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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
+$99.7M
Cap. Flow
+$85.3M
Cap. Flow %
6.04%
Top 10 Hldgs %
20.83%
Holding
2,856
New
2,091
Increased
325
Reduced
357
Closed
15

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$17.8M
2
IYR icon
iShares US Real Estate ETF
IYR
+$15.5M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$13.3M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$12M
5
KMI icon
Kinder Morgan
KMI
+$4.73M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$14.4M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$14M
3
VER
VEREIT, Inc.
VER
+$13.3M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$12.9M
5
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$4.73M

Sector Composition

Rank Sector Weight
1 Energy 6.09%
2 Healthcare 4.94%
3 Consumer Staples 4.11%
4 Technology 4.03%
5 Financials 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS icon
301
Goldman Sachs
GS
$303B
$739K 0.05%
3,944
+875
+29% +$164K
MOO icon
302
VanEck Agribusiness ETF
MOO
$973M
$738K 0.05%
+14,189
New +$755K
PIZ icon
303
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$735M
$737K 0.05%
31,523
+474
+2% +$11.4K
MVT
304
DELISTED
BlackRock MuniVest Fund II
MVT
$736K 0.05%
45,809
+142
+0.3% +$2.2K
GOVI icon
305
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$734K 0.05%
21,760
-4,319
-17% -$139K
STK
306
Columbia Seligman Premium Technology Growth Fund
STK
$926M
$733K 0.05%
+39,854
New +$701K
HQL
307
abrdn Life Sciences Investors
HQL
$627M
$732K 0.05%
28,746
+18,033
+168% +$433K
VGT icon
308
Vanguard Information Technology ETF
VGT
$149B
$732K 0.05%
57,376
+19,928
+53% +$254K
GAS
309
DELISTED
AGL Resources Inc
GAS
$724K 0.05%
13,451
+2,001
+17% +$106K
IHE icon
310
iShares US Pharmaceuticals ETF
IHE
$1.64B
$722K 0.05%
14,136
+300
+2% +$14.6K
PGP
311
PIMCO Global StockPLUS & Income Fund
PGP
$100M
$720K 0.05%
36,712
-1,018
-3% -$21.8K
WM icon
312
Waste Management
WM
$91B
$718K 0.05%
13,995
+94
+0.7% +$4.58K
NTI
313
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$716K 0.05%
32,010
-7,400
-19% -$177K
QQEW icon
314
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$713K 0.05%
17,000
+300
+2% +$12.4K
NSC icon
315
Norfolk Southern
NSC
$75.1B
$699K 0.05%
6,788
-3,577
-35% -$392K
DXJ icon
316
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$698K 0.05%
14,452
+4,563
+46% +$238K
GPM
317
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$697K 0.05%
83,275
-200
-0.2% -$1.74K
WPM icon
318
Wheaton Precious Metals
WPM
$60.9B
$696K 0.05%
32,535
+1,424
+5% +$28.3K
TWO
319
Two Harbors Investment
TWO
$1.27B
$695K 0.05%
8,489
+1,475
+21% +$120K
MMD
320
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$695K 0.05%
+37,550
New +$680K
INCY icon
321
Incyte
INCY
$24.4B
$693K 0.05%
9,312
– –
XEL icon
322
Xcel Energy
XEL
$48.8B
$691K 0.05%
19,076
+19
+0.1% +$638
HYD icon
323
VanEck High Yield Muni ETF
HYD
$4.4B
$687K 0.05%
10,993
-1,381
-11% -$85.2K
MDLZ icon
324
Mondelez International
MDLZ
$79.9B
$675K 0.05%
18,173
-3,013
-14% -$110K
IYM icon
325
iShares US Basic Materials ETF
IYM
$1.02B
$674K 0.05%
8,410
-6,793
-45% -$565K
11 12
13
14 15

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MIM
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CR
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DI
DGH Investments Geneva, Switzerland $4.85M AUM 76.19% 1-Year Est. Return
LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q4 2014 Portfolio in Review

As of Q4 2014, National Planning Corporation held 2,856 positions worth $1.41B, up 7.6% from $1.31B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation deployed $85.3M of net new capital in Q4 2014, opening 2,091 new positions and adding to 325 existing holdings. Its largest new stake was iShares MSCI Emerging Markets Min Vol Factor ETF: 28,337 shares worth $1.59M.

By sector, the portfolio is most concentrated in Energy at 6.1% of assets, down from 7.1% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $14.4M trimmed.

  • National Planning Corporation's largest Q4 2014 buy was iShares MSCI Emerging Markets Min Vol Factor ETF: 28,337 shares worth $1.59M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q4 2014, an estimated $17.8M increase.
  • National Planning Corporation's biggest Q4 2014 reduction was Invesco QQQ Trust, cutting an estimated $14.4M.
  • National Planning Corporation fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $4.73M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.41B portfolio in Q4 2014.
  • National Planning Corporation opened 2,091 new positions and closed 15 in Q4 2014.
  • National Planning Corporation's portfolio value rose 7.6% quarter-over-quarter to $1.41B.

Based on National Planning Corporation's 13F filing for Q4 2014, filed 20 Jan 2015.