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NPC
National Planning Corporation Portfolio holdings
AUM
$726K
1-Year Est. Return
14.28%
This Fund
S&P 500
This Quarter
Est. Return
+6.26%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$91.7M
(+8.9%)
Cap. Flow
+$40M
Cap. Flow
% of AUM
3.57%
Top 10 Holdings %
Top 10 Hldgs %
19.74%
Holding
742
New
78
Increased
308
Reduced
285
Closed
37
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$12M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$7.77M |
| 3 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$7.37M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$5.77M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$5.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.79M |
| 2 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.69M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$6.01M |
| 4 |
iShares S&P 500 Value ETF
IVE
|
+$5.96M |
| 5 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$5.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 7.95% |
| 2 | Consumer Staples | 4.49% |
| 3 | Technology | 3.62% |
| 4 | Healthcare | 3.57% |
| 5 | Industrials | 3.53% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
BlackRock Enhanced Global Dividend Trust
BOE
$684M
| $597K | 0.05% |
40,258
+5,250
| +15% | +$76K |
|
|
PFL
327
PIMCO Income Strategy Fund
PFL
$388M
| $597K | 0.05% |
52,712
-29,096
| -36% | -$336K |
|
328
Automatic Data Processing
ADP
$108B
| $595K | 0.05% |
8,424
-89
| -1% | -$5.99K |
|
|
EOD
329
Allspring Global Dividend Opportunity Fund
EOD
$286M
| $595K | 0.05% |
81,938
-6,000
| -7% | -$44.4K |
|
|
LTC
330
LTC Properties
LTC
$2.15B
| $594K | 0.05% |
16,646
+196
| +1% | +$7.43K |
|
|
HYLD
331
DELISTED
High Yield ETF
HYLD
| $593K | 0.05% |
+11,460
| New | +$594K |
|
|
FFC
332
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
| $592K | 0.05% |
33,836
-10,343
| -23% | -$183K |
|
333
Xcel Energy
XEL
$48.8B
| $589K | 0.05% |
20,998
-1,272
| -6% | -$35.9K |
|
|
RALS
334
DELISTED
ProShares RAFI Long/Short
RALS
| $584K | 0.05% |
13,724
+2,345
| +21% | +$99.2K |
|
335
American International
AIG
$41.3B
| $583K | 0.05% |
11,515
-1,843
| -14% | -$91.8K |
|
|
CIM
336
Chimera Investment
CIM
$1B
| $574K | 0.05% |
12,307
-467
| -4% | -$21.3K |
|
337
Danaher
DHR
$144B
| $565K | 0.05% |
10,876
| – | – |
|
|
CHY
338
Calamos Convertible and High Income Fund
CHY
$1.06B
| $564K | 0.05% |
43,746
-28,578
| -40% | -$365K |
|
|
NVO
339
Novo Nordisk
NVO
$209B
| $561K | 0.05% |
30,530
+1,240
| +4% | +$21.6K |
|
340
Gabelli Equity Trust
GAB
$1.79B
| $554K | 0.05% |
75,056
-1,794
| -2% | -$12.1K |
|
341
TJX Companies
TJX
$178B
| $553K | 0.05% |
17,542
+4,672
| +36% | +$142K |
|
342
iShares Morningstar Small-Cap ETF
ISCB
$292M
| $552K | 0.05% |
17,020
+176
| +1% | +$5.45K |
|
343
iShares Morningstar US Equity ETF
ILCB
$1.32B
| $551K | 0.05% |
20,444
-476
| -2% | -$12.4K |
|
|
BNY
344
Bank of New York Mellon
BNY
$107B
| $549K | 0.05% |
15,762
+382
| +2% | +$12.4K |
|
345
Donaldson
DCI
$11.4B
| $534K | 0.05% |
12,286
+4,032
| +49% | +$164K |
|
346
Emerson Electric
EMR
$88.3B
| $533K | 0.05% |
7,561
-191
| -2% | -$12.8K |
|
347
iShares US Pharmaceuticals ETF
IHE
$1.64B
| $533K | 0.05% |
13,554
+2,178
| +19% | +$81.7K |
|
|
PGP
348
PIMCO Global StockPLUS & Income Fund
PGP
$100M
| $531K | 0.05% |
22,963
+13,458
| +142% | +$309K |
|
|
BPL
349
DELISTED
Buckeye Partners, L.P.
BPL
| $531K | 0.05% |
7,473
-18
| -0.2% | -$1.21K |
|
350
FedEx
FDX
$75.4B
| $528K | 0.05% |
3,695
-295
| -7% | -$39.1K |
|
Similar funds
ICOA
MIM
CR
DI
LM
RO
GHA
FPCM
National Planning Corporation's Q4 2013 Portfolio in Review
As of Q4 2013, National Planning Corporation held 742 positions worth $1.12B, up 8.9% from $1.03B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
National Planning Corporation deployed $40M of net new capital in Q4 2013, opening 78 new positions and adding to 308 existing holdings. Its largest new stake was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.
By sector, the portfolio is most concentrated in Energy at 8% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.
On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $8.79M trimmed.
- National Planning Corporation's largest Q4 2013 buy was VanEck IG Floating Rate ETF: 91,507 shares worth $2.28M.
- National Planning Corporation added most to iShares Russell 2000 ETF in Q4 2013, an estimated $12M increase.
- National Planning Corporation's biggest Q4 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $8.79M.
- National Planning Corporation fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q4 2013, selling an estimated $2.44M.
- National Planning Corporation's ten largest holdings make up 20% of its $1.12B portfolio in Q4 2013.
- National Planning Corporation opened 78 new positions and closed 37 in Q4 2013.
- National Planning Corporation's portfolio value rose 8.9% quarter-over-quarter to $1.12B.
Based on National Planning Corporation's 13F filing for Q4 2013, filed 13 Jan 2014.