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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-7.07%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$24.6M
Cap. Flow
-$23.9M
Cap. Flow %
-2.2%
Top 10 Hldgs %
22.73%
Holding
688
New
43
Increased
269
Reduced
248
Closed
68

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$18M
4
IYR icon
iShares US Real Estate ETF
IYR
+$17.1M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.71M

Top Sells

Rank Stock Value
1
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$23.4M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$21.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$17M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$14.8M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$14.3M

Sector Composition

Rank Sector Weight
1 Energy 5.68%
2 Healthcare 5.43%
3 Consumer Staples 4.73%
4 Technology 3.97%
5 Financials 3.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
326
Emerson Electric
EMR
$88.5B
$545K 0.05%
10,975
+457
+4% +$22.5K
IJS icon
327
iShares S&P Small-Cap 600 Value ETF
IJS
$8.3B
$545K 0.05%
9,576
-257,336
-96% -$14.3M
UNP icon
328
Union Pacific
UNP
$174B
$541K 0.05%
6,134
-8
-0.1% -$730
BCRX icon
329
BioCryst Pharmaceuticals
BCRX
$2.51B
$538K 0.05%
54,300
-9,700
-15% -$129K
BME icon
330
BlackRock Health Sciences Trust
BME
$574M
$534K 0.05%
12,625
-1,125
-8% -$49.7K
LJPC
331
DELISTED
La Jolla Pharmaceutical Company
LJPC
$533K 0.05%
18,650
+400
+2% +$12.6K
IWV icon
332
iShares Russell 3000 ETF
IWV
$20.4B
$532K 0.05%
4,274
+704
+20% +$85.2K
IUSG icon
333
iShares Core S&P US Growth ETF
IUSG
$33.8B
$530K 0.05%
12,738
+2,270
+22% +$91.5K
EMN icon
334
Eastman Chemical
EMN
$8.39B
$527K 0.05%
7,388
+1,213
+20% +$89.6K
IEMG icon
335
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$527K 0.05%
12,163
-1,530
-11% -$65.5K
SON icon
336
Sonoco
SON
$5.72B
$526K 0.05%
12,482
-2,107
-14% -$85.6K
NEE icon
337
NextEra Energy
NEE
$177B
$525K 0.05%
20,356
-104
-0.5% -$2.65K
MDT icon
338
Medtronic
MDT
$114B
$524K 0.05%
6,877
-1,202
-15% -$88.5K
NOC icon
339
Northrop Grumman
NOC
$82.1B
$524K 0.05%
2,813
+916
+48% +$154K
JPS
340
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$520K 0.05%
56,011
-1,049
-2% -$9.44K
NMZ icon
341
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$516K 0.05%
37,508
– –
SIR
342
DELISTED
SELECT INCOME REIT
SIR
$515K 0.05%
56,686
-3,187
-5% -$27.6K
PHD
343
DELISTED
Pioneer Floating Rate Fund
PHD
$513K 0.05%
46,550
-300
-0.6% -$3.43K
BOE icon
344
BlackRock Enhanced Global Dividend Trust
BOE
$691M
$511K 0.05%
39,165
-3,846
-9% -$50.6K
IAU icon
345
iShares Gold Trust
IAU
$65.1B
$511K 0.05%
23,910
+1,517
+7% +$33K
IWS icon
346
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$511K 0.05%
7,091
+486
+7% +$34.6K
IYW icon
347
iShares US Technology ETF
IYW
$25.3B
$511K 0.05%
18,364
-1,860
-9% -$48K
UN
348
DELISTED
Unilever NV New York Registry Shares
UN
$509K 0.05%
11,275
-128
-1% -$5.39K
BIDU icon
349
Baidu
BIDU
$37.1B
$508K 0.05%
2,566
-226
-8% -$37.3K
IYC icon
350
iShares US Consumer Discretionary ETF
IYC
$1.23B
$504K 0.05%
13,596
-74,048
-84% -$2.67M
12 13
14
15 16

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MIM
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DI
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National Planning Corporation's Q3 2015 Portfolio in Review

As of Q3 2015, National Planning Corporation held 688 positions worth $1.09B, down 2.2% from $1.11B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2015 filing shows 43 new, 269 increased, 248 reduced and 68 closed positions. Its largest new stake was VEREIT, Inc.: 53,224 shares worth $2.27M. The largest sale was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.4M.

By sector, the portfolio is most concentrated in Energy at 5.7% of assets, up from 5.1% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2015 buy was VEREIT, Inc.: 53,224 shares worth $2.27M.
  • National Planning Corporation added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $19.1M increase.
  • National Planning Corporation's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $21.5M.
  • National Planning Corporation fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2015, selling an estimated $23.4M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.09B portfolio in Q3 2015.
  • National Planning Corporation opened 43 new positions and closed 68 in Q3 2015.
  • National Planning Corporation's portfolio value fell 2.2% quarter-over-quarter to $1.09B.

Based on National Planning Corporation's 13F filing for Q3 2015, filed 12 Nov 2015.