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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+1.86%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$26M
Cap. Flow
-$30.4M
Cap. Flow %
-2.37%
Top 10 Hldgs %
22.19%
Holding
743
New
85
Increased
258
Reduced
302
Closed
48

Top Buys

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$17.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.4M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$14.8M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.84M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.49M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$11.9M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$11.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$9.52M

Sector Composition

Rank Sector Weight
1 Financials 4.83%
2 Healthcare 4.31%
3 Consumer Staples 4.09%
4 Energy 3.77%
5 Technology 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCV icon
301
Invesco California Value Municipal Income Trust
VCV
$525M
$688K 0.05%
55,450
-967
-2% -$12.2K
SCNB
302
DELISTED
Suffolk Bancorp
SCNB
$678K 0.05%
16,538
-2,113
-11% -$82.6K
DBB icon
303
Invesco DB Base Metals Fund
DBB
$317M
$675K 0.05%
41,607
+12,093
+41% +$178K
CAT icon
304
Caterpillar
CAT
$387B
$674K 0.05%
7,191
+849
+13% +$76.9K
NEE icon
305
NextEra Energy
NEE
$176B
$673K 0.05%
21,800
-360
-2% -$10.8K
MDIV icon
306
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
$672K 0.05%
34,454
-15,562
-31% -$291K
ETP
307
DELISTED
Energy Transfer Partners L.p.
ETP
$668K 0.05%
16,999
-2,415
-12% -$86.1K
BTT icon
308
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$660K 0.05%
29,000
– –
SPDW icon
309
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.5B
$658K 0.05%
24,579
+380
+2% +$9.81K
ICF icon
310
iShares Select U.S. REIT ETF
ICF
$2.08B
$657K 0.05%
13,244
+822
+7% +$40.3K
REM icon
311
iShares Mortgage Real Estate ETF
REM
$536M
$653K 0.05%
+15,167
New +$636K
PGX icon
312
Invesco Preferred ETF
PGX
$3.77B
$649K 0.05%
44,419
-1,007
-2% -$14.7K
WPC icon
313
W.P. Carey
WPC
$16B
$647K 0.05%
10,643
-752
-7% -$44K
MGV icon
314
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
$641K 0.05%
9,579
-162
-2% -$10.4K
VDE icon
315
Vanguard Energy ETF
VDE
$10.1B
$639K 0.05%
6,333
+362
+6% +$36.2K
FPF
316
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$638K 0.05%
27,563
+15
+0.1% +$332
GCC icon
317
WisdomTree Enhanced Commodity Strategy Fund
GCC
$278M
$632K 0.05%
31,661
+731
+2% +$14.3K
CMI icon
318
Cummins
CMI
$88.3B
$624K 0.05%
4,263
+131
+3% +$17.5K
CHRD icon
319
Chord Energy
CHRD
$7.58B
$616K 0.05%
43,125
-1,500
-3% -$19.4K
RDS.B
320
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$606K 0.05%
10,508
-747
-7% -$40.9K
GLW icon
321
Corning
GLW
$140B
$602K 0.05%
22,805
+519
+2% +$12.3K
SE
322
DELISTED
Spectra Energy Corp Wi
SE
$602K 0.05%
14,294
+3,192
+29% +$132K
DBE icon
323
Invesco DB Energy Fund
DBE
$89.2M
$601K 0.05%
45,067
+14,966
+50% +$191K
EMR icon
324
Emerson Electric
EMR
$88.4B
$599K 0.05%
10,178
-103
-1% -$5.54K
MVT
325
DELISTED
BlackRock MuniVest Fund II
MVT
$599K 0.05%
36,877
-217,392
-85% -$3.42M
11 12
13
14 15

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MIM
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LM
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National Planning Corporation's Q4 2016 Portfolio in Review

As of Q4 2016, National Planning Corporation held 743 positions worth $1.29B, up 2.1% from $1.26B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation's Q4 2016 filing shows 85 new, 258 increased, 302 reduced and 48 closed positions. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $16.1M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, up from 4.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q4 2016 buy was Invesco S&P MidCap Low Volatility ETF: 106,927 shares worth $4.39M.
  • National Planning Corporation added most to iShares S&P Mid-Cap 400 Value ETF in Q4 2016, an estimated $17.8M increase.
  • National Planning Corporation's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $16.1M.
  • National Planning Corporation fully exited PCM Fund in Q4 2016, selling an estimated $1.94M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.29B portfolio in Q4 2016.
  • National Planning Corporation opened 85 new positions and closed 48 in Q4 2016.
  • National Planning Corporation's portfolio value rose 2.1% quarter-over-quarter to $1.29B.

Based on National Planning Corporation's 13F filing for Q4 2016, filed 7 Feb 2017.