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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-7.07%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
-$24.6M
Cap. Flow
-$23.9M
Cap. Flow %
-2.2%
Top 10 Hldgs %
22.73%
Holding
688
New
43
Increased
269
Reduced
248
Closed
68

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$18M
4
IYR icon
iShares US Real Estate ETF
IYR
+$17.1M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.71M

Top Sells

Rank Stock Value
1
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$23.4M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$21.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$17M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$14.8M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$14.3M

Sector Composition

Rank Sector Weight
1 Energy 5.68%
2 Healthcare 5.43%
3 Consumer Staples 4.73%
4 Technology 3.97%
5 Financials 3.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEP icon
276
American Electric Power
AEP
$66.9B
$702K 0.06%
12,376
+2,635
+27% +$146K
SCHP icon
277
Schwab US TIPS ETF
SCHP
$16.2B
$702K 0.06%
26,164
-550
-2% -$14.8K
APD icon
278
Air Products & Chemicals
APD
$68.6B
$696K 0.06%
5,445
+5
+0.1% +$636
O icon
279
Realty Income
O
$58.6B
$694K 0.06%
14,477
+1,102
+8% +$49.7K
NRK icon
280
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$916M
$690K 0.06%
54,000
– –
USO icon
281
United States Oil Fund
USO
$1.78B
$688K 0.06%
5,789
+2,331
+67% +$286K
BPL
282
DELISTED
Buckeye Partners, L.P.
BPL
$688K 0.06%
10,089
+2,521
+33% +$175K
LOW icon
283
Lowe's Companies
LOW
$123B
$679K 0.06%
9,282
-313
-3% -$21.5K
IEFA icon
284
iShares Core MSCI EAFE ETF
IEFA
$195B
$672K 0.06%
11,925
+379
+3% +$21.5K
BOND icon
285
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.45B
$667K 0.06%
6,296
+2,775
+79% +$296K
DEO icon
286
Diageo
DEO
$54B
$666K 0.06%
5,736
+1,455
+34% +$162K
ITOT icon
287
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$662K 0.06%
13,796
-3,174
-19% -$147K
XLE icon
288
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$662K 0.06%
18,714
+1,160
+7% +$39.1K
PRFZ icon
289
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.87B
$661K 0.06%
33,470
-4,945
-13% -$97.1K
PAA icon
290
Plains All American Pipeline
PAA
$16.4B
$657K 0.06%
22,509
-1,214
-5% -$44.4K
SPDW icon
291
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.4B
$653K 0.06%
24,105
+660
+3% +$17.9K
ETX
292
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$648K 0.06%
36,500
– –
D icon
293
Dominion Energy
D
$59.1B
$646K 0.06%
9,150
+2,132
+30% +$150K
HEWJ icon
294
iShares Currency Hedged MSCI Japan ETF
HEWJ
$750M
$645K 0.06%
21,481
+200
+0.9% +$6.05K
SNY icon
295
Sanofi
SNY
$104B
$640K 0.06%
12,761
+1,750
+16% +$89.1K
VRTX icon
296
Vertex Pharmaceuticals
VRTX
$133B
$635K 0.06%
5,087
+1
+0% +$128
AWK icon
297
American Water Works
AWK
$26.9B
$633K 0.06%
10,919
+1,085
+11% +$56.7K
BIIB icon
298
Biogen
BIIB
$30.6B
$631K 0.06%
2,127
+303
+17% +$100K
FPF
299
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$621K 0.06%
28,290
-1,055
-4% -$22.8K
EMC
300
DELISTED
EMC CORPORATION
EMC
$621K 0.06%
23,685
– –
10 11
12
13 14

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National Planning Corporation's Q3 2015 Portfolio in Review

As of Q3 2015, National Planning Corporation held 688 positions worth $1.09B, down 2.2% from $1.11B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2015 filing shows 43 new, 269 increased, 248 reduced and 68 closed positions. Its largest new stake was VEREIT, Inc.: 53,224 shares worth $2.27M. The largest sale was VictoryShares US 500 Enhanced Volatility Wtd ETF, an estimated $23.4M.

By sector, the portfolio is most concentrated in Energy at 5.7% of assets, up from 5.1% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2015 buy was VEREIT, Inc.: 53,224 shares worth $2.27M.
  • National Planning Corporation added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $19.1M increase.
  • National Planning Corporation's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $21.5M.
  • National Planning Corporation fully exited VictoryShares US 500 Enhanced Volatility Wtd ETF in Q3 2015, selling an estimated $23.4M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.09B portfolio in Q3 2015.
  • National Planning Corporation opened 43 new positions and closed 68 in Q3 2015.
  • National Planning Corporation's portfolio value fell 2.2% quarter-over-quarter to $1.09B.

Based on National Planning Corporation's 13F filing for Q3 2015, filed 12 Nov 2015.