELISTED
SPDR MFS Systematic Value Equity ETF of SSgA Active Trust
SYV
$503K 0.04%
+9,835
New +$481K
UNP icon
354
Union Pacific
UNP
$174B
$498K 0.04%
5,809
-8,209
-59% -$635K
JPS
355
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$497K 0.04%
54,945
-3,175
-5% -$28.4K
AZN icon
356
AstraZeneca
AZN
$251B
$491K 0.04%
8,784
-476
-5% -$28.6K
IYF icon
357
iShares US Financials ETF
IYF
$4.4B
$491K 0.04%
11,334
-8,864
-44% -$360K
DHS icon
358
WisdomTree US High Dividend Fund
DHS
$1.57B
$490K 0.04%
7,693
-1,546
-17% -$91.4K
VAW icon
359
Vanguard Materials ETF
VAW
$3.1B
$489K 0.04%
4,805
+14
+0.3% +$1.26K
WELL icon
360
Welltower
WELL
$169B
$483K 0.04%
6,568
-911
-12% -$58.7K
KKR icon
361
KKR & Co
KKR
$93.2B
$475K 0.04%
36,037
-3,289
-8% -$44.8K
UN
362
DELISTED
Unilever NV New York Registry Shares
UN
$473K 0.04%
10,702
-2,071
-16% -$89.1K
EMN icon
363
Eastman Chemical
EMN
$8.39B
$472K 0.04%
6,217
-290
-4% -$19K
PBA icon
364
Pembina Pipeline
PBA
$27.8B
$470K 0.04%
16,611
-1,100
-6% -$25.7K
ISCG icon
365
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.01B
$469K 0.04%
22,038
-16,152
-42% -$323K
OXY icon
366
Occidental Petroleum
OXY
$58.6B
$466K 0.04%
6,129
-438
-7% -$29.4K
FLOT icon
367
iShares Floating Rate Bond ETF
FLOT
$10.5B
$465K 0.04%
9,202
+545
+6% +$27.4K
PHD
368
DELISTED
Pioneer Floating Rate Fund
PHD
$464K 0.04%
42,100
-2,450
-5% -$25.9K
EXC icon
369
Exelon
EXC
$45.8B
$463K 0.04%
18,202
-6,369
-26% -$143K
ALXN
370
DELISTED
Alexion Pharmaceuticals
ALXN
$462K 0.04%
3,276
-2,220
-40% -$326K
DON icon
371
WisdomTree US MidCap Dividend Fund
DON
$4.08B
$460K 0.04%
15,927
-2,217
-12% -$58.5K
AOM icon
372
iShares Core Moderate Allocation ETF
AOM
$1.77B
$459K 0.04%
13,188
-2,563
-16% -$86.3K
REM icon
373
iShares Mortgage Real Estate ETF
REM
$538M
$459K 0.04%
11,419
+425
+4% +$15.6K
GSG icon
374
iShares S&P GSCI Commodity-Indexed Trust
GSG
$936M
$456K 0.04%
30,888
+128
+0.4% +$1.71K
AXP icon
375
American Express
AXP
$229B
$455K 0.04%
7,051
-2,929
-29% -$170K
13 14
15
16 17

Similar funds

ICOA
Investment Centers of America Bismarck, North Dakota $712K AUM 19.17% 1-Year Est. Return
MIM
Merion Investment Management Bay Harbor Islands, Florida $1.26M AUM 28.57% 1-Year Est. Return
CR
Cooperatieve Rabobank Utrecht, Netherlands $3.02M AUM
DI
DGH Investments Geneva, Switzerland $4.85M AUM 76.19% 1-Year Est. Return
LM
LLR Management Philadelphia, Pennsylvania $5.12M AUM
RO
Reservoir Operations New York $13.2M AUM 10.1% 1-Year Est. Return
GHA
Garcia Hamilton & Associates Houston, Texas $18.4M AUM 25.73% 1-Year Est. Return
FPCM
Fox Point Capital Management New York $19.2M AUM 45.99% 1-Year Est. Return

National Planning Corporation's Q1 2016 Portfolio in Review

As of Q1 2016, National Planning Corporation held 775 positions worth $1.15B, down 5.7% from $1.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation withdrew a net $160M in Q1 2016, closing 132 positions and reducing 447 holdings. Its most notable exit was State Street SPDR Nuveen ICE Short Term Municipal Bond ETF, an estimated $4.11M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5% of assets, down from 5% a quarter earlier, followed by Financials and Consumer Staples.

Against the trend, National Planning Corporation opened a new position in iShares US Basic Materials ETF worth $1.84M.

  • National Planning Corporation's largest Q1 2016 buy was iShares US Basic Materials ETF: 24,354 shares worth $1.84M.
  • National Planning Corporation added most to State Street SPDR S&P 500 ETF Trust in Q1 2016, an estimated $19.3M increase.
  • National Planning Corporation's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $7.59M.
  • National Planning Corporation fully exited State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q1 2016, selling an estimated $4.11M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.15B portfolio in Q1 2016.
  • National Planning Corporation opened 46 new positions and closed 132 in Q1 2016.
  • National Planning Corporation's portfolio value fell 5.7% quarter-over-quarter to $1.15B.

Based on National Planning Corporation's 13F filing for Q1 2016, filed 16 May 2016.